Transactions of Managers and Closely Associated Persons

Rhea-AI Summary

Alvotech (ALVO) disclosed manager-related transactions involving a significant share pledge. Filings with Luxembourg's CSSF report that Celtic Lux Holdings pledged 88,940,619 shares and 7,007,321 depository receipts in Alvotech. The transactions, classified as dealings by managers and closely associated persons, were dated June 26, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

What This Means

The filing highlights pledging of 88,940,619 shares plus millions of related depository receipts by ...

Analysis

The filing highlights pledging of 88,940,619 shares plus millions of related depository receipts by a key holder, adding context to prior insider transactions. Investors may watch for further disclosures on financing structures or any follow‑up regulatory filings.

Key Figures

Pledged shares: 88,940,619 shares Pledged depository receipts: 7,007,321 depository receipts

2 metrics

Pledged shares 88,940,619 shares Pledge by Celtic Lux Holdings S.a. r.l.

Pledged depository receipts 7,007,321 depository receipts Pledge on Alvotech shares

Historical Context

5 past events · Latest: Jul 01 (Positive)

Pattern 5 events

Date	Event	Sentiment	24h Move	Catalyst
Jul 01	term loan financing	Positive	-3.0%	New $75 million term loan facility added to strengthen liquidity position.
Jun 22	manager share acquisition	Positive	+1.4%	Celtic Lux Holdings acquired over ten million shares at a set price.
Jun 18	offering closing	Negative	+0.1%	Closed public offering and private placement raising significant gross proceeds.
Jun 18	offering announcement	Negative	+0.1%	Commenced proposed public offering and concurrent private placement of shares.
Jun 15	offering pricing	Negative	-8.7%	Priced public offering and concurrent private placement targeting sizable gross proceeds.

24h Move is the share-price change in the day after each event; other market factors may also have contributed.

Pattern Detected

Recent news shows slightly more price divergences than alignments with the apparent tone of announcements.

Regulatory & Risk Context

Short Interest: 2.65%

Short Interest

2.65% of float

0% 15% 30%+

low as of 2026-06-15 Days to cover: 3.63

Reported short positioning appears relatively low, suggesting limited squeeze potential and a generally moderate contribution to share price volatility from short covering alone.

Key Terms

depository receipts, commission de surveillance du secteur financier, cssf, managers and closely associated persons

4 terms

depository receipts financial

"announcing the pledging of (i) 88,940,619 shares and (ii) 7,007,321 depository receipts on shares"

A depository receipt is a tradable certificate issued by a bank that represents ownership of shares held in a foreign company, letting investors buy and sell those shares on their local stock market without dealing with the foreign exchange and custody details. Think of it as a local receipt for a piece of a foreign company kept in a secure vault abroad; it matters because it makes international investing easier, often increases liquidity, and can affect dividend payments and currency risk.

commission de surveillance du secteur financier regulatory

"two filings with the Luxembourg Commission de Surveillance du Secteur Financier (CSSF) regarding transactions"

A national financial watchdog that supervises banks, fund managers and other financial firms to ensure they follow rules, protect customers and keep markets stable. Think of it like a referee and safety inspector for a country’s financial system: it checks that companies operate fairly, have enough money to cover risks, and report accurate information. Investors care because its oversight affects the safety of deposits, the reliability of financial information, and overall market confidence.

cssf regulatory

"filings with the Luxembourg Commission de Surveillance du Secteur Financier (CSSF) regarding transactions"

The CSSF is the national financial regulator that oversees banks, investment funds, payment providers and other financial firms in its jurisdiction, issuing licenses, monitoring compliance and enforcing rules. For investors, the CSSF matters because it acts like a traffic cop for the financial system—setting standards and stepping in to reduce fraud, manage risks and protect clients, which helps preserve market integrity and confidence in firms and products.

managers and closely associated persons regulatory

"filings with the Luxembourg Commission ... regarding transactions of managers and closely associated persons"

Managers and closely associated persons are the people who run a company—such as executives and board members—and the people or entities tied to them, like family members, household partners, or companies they control. Investors care because these individuals have access to nonpublic information and their trades reveal insider confidence or conflicts of interest; knowing who they are is like watching a team’s captains and their close aides to judge how decisions and incentives really work.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Attached are copies of two filings with the Luxembourg Commission de Surveillance du Secteur Financier (CSSF) regarding transactions of managers and closely associated persons, announcing the pledging of (i) 88,940,619 shares and (ii) 7,007,321 depository receipts on shares in Alvotech by Celtic Lux Holdings S.a. r.l. (formerly known as Alvogen Lux Holdings S.a. r.l.). The date of the transactions was June 26, 2026.

Alvotech Investor Relations
Benedikt Stefansson, VP
alvotech.ir@alvotech.com

Attachments

• Managers Transactions - CSSF Form - Celtic Lux Holdings S.à r.l. 2026-07-02 (i)
• Managers Transactions - CSSF Form - Celtic Lux Holdings S.à r.l. 2026-07-02 (ii)

FAQ

What insider transactions did Alvotech (ALVO) report on July 3, 2026?

Alvotech reported that Celtic Lux Holdings pledged 88,940,619 shares and 7,007,321 depository receipts in Alvotech. According to Alvotech, these transactions were disclosed to the Luxembourg CSSF as dealings by managers and closely associated persons dated June 26, 2026.

Who is Celtic Lux Holdings in relation to Alvotech (ALVO) manager transactions?

Celtic Lux Holdings is the entity that pledged Alvotech shares and depository receipts reported as manager-related transactions. According to Alvotech, Celtic Lux Holdings, formerly Alvogen Lux Holdings, executed these pledges and notified the Luxembourg CSSF under the managers and closely associated persons rules.

How many Alvotech (ALVO) shares were pledged in the June 26, 2026 transaction?

The June 26, 2026 transaction involved the pledge of 88,940,619 Alvotech shares. According to Alvotech, Celtic Lux Holdings also pledged 7,007,321 depository receipts, and both pledges were reported to the Luxembourg CSSF as transactions by managers and closely associated persons.

What is the role of the Luxembourg CSSF in Alvotech (ALVO) manager transaction disclosures?

The Luxembourg CSSF received filings detailing Alvotech manager-related share pledges by Celtic Lux Holdings. According to Alvotech, two CSSF forms documented the pledge of shares and depository receipts as transactions of managers and closely associated persons dated June 26, 2026.

When did the reported manager and closely associated person transactions occur for Alvotech (ALVO)?

The reported transactions occurred on June 26, 2026, involving pledged Alvotech securities. According to Alvotech, Celtic Lux Holdings pledged 88,940,619 shares and 7,007,321 depository receipts, later filing the details with the Luxembourg CSSF as required for manager-related dealings.