Nicola Mining Announces Plans to Uplist on NASDAQ and Filing of Short Form Base Shelf Prospectus
Nicola Mining (OTCQB: HUSIF) filed a listing application with The Nasdaq Capital Market seeking to uplist its common shares in the U.S. and to list under the symbol NICM.
On October 7, 2025 the company filed a Preliminary Short Form Base Shelf Prospectus in Ontario, Alberta and British Columbia to permit offers of qualified securities up to C$10,000,000 during the 25-month period following receipt of a final shelf prospectus receipt. Qualified securities may include preferred shares, debt, warrants, subscription receipts, common shares and units. No amounts or terms have been determined and no securities may be sold until the Canadian regulators issue a receipt for the final shelf prospectus. Copies are available on SEDAR+ or by request. This release is not an offer to sell securities.
Nicola Mining (OTCQB: HUSIF) ha presentato una domanda di quotazione presso The Nasdaq Capital Market con l'obiettivo di quotare le sue azioni ordinarie negli Stati Uniti e di essere quotata con il simbolo NICM.
Il 7 ottobre 2025 l'azienda ha presentato un Preliminary Short Form Base Shelf Prospectus in Ontario, Alberta e British Columbia per permettere offerte di titoli qualificati fino a C$10,000,000 durante il periodo di 25 mesi successivo al ricevimento di una ricevuta finale per il shelf prospectus. I titoli qualificati possono includere azioni privilegiate, debito, warrant, ricevute di abbonamento, azioni ordinarie e unità. Nessun importo o termine è stato determinato e nessun titolo può essere venduto finché i regolatori canadesi non emettono una ricevuta per il finale shelf prospectus. Le copie sono disponibili su SEDAR+ o su richiesta. Questo comunicato non è un'offerta di vendita di titoli.
Nicola Mining (OTCQB: HUSIF) presentó una solicitud de listado ante The Nasdaq Capital Market con el objetivo de elevar sus acciones ordinarias en EE. UU. y cotizar bajo el símbolo NICM.
El 7 de octubre de 2025, la empresa presentó un Preliminary Short Form Base Shelf Prospectus en Ontario, Alberta y Columbia Británica para permitir ofertas de valores calificados de hasta C$10,000,000 durante el periodo de 25 meses siguientes a la recepción de una aprobación final del shelf prospectus. Los valores calificados pueden incluir acciones preferentes, deuda, warrants, recibos de suscripción, acciones ordinarias y unidades. Aún no se han determinado montos o términos y no se pueden vender valores hasta que las autoridades regulatorias canadienses emitan un recibo para el shelf prospectus final. Copias disponibles en SEDAR+ o a solicitud. Este comunicado no es una oferta para vender valores.
Nicola Mining (OTCQB: HUSIF)는 미국에서 일반주를 상장하고 The Nasdaq Capital Market에 상장되며 심볼 NICM으로 거래되기를 원한다는 내용의 상장 신청서를 제출했습니다.
2025년 10월 7일 회사는 온타리오주, 앨버타주, 브리티시컬럼비아주에서 Preliminary Short Form Base Shelf Prospectus를 제출하여 향후 25개월간 최종 shelf prospectus 수령 후 자격 증권의 공모를 최대 C$10,000,000로 허용하도록 했습니다. 자격 증권에는 우선주, 채무, 워런트, 구독영수증, 보통주 및 유닛이 포함될 수 있습니다. 금액이나 조건은 확정되지 않았으며 최종 shelf prospectus 수령에 대한 캐나다 규제 당국의 수령이 있을 때까지 증권은 매매될 수 없습니다. 사본은 SEDAR+에서 이용 가능하거나 요청 시 제공합니다. 이 발표는 증권 매매 제안이 아닙니다.
Nicola Mining (OTCQB: HUSIF) a déposé une demande de cotation auprès de The Nasdaq Capital Market afin de faire remonter ses actions ordinaires aux États‑Unis et d’être cotée sous le symbole NICM.
Le 7 octobre 2025, la société a déposé un Preliminary Short Form Base Shelf Prospectus en Ontario, en Alberta et en Colombie-Britannique pour permettre des offres de valeurs mobilières qualifiées jusqu’à C$10,000,000 pendant une période de 25 mois suivant la réception d’un reçu final du shelf prospectus. Les valeurs mobilières qualifiées peuvent inclure des actions privilégiées, de la dette, des warrants, des reçus d’abonnement, des actions ordinaires et des unités. Aucun montant ni aucune modalité n’ont été déterminés et aucune valeur ne peut être vendue tant que les régulateurs canadiens n’émettent pas un reçu pour le shelf prospectus final. Des copies sont disponibles sur SEDAR+ ou sur demande. Cette annonce n’est pas une offre de vente de valeurs mobilières.
