Welcome to our dedicated page for Alliancebernstein Hldg L P SEC filings (Ticker: AB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AllianceBernstein Holding, L.P. filings document the public reporting of AB Holding and AllianceBernstein L.P., including material-event reports for operating results, Regulation FD disclosures for preliminary assets under management, and governance changes. Recent 8-K filings furnish earnings releases, AUM releases and exhibits rather than treating those exhibits as filed under the Exchange Act.
The disclosures describe GAAP and adjusted per-unit earnings, cash distributions, advisory-fee and AUM trends, and AUM detail by Institutions, Retail and Private Wealth channels across equity, fixed income, alternatives and multi-asset solutions. Governance filings also record senior management appointments and related officer matters.
AllianceBernstein Holding L.P. director Bruce M. Holley reported receiving a grant of 4,397 AB Holding Units as equity compensation. The award was approved by the Board of Directors of AllianceBernstein Corporation, the general partner of AB Holding.
The restricted AB Holding Units will vest and be delivered in three equal 33.33% installments on May 1, 2027, May 1, 2028 and May 1, 2029. Following this grant, Holley directly holds a total of 13,642 AB Holding Units.
The grant was valued using the closing price of AB Holding Units of $38.67 on the grant date, May 20, 2026. This filing reflects a routine compensation-related acquisition rather than an open-market purchase or sale.
Stonehill Charles G.T. reported acquisition or exercise transactions in this Form 4 filing.
AllianceBernstein Holding L.P. director Charles G.T. Stonehill received a grant of 4,397 restricted AB Holding Units on May 20, 2026, valued at $38.67 per unit. His direct holdings increased to 29,573 AB Holding Units. The grant vests in three equal 33.33% installments on May 1 of 2027, 2028 and 2029.
Kaye Daniel G reported acquisition or exercise transactions in this Form 4 filing.
ALLIANCEBERNSTEIN HOLDING L.P. director Daniel G. Kaye reported receiving an equity award of 4,397 restricted AB Holding Units. The grant was approved by the Board of Directors of AllianceBernstein Corporation, the general partner, at a meeting on May 20, 2026.
The restricted units will vest and be delivered in three equal 33.33% installments on May 1 of 2027, 2028 and 2029, aligning the director’s compensation with long-term performance. Following this award, Kaye directly holds 48,527 AB Holding Units. The closing price on the grant date was $38.67 per unit.
Narayandas Das reported acquisition or exercise transactions in this Form 4 filing.
ALLIANCEBERNSTEIN HOLDING L.P. granted Director Narayandas Das 4,397 restricted AB Holding Units as equity compensation. The grant was approved by the Board of AllianceBernstein Corporation, with each Independent Director recusing himself or herself from approving this specific grant.
The units were valued at $38.67 per unit, based on the NYSE closing price on May 20, 2026, and will vest in three equal 33.33% installments on May 1, 2027, 2028 and 2029. After this award, Das directly holds 49,318 AB Holding Units.
Walthall Todd reported acquisition or exercise transactions in this Form 4 filing.
ALLIANCEBERNSTEIN HOLDING L.P. director Todd Walthall received an equity grant of 4,397 AB Holding Units as compensation. The award was approved by the Board of Directors of AllianceBernstein Corporation, the general partner.
The restricted AB Holding Units will vest and be delivered in three equal 33.33% installments on May 1, 2027, 2028 and 2029. The grant was based on the NYSE closing price of $38.67 per unit on May 20, 2026, and brings Walthall’s direct holdings to 25,277 AB Holding Units.
LAMMTENNANT JOAN M reported acquisition or exercise transactions in this Form 4 filing.
ALLIANCEBERNSTEIN HOLDING L.P. director Joan M. LammTennant received a grant of 4,397 AB Holding Units as equity compensation. The grant was approved by the Board of Directors of AllianceBernstein Corporation, the general partner, with each Independent Director recusing from approving his or her own grant.
The restricted AB Holding Units vest and are delivered in three equal 33.33% installments on May 1, 2027, 2028 and 2029, aligning compensation with multi‑year performance. Following this award, LammTennant directly holds 24,875 AB Holding Units. The grant was valued using the closing price of $38.67 per unit on May 20, 2026.
AllianceBernstein Holding L.P. reported that preliminary assets under management rose to $881 billion as of April 30, 2026, up from $839 billion at the end of March. The firm noted this 5% increase was driven by market appreciation, partly offset by net outflows across its distribution channels.
By client type, assets totaled $363 billion for institutions, $355 billion for retail, and $163 billion for private wealth clients at April 30, 2026. Equity strategies accounted for $360 billion, fixed income for $313 billion, and alternatives and multi-asset solutions for $208 billion. The company also reiterated customary cautions about forward‑looking statements and referenced its Form 10‑K and Form 10‑Q risk factors.
ALLIANCEBERNSTEIN HOLDING L.P. director and CEO Seth P. Bernstein sold 29,000 AB Holding Units in an open-market transaction on April 30, 2026 at a weighted average price of $39.539 per unit. After this sale, he directly holds 212,046 AB Holding Units, which represent beneficial ownership of limited partnership interests in the firm.
AllianceBernstein Holding L.P. reported higher results for the three months ended March 31, 2026, driven by stronger earnings at AllianceBernstein L.P. (AB).
Net income rose to $85.2 million from $74.0 million, and net income per unit increased to $0.92 from $0.67. Adjusted net income was $76.7 million, or $0.83 per unit, which also matches the declared Q1 2026 distribution per unit payable in May.
AB’s net income attributable to its unitholders was $295.5 million, up 33.8%, while AB Holding’s weighted average equity ownership interest in AB declined to 31.2%. Operating cash flow was $88.5 million, fully used for distributions and related financing flows, and units outstanding increased to 93.4 million following incentive-related issuances and modest unit retirements.
Charles Schwab Corp Form 144 notice reports a proposed sale of 29,376 shares of Common stock from a Deferred Compensation equity compensation source with an effective date of 12/01/2025. The filing also records that Seth P. Bernstein sold 26,840 shares of Common stock on 02/18/2026 for $1,101,787.51.