Innovator Equity SEC Filings

Innovator Equity Managed Floor ETF (SFLR) submitted a Form NPORT-P monthly portfolio investments report. The supplied excerpt is almost entirely the SEC’s blank template: every quantitative line item—total assets, liabilities, net assets, portfolio-level risk metrics, securities-lending data, monthly returns and share-flow information—shows no populated figures. The only completed field states the submission is “LIVE” rather than a test, and the fund does not anticipate this being its final NPORT-P filing. Consequently, the document adds no material insight into SFLR’s current holdings, performance or risk profile.

Form NPORT-P is designed to give regulators and investors monthly transparency into a fund’s portfolio and derivatives exposure. Because those schedules are empty in this excerpt, investors cannot assess asset allocation, leverage, interest-rate sensitivity or recent gains and losses. Either the filing is incomplete, or the detailed tables were not included in the provided text. Stakeholders will need to consult the official EDGAR version—or await an amended submission—to obtain meaningful data.

The Innovator Equity Managed Floor ETF (symbol SFLR) has submitted a monthly Form NPORT-P. The document provided is marked as a LIVE filing and explicitly notes that it is not expected to be the fund’s final NPORT submission. Aside from these procedural points, all key quantitative fields—including Items B.1 (assets & liabilities), B.3 (portfolio-level risk metrics), B.4 (securities lending), B.5 (monthly returns) and B.6 (share flows)—are blank. Consequently, the filing reveals no information on the fund’s net asset value, portfolio composition, risk profile, recent performance or capital activity.

Because the core data tables are empty, the report does not provide investors with material insight that could affect valuation or risk assessment. Stakeholders will need to wait for a complete NPORT-P or alternative disclosure to evaluate SFLR’s current financial position.

Innovator Equity Managed Floor ETF (Ticker: SFLR) has submitted a Form N-PORT-P monthly portfolio report that is largely unpopulated. The filing contains the standard structural elements—Part A registrant information, Part B fund-level data (assets, liabilities, risk metrics, securities-lending, derivatives activity, flows), and multiple tables for borrower disclosures—but virtually every numeric and descriptive field is blank.

Because no values are provided for total assets, net assets, liabilities, risk exposures, returns, derivatives gains/losses, securities-lending collateral, or share flows, investors receive no insight into the ETF’s current portfolio composition or recent performance. The document simply confirms that the filing is live (not a test) and that it is not the fund’s final N-PORT submission.

In practical terms, this N-PORT-P offers no material information that could affect valuation, risk assessment, or trading decisions. Stakeholders should look for an amended filing or the forthcoming Form N-PORT-EX (public version) for substantive data.

Innovator Equity Managed Floor ETF (Ticker: SFLR) has submitted a Form NPORT-P to the U.S. Securities and Exchange Commission.

The filing is designated as a LIVE electronic submission and represents a Monthly Portfolio Investments Report. However, virtually all data fields normally required under Parts A and B—including registrant information, asset/liability figures, portfolio-level risk metrics, securities-lending details, return data and flow information—are left blank. The fund also indicates that it does not expect this to be its final filing on Form NPORT-P.

Because the numerical schedules and descriptive sections contain no populated values, the document provides no insight into the ETF’s current holdings, risk profile, recent performance, or shareholder activity. As a result, investors and analysts cannot draw any meaningful conclusions about the fund’s financial condition or strategy from this submission alone.

This NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) was submitted on June 28, 2025. Form NPORT-P is a monthly portfolio holdings report required by the SEC for registered investment companies.

The filing appears to be a template or blank form submission, as most data fields are empty. Key sections include:

• General fund information and assets/liabilities reporting
• Portfolio risk metrics for debt securities exposure
• Securities lending activities
• Monthly return data and flow information
• Derivatives exposure and Value at Risk (VaR) information
• Highly Liquid Investment Minimum details

Without populated data, this filing provides limited insight into the ETF's actual portfolio composition or performance. The fund appears to be structured to provide managed downside protection ("floor") for equity investments, based on its name.

Regulus Therapeutics Inc. filed Post-Effective Amendment No. 1 to 20 previously effective Form S-8 registration statements on 25 June 2025. The amendment deregisters all shares of common stock that had been registered but remain unsold or unissued under the company’s 2009, 2012, 2019 and 2021 equity incentive plans, multiple inducement plans and its 2012 and 2022 employee stock purchase plans. Collectively, the affected filings span registrations made between 2012 and 2025 and reference two reverse stock splits (1-for-12 in 2018 and 1-for-10 in 2022).

The action follows completion of the merger stipulated in the 29 April 2025 Agreement and Plan of Merger among Regulus, Novartis AG and Redwood Merger Sub Inc. On 25 June 2025, Redwood Merger Sub merged with and into Regulus, leaving Regulus as a wholly-owned subsidiary of Novartis. Because the company is now private, it has terminated all offerings of its securities, rendering the original S-8 registrations unnecessary.

Operationally, Regulus is identified as a non-accelerated filer and a smaller reporting company. No financial statements, valuation data or pro-forma disclosures are included; the filing is purely administrative. For investors, the document confirms the cessation of future share issuances under employee and incentive plans and provides final regulatory closure on Regulus’ transition from a public issuer to part of Novartis.

This NPORT-P filing for the Innovator Equity Managed Floor ETF (SFLR) represents a monthly portfolio investments report filed with the SEC on June 28, 2025. The filing is a standardized form that requires detailed portfolio-level information including:

• Fund assets, liabilities, and net asset value
• Portfolio risk metrics for debt securities (if applicable)
• Securities lending activities
• Monthly return information for the previous 3 months
• Fund flow data including sales and redemptions
• Derivatives exposure and liquid investment information

This appears to be a blank or template filing form, as the specific financial data fields are unpopulated. The form structure indicates this ETF must report on its investment strategy of providing managed downside protection while maintaining equity exposure, though actual portfolio details are not visible in this excerpt.