Nicola Mining (OTCQB: HUSIF) hat einen Börsengangsantrag bei The Nasdaq Capital Market gestellt, um seine Stammaktien in den USA aufzuwerten und unter dem Symbol NICM zu listen.
Am 7. Oktober 2025 hat das Unternehmen ein Preliminary Short Form Base Shelf Prospectus in Ontario, Alberta und Britisch-Kolumbien eingereicht, um Angebote qualifizierter Wertpapiere bis zu C$10,000,000 während des 25-Monats-Zeitraums nach Erhalt eines endgültigen Shelf-Prospectus-Bescheids zu ermöglichen. Qualifizierte Wertpapiere können Vorzugsaktien, Schulden, Warrants, Abonnementzertifikate, Stammaktien und Einheiten umfassen. Es sind weder Beträge noch Konditionen festgelegt, und keine Wertpapiere dürfen verkauft werden, bis die kanadischen Aufsichtsbehörden eine Bestätigung für den endgültigen Shelf-Prospcetus ausstellen. Kopien sind verfügbar auf SEDAR+ oder auf Anfrage. Diese Pressemitteilung ist kein Angebot zum Verkauf von Wertpapieren.
Nicola Mining (OTCQB: HUSIF) قدّمت طلب إدراج مع The Nasdaq Capital Market تسعى إليه لرفع إدراج أسهمها العادية في الولايات المتحدة وللتسجيل تحت الرمز NICM.
في 7 أكتوبر 2025 قدمت الشركة سجل عرض أساسي قصير المدى (Preliminary Short Form Base Shelf Prospectus) في أونتاريو وألبرتا وبريتيش كولومبيا للسماح بعروض لأوراق مالية مؤهلة حتى 10,000,000 دولار كندي خلال فترة 25 شهراً التالية لاستلام تلقّي نهائي ل shelf prospectus. قد تشمل الأوراق المالية المؤهلة أسهم ممتازة، ديون، وارنِت، إيصالات اشتراك، أسهم عادية ووحدات. لم يتم تحديد مبالغ أو شروط، ولا يجوز بيع أي أوراق مالية حتى تصدر السلطات التنظيمية الكندية إشعار استلام للـ shelf prospectus النهائي. النسخ متاحة على SEDAR+ أو عند الطلب. هذا البيان ليس عرضاً لبيع أوراق مالية.
Nicola Mining (OTCQB: HUSIF) 已向 The Nasdaq Capital Market 提交上市申请，寻求在美国将其普通股提升上市并以 NICM 作为交易代码。
在 2025年10月7日，公司在安大略省、艾伯塔省和不列颠哥伦比亚省提交了一份初步短表格基础货架招股说明书，以允许运用在收到最终货架招股说明书收到之日起的25个月内发行合格证券，总额最高为 C$10,000,000。合格证券可能包括优先股、债务、权证、认购凭证、普通股和单位。尚未确定金额或条款，在加拿大监管机构就最终货架招股说明书发出接收函之前不得出售证券。可在 SEDAR+ 获取副本，或应请求提供。本新闻稿非出售证券的要约。
- Filed Nasdaq listing application to uplist U.S. trading under NICM
- Filed Preliminary Short Form Base Shelf Prospectus for up to C$10,000,000
- Shelf prospectus enables issuance of multiple security types for financing flexibility
- Potential shareholder dilution from up to C$10,000,000 in securities
- Qualified securities cannot be issued until receipt of the Final Shelf Prospectus, creating timing uncertainty
Vancouver, British Columbia--(Newsfile Corp. - October 27, 2025) - Nicola Mining Inc. (TSXV: NIM) (OTCQB: HUSIF) (FSE: HLIA) (the "Company" or "Nicola") is pleased to announce that it has filed a listing application with The Nasdaq Capital Market (the "Nasdaq") in connection with a planned uplisting of its common shares in the United States. In connection with the proposed uplisting, the Company has applied to list its common shares under the symbol "NICM."
On October 7, 2025, the Company filed a Preliminary Short Form Base Shelf Prospectus (the "Preliminary Shelf Prospectus") with securities regulatory authorities in Ontario, Alberta and British Columbia (the "Canadian Regulators").
