Innovator Equity SEC Filings

This NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) dated June 28, 2025, is a monthly portfolio investments report submitted to the SEC. The form is structured to collect detailed information about the fund's:

• Portfolio-level assets, liabilities, and risk metrics
• Securities lending activities
• Monthly performance data including returns and flow information
• Derivatives exposure and Value at Risk (VaR) calculations
• Liquidity classifications and risk management practices

This is a template filing that shows the required reporting structure but does not contain actual portfolio data. The filing is marked as a LIVE submission and requires detailed reporting across multiple categories including asset composition, risk metrics, derivatives exposure, and compliance with SEC rules like 18f-4 regarding fund leverage risk and 22e-4 concerning liquidity risk management.

Innovator Equity Managed Floor ETF (NYSEARCA:SFLR) submitted a routine Form NPORT-P on 29 June 2025 to report its monthly portfolio holdings. The public extract provided is largely a template: critical quantitative fields such as total assets, liabilities, net assets, risk metrics, securities-lending details, and monthly performance figures are blank. No strategic updates, risk factors, or legal matters are disclosed. Based on the available text, the filing appears strictly administrative with no material information that would alter the fund’s investment outlook.

Innovator Equity Managed Floor ETF (SFLR) has submitted a Form NPORT-P monthly portfolio report to the SEC. The document is almost entirely a structural template: sections covering total assets, liabilities, net assets, credit-spread risk metrics, securities-lending details, monthly returns, derivative gains or losses, and share-flow activity are left blank. Administrative elements—such as registrant name, address, LEI, and contact information—are likewise missing. The only definitive disclosure is that the submission is marked as a live electronic filing and that the fund does not anticipate this to be its final NPORT-P filing. Because no quantitative or qualitative portfolio information is provided, the filing offers investors no insight into the fund’s financial position, performance, or risk profile.

This NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) is a monthly portfolio investments report filed with the SEC. The filing contains detailed portfolio and risk information structured in multiple parts:

The report includes:

• Part A: General fund information, including registrant details and reporting period
• Part B: Comprehensive fund data covering assets, liabilities, risk metrics, securities lending activities, return information, and flow data
• Key sections on derivatives exposure, VaR information, and liquidity classifications
• Portfolio-level risk metrics for debt securities positions exceeding 25% of NAV
• Monthly total returns, realized gains/losses, and unrealized appreciation/depreciation data

This standardized filing format provides transparency into the fund's portfolio holdings, risk management practices, and performance metrics, though specific values are not populated in this template version. The filing demonstrates compliance with SEC reporting requirements for investment companies.

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If not called, principal is protected only as long as the lesser-performing underlying remains above a 70 % barrier (30 % downside) on the July 11 2028 Observation Date. Breaching the barrier results in a 1:1 loss on the lesser-performing index, exposing investors to a potential total loss of principal. The estimated value at pricing will be no less than $940 per $1,000 note, reflecting selling concessions and J.P. Morgan’s internal funding rate.

Key risks include credit exposure to JPMorgan Chase Financial Company LLC (issuer) and JPMorgan Chase & Co. (guarantor), limited secondary-market liquidity, potential conflicts of interest in pricing and hedging, and uncertain tax treatment. Investors receive no periodic coupons, dividends, or voting rights. The product is filed as a Free Writing Prospectus under SEC Rule 433 (Registration Nos. 333-270004 & 333-270004-01).

This is a Form NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) filed on June 28, 2025. Form NPORT-P is a monthly portfolio holdings report required by the SEC for registered investment companies.

The filing is a template form that requires reporting of:

• General fund information including assets, liabilities, and net assets
• Portfolio-level risk metrics for funds with significant debt holdings
• Securities lending activities
• Monthly performance data including total returns and realized/unrealized gains
• Fund flow information tracking sales and redemptions
• Liquidity classifications and derivatives exposure data
• Value at Risk (VaR) information for funds using derivatives

This appears to be a blank form template rather than a completed filing, as the actual data fields are empty. The ETF would need to complete this form monthly to disclose its portfolio holdings and risk metrics to regulators.

This is a Form NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) filed on June 28, 2025. Form NPORT-P is a monthly portfolio holdings report required by the SEC for registered investment companies.

The filing contains structured information about the fund's:

• Portfolio-level risk metrics and derivatives exposure
• Securities lending activities
• Monthly performance data and flow information
• Highly Liquid Investment Minimum details
• Value at Risk (VaR) information

While this is a structured form filing that provides a template for reporting detailed portfolio and risk information, the specific data fields in this instance appear to be largely unpopulated. This filing appears to be a blank or template version rather than one containing actual fund data. The form is designed to provide transparency into the fund's portfolio holdings, risk exposures, and compliance with SEC regulations including liquidity management and derivatives rules.

Innovator Equity Managed Floor ETF (Ticker: SFLR) has submitted a Form NPORT-P signalling that the fund filed its required monthly portfolio report with the SEC. However, the document provided is largely a template: virtually every quantitative field—total assets, liabilities, net assets, portfolio risk metrics, securities-lending details, monthly returns, and share-flow information—remains blank. The filing only confirms that it is a LIVE electronic submission and identifies the form section headings.

Because key financial and portfolio data are absent, investors cannot assess the fund’s asset mix, risk profile, recent performance, or cash-flow activity from this submission alone. Until the registrant populates these sections or issues an amended report, this filing offers no actionable insight into SFLR’s current financial condition.

The Innovator Equity Managed Floor ETF (ticker SFLR) submitted a Form NPORT-P, the SEC’s monthly portfolio report template for registered investment companies. The public filing contains only the standardized form headings and item descriptions—no portfolio holdings, risk metrics, asset values, flows, or other quantitative disclosures are populated. Accordingly, this document functions purely as a procedural submission indicating that the Fund remains in compliance with periodic reporting requirements but provides no material financial information to investors.