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Great Elm Capital (NASDAQ: GECC) extends revolver maturity terms

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Great Elm Capital Corp. entered into a material definitive amendment to its Loan, Guarantee and Security Agreement with City National Bank on June 8, 2026. The change updates the maturity of borrowings under the revolving credit facility.

The revolver will now mature on the earlier of June 8, 2029, or March 31, 2029 if the company’s 8.50% notes due 2029 have not been refinanced by that date. The full text of the sixth amendment, including the updated loan agreement, is attached as Exhibit 10.1.

Positive

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Item 1.01 Entry into a Material Definitive Agreement Business
The company signed a significant contract such as a merger agreement, credit facility, or major partnership.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Amendment date June 8, 2026 Date of sixth amendment to Loan, Guarantee and Security Agreement
Revolver outside maturity June 8, 2029 Latest possible maturity date for revolving facility borrowings
Conditional earlier maturity March 31, 2029 Earlier maturity if 8.50% notes due 2029 are not refinanced
Coupon on notes 8.50% Interest rate on Great Elm Capital’s notes due 2029 referenced in amendment
8.125% notes maturity 2029 Separate 8.125% notes due 2029 listed on Nasdaq Global Market
7.75% notes maturity 2030 7.75% notes due 2030 listed as GECCG on Nasdaq Global Market
Material Definitive Agreement regulatory
"Item 1.01 Entry into a Material Definitive Agreement."
A material definitive agreement is a legally binding contract that creates major, long‑term obligations or rights for a company, such as loans, asset sales, mergers, or supplier deals. Think of it like a mortgage or lease for a business: it can change future cash flow, risk and control, so investors watch these agreements closely because they can materially affect a company’s value, financial health and stock price.
Revolving Facility financial
"The Amendment updated the maturity date for borrowings under the Revolving Facility"
A revolving facility is a bank loan that works like a company credit card: the borrower can draw funds, repay them, and draw again up to a set limit during the agreement period. It matters to investors because it provides short-term cash flexibility for operations, investments, or emergencies, and the cost or availability of that credit can affect a company’s liquidity, interest expenses, and financial stability.
Loan, Guarantee and Security Agreement financial
"the Company’s Loan, Guarantee and Security Agreement, dated as of May 5, 2021"
Emerging growth company regulatory
"Emerging growth company"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
inline XBRL technical
"The cover page of this on , formatted as inline XBRL."
Inline XBRL is a file format for financial filings that embeds machine-readable data tags directly inside the human-readable report, so the same document can be read by people and parsed by software. For investors it makes extracting, comparing and verifying financial numbers faster and more reliable—like a grocery list where each item also has a barcode—reducing manual errors and speeding up analysis.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 08, 2026

 

 

Great Elm Capital Corp.

(Exact name of Registrant as Specified in Its Charter)

 

 

Maryland

814-01211

81-2621577

(State or Other Jurisdiction
of Incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

 

 

 

 

 

3801 PGA Boulevard, Suite 603

 

Palm Beach Gardens, Florida

 

33410

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s Telephone Number, Including Area Code: 617 375-3006

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class

 

Trading
Symbol(s)

 


Name of each exchange on which registered

Common stock, par value $0.01 per share

 

GECC

 

Nasdaq Global Market

8.50% Notes due 2029

 

GECCI

 

Nasdaq Global Market

8.125% Notes due 2029

 

GECCH

 

Nasdaq Global Market

7.75% Notes due 2030

 

GECCG

 

Nasdaq Global Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 


Item 1.01 Entry into a Material Definitive Agreement.

On June 8, 2026, Great Elm Capital Corp. (the “Company”) entered into an amendment (the “Amendment”) to the Company’s Loan, Guarantee and Security Agreement, dated as of May 5, 2021 (as amended, restated, amended and restated, supplemented or otherwise modified, the “Loan Agreement”), with City National Bank (“CNB”), as lender.

The Amendment updated the maturity date for borrowings under the Revolving Facility to the earlier of (i) June 8, 2029 and (ii) March 31, 2029 if the Company’s 8.50% notes due 2029 have not been refinanced on or prior to such date.

The foregoing description of the Amendment does not purport to be complete and is qualified in its entirety by reference to the Amendment (which includes the Loan Agreement, as amended by the Amendment), a copy of which is filed as Exhibit 10.1 to this Current Report on Form 8-K and is incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

The following exhibits are furnished with this report but shall not be deemed filed.

Exhibit

Number

Description

10.1

Sixth Amendment, dated as of June 8, 2026 to Loan, Guarantee and Security Agreement, as of May 5, 2021, by and among Great Elm Capital Corp. and City National Bank, as amended.

104

The cover page of this Current Report on Form 8-K, formatted as inline XBRL.

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Great Elm Capital Corp.

 

 

 

 

Date:

June 8, 2026

By:

/s/ Keri A. Davis

 

 

 

Keri A. Davis
Chief Financial Officer

 


FAQ

What did Great Elm Capital Corp. (GECC) change in its loan agreement?

Great Elm Capital Corp. amended its Loan, Guarantee and Security Agreement with City National Bank. The update primarily adjusts the maturity date for borrowings under its revolving credit facility, linking it to both a fixed 2029 date and the refinancing status of its 8.50% notes.

When does Great Elm Capital Corp.’s revolving credit facility now mature?

The revolving credit facility now matures on the earlier of June 8, 2029, or March 31, 2029. The earlier March date applies only if Great Elm Capital Corp.’s 8.50% notes due 2029 have not been refinanced by that time under the amended agreement.

How are Great Elm Capital Corp.’s 8.50% notes due 2029 tied to the revolver maturity?

The amended loan agreement links the revolver’s maturity to the 8.50% notes due 2029. If those notes have not been refinanced on or before March 31, 2029, the revolving credit facility will mature on that earlier March 31, instead of June 8, 2029.

Who is the lender under Great Elm Capital Corp.’s amended loan agreement?

City National Bank is the lender under Great Elm Capital Corp.’s Loan, Guarantee and Security Agreement. The June 8, 2026 amendment, described as the sixth amendment, was executed between the company and City National Bank and is filed as Exhibit 10.1.

What exhibits accompany Great Elm Capital Corp.’s 8-K about the loan amendment?

The filing includes Exhibit 10.1 and Exhibit 104. Exhibit 10.1 is the Sixth Amendment dated June 8, 2026 to the Loan, Guarantee and Security Agreement. Exhibit 104 is the cover page information formatted as inline XBRL for the electronic filing system.

Filing Exhibits & Attachments

2 documents