Broadridge Financial Solutions reports developments across financial technology, investor communications, governance services, and capital markets operations. Company news commonly covers proxy voting and disclosure solutions, managed services, trading and post-trade technology, financial messaging, and platforms used by banks, broker-dealers, asset managers, wealth managers, and corporate issuers.
Recurring updates also include artificial intelligence in capital markets and wealth workflows, digital asset and tokenized securities infrastructure, LTX corporate bond trading activity, Distributed Ledger Repo, client migrations to the Broadridge Swift Service Bureau, acquisitions that expand trading capabilities, investor events, dividends, and debt financing actions.
Broadridge (NYSE: BR) processed $7.5 trillion in September 2026 repo transactions through its Distributed Ledger Repo platform, known as DLR.
Average daily transaction volume reached $359 billion. Repo transactions involve securities financing through repurchase agreements. Broadridge is extending its digital asset infrastructure beyond repo through the recently launched DLX platform. DLX covers multiple asset classes and activities including issuance, trading, settlement and custody, connecting traditional and blockchain-based operations.
Duke Robotics (Nasdaq: DUKR) appointed Avi Levin as Chief Financial Officer, effective October 1, 2026, succeeding Shlomo Zakai. Zakai is expected to continue providing financial and corporate consulting services to support the transition. The appointment follows Duke Robotics’ recent Nasdaq uplisting and the arrival of Chief Executive Officer Yiftach Kleinman.
Levin is a certified public accountant in the United States and Israel with more than two decades of finance and capital markets experience. Across his career, he has raised more than $130 million through private placements and public offerings with Nasdaq-listed issuers. His previous CFO roles include Ability, RAD Data Communications and BlackSwan Technologies. At Ability, he helped lead three Nasdaq offerings that raised an aggregate of $78 million.
Broadridge (NYSE: BR) nominated Srinivas D. Tallapragada for election to its Board of Directors at the upcoming 2026 Annual Meeting. Amit Zavery will step down from the board after the same meeting, following more than seven years of service. Tallapragada currently serves as Special Advisor to the CEO of Salesforce and previously held engineering and customer success leadership roles there.
Broadridge (BR) and Korea Securities Depository signed a memorandum of understanding to modernize proxy voting for international investors holding Korean equities.
The MOU sets out an intention to collaborate on a market operating model that would digitize and automate the end-to-end voting process. The parties also aim to improve transparency and accuracy while aligning the work with Korea’s regulatory and market framework. The operating model remains a proposed outcome of the collaboration.
Broadridge (BR) appointed Boaz Lahovitsky as President of Wealth Management, succeeding Mike Alexander, to lead the next phase of growth and innovation for its wealth business.
Lahovitsky brings over 20 years of experience building advisory and platform businesses, most recently as Managing Director of Personal Advisors at J.P. Morgan, and has held senior roles at Vanguard, Citi, Genpact, UBS, and Booz Allen Hamilton. He is expected to help strengthen the Broadridge Wealth Platform and support clients as they modernize technology, enhance digital engagement, and adapt to changes such as Artificial Intelligence and Digital Assets. Broadridge’s platforms process over 8 billion communications annually and support daily average trading of over $18 trillion in tokenized and traditional securities globally.
SIFMA, BNY, Broadridge (BR) and DTCC, with The ValueExchange, released a June 2026 “U.S. Treasury Central Clearing Pulse Survey” of 340 experts on readiness for the December 31, 2026 cash clearing mandate and June 30, 2027 repo deadline.
86% of respondents are at least somewhat confident of meeting the overall mandate and more than half now have funded repo-clearing projects, yet execution challenges remain. Legal and contract negotiation drive delays for 88% of deferred programs and are rated “very challenging” by 44%, while technology integration issues are delaying projects for 67% of firms. 72% say they need more clarity on key rules to be ready.
Costs are still being quantified: 57% have not estimated ongoing cost impacts, margin costs are expected to rise by an average of 37%, and 64% expect one-off implementation costs below $5 million. Regionally, many European and Asia-Pacific firms remain in scoping or inactive stages.
Duke Robotics (DUKR) appointed veteran finance executive Avi Levin as Chief Financial Officer, effective October 1, 2026, succeeding Shlomo Zakai, who is expected to continue as a financial and corporate consultant to support a smooth transition.
The leadership change follows Duke Robotics’ recent Nasdaq uplisting and the arrival of CEO Yiftach Kleinman, as the company seeks to accelerate growth and scale commercial adoption of its drone platforms across civilian utility grid and defense markets. Levin brings more than two decades of corporate finance and capital markets experience, including raising over $130 million through private and public offerings, prior CFO roles at Nasdaq-listed Ability and RAD Data Communications, and senior positions at BlackSwan Technologies, Credit Suisse, Broadridge, Overseas Shipholding Group and PwC.
Zelis has appointed Jim Young as Chief Financial & Administrative Officer, succeeding Brian Gladden, who plans to retire after a transition period through December 31, 2026.
Young joins from Coalition, where he served as Chief Financial Officer overseeing global finance, people and actuary operations. Previously, he was CFO of Broadridge Financial Solutions (BR), where he guided a fourfold increase in market capitalization and supported the company’s addition to the S&P 500. Earlier in his career, he held senior leadership roles at Visa (V) and supported its nearly $20 billion initial public offering in 2008. Zelis’ CEO Amanda Eisel highlighted Young’s experience in scaling high-growth technology and payments companies, while acknowledging Gladden’s contributions since 2021, including helping drive growth, adding new investors and establishing operations in Hyderabad, India.
Broadridge (BR) has expanded its next-generation digital assets platform for wealth management firms to the U.S. market.
The platform lets U.S. broker-dealers, RIAs and wealth managers offer cryptocurrencies and tokenized securities alongside traditional investments within a unified operating model. Initial ecosystem partners include Anchorage Digital and Galaxy Digital for custody, wallets, liquidity and compliance support. Capabilities span advisor-led and self-directed models, integration with existing books and records systems, unified client reporting and disclosures, institutional-grade wallet and custody options, and support for always-on digital asset markets.
Broadridge (BR) launched DLX on September 9, 2026 as an always-on digital asset and tokenization platform connecting traditional and on-chain markets for financial institutions.
DLX offers multi-chain connectivity, a programmable smart contract composer, 24/7 transaction capabilities, and integrated distribution within an institutional-grade workflow layer. It initially connects to the DTCC Tokenization Service via Canton and other networks. Built on Broadridge’s Distributed Ledger Repo platform, which processes more than $350 billion in daily activity, DLX supports issuance, trading, settlement, servicing, custody, and governance across bonds, equities, funds, private markets, and money market instruments under a single framework.