The Company will be permitted to offer preferred shares, debt securities, warrants, subscription receipts, common shares and units, or any combination thereof (collectively, the "Qualified Securities"), for up to C
The Qualified Securities may not be sold, nor may offers to buy be accepted, until a receipt for the Final Shelf Prospectus has been issued by the Canadian Regulators. The Preliminary Shelf Prospectus contains important information relating to Qualified Securities. Copies of the Preliminary Shelf Prospectus are available, respectively, under the Company's SEDAR+ profile at www.sedarplus.ca or may be obtained by request to the Company.
In Canada, the use of a base shelf prospectus is customary practice as it allows companies to undergo the applicable Canadian regulatory review process before commencing any offering of securities. Importantly, any securities issued under a shelf prospectus supplement filed under a base shelf prospectus are not subject to a four-month mandatory hold period in Canada.
This press release does not constitute an offer to sell or the solicitation of an offer to buy any securities, nor shall there be any sale of these securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of such jurisdiction. Any offers, solicitations of offers to buy, or any sales of securities will be made in accordance with applicable Canadian securities laws, and the applicable laws of any jurisdiction where such securities are sold.
About Nicola Mining
Nicola Mining Inc. is a junior mining company listed on the TSX.V Exchange and Frankfurt Exchange that maintains a
The Company owns
On behalf of the Board of Directors
"Peter Espig"
Peter Espig
CEO & Director
For additional information
Contact: Peter Espig
Phone: (778) 385-1213
Email: info@nicolamining.com
URL: www.nicolamining.com
Neither the TSX nor its Regulation Services Provider (as that term is defined in the policies of the TSX) accepts responsibility for the adequacy or accuracy of this release.
Legal Notice
The release, publication, or distribution of this announcement in certain jurisdictions may be restricted by law and therefore persons in such jurisdictions into which this announcement is released, published, or distributed should inform themselves about and observe such restrictions.
Cautionary Note Regarding Forward-Looking Information
This news release contains "forward-looking statements" and "forward-looking information" within the meaning of applicable securities laws.
All statements, other than statements of present or historical facts, are forward-looking statements. Forward-looking statements involve known and unknown risks, uncertainties, and assumptions and accordingly, actual results could differ materially from those expressed or implied in such statements. Investors are cautioned not to place undue reliance on forward-looking statements. Forward-looking statements are typically identified by words such as "plan", "development", "growth", "continued", "intentions", "expectations", "emerging", "evolving", "strategy", "opportunities", "anticipated", "trends", "potential", "outlook", "ability", "additional", "on track", "prospects", "viability", "estimated", "reaches", "enhancing", "strengthen", "target", "believes", "next steps" or variations of such words and phrases or statements that certain actions, events or results "may", "could", "would", "might" or "will" be taken, occur or be achieved. Forward-looking statements in this news release include, but are not limited to, statements concerning the filing and receipt of the Final Shelf Prospectus; the amount of the Qualified Securities; the filing and effectiveness of any potential prospectus supplement; the Company undertaking any offering of Qualified Securities under the Final Shelf Prospectus; the filing and effectiveness of any potential prospectus; and the Company uplisting to Nasdaq.
Forward-looking statements are based upon certain assumptions and other key factors that, if untrue, could cause actual results to be materially different from future results expressed or implied by such statements. There can be no assurance that forward-looking statements will prove to be accurate. Key assumptions upon which the Company's forward-looking information is based include, without limitation, the timing and filing of the Final Shelf Prospectus; the timing and filing of a prospectus supplement and any potential offerings of Qualified Securities; the ability to obtain required regulatory approvals for any offerings of Qualified Securities; continued availability of capital and financing and the ability of the Company to negotiate and complete future financings; changes in national and local government, legislation, taxation, controls, regulations and political or economic developments; the continuing ability to fund or obtain funding for outstanding commitments; expectations regarding the resolution of legal and tax matters; the ability to secure local contractors, employees and assistance as and when required and on reasonable terms, and such other assumptions and factors as are set out herein.
Forward-looking statements are also subject to risks and uncertainties facing the Company's business, including, without limitation, the risks and uncertainties identified in the Preliminary Shelf Prospectus; risks related to the receipt (or failure to receive) regulatory approvals required in connection with the Final Shelf Prospectus; and the risks identified in the Company's annual information form dated July 14, 2025 and the management's discussion and analysis for the three and six months ended June 30, 2025.
Although Nicola has attempted to identify important factors that could cause actual results, level of activity, performance or achievements to differ materially from those contained in forward-looking statements, there may be other factors that could cause results, level of activity, performance or achievements not to be as anticipated, estimated or intended. There can be no assurance that forward-looking statements will prove to be accurate, and even if events or results described in the forward-looking statements are realized or substantially realized, there can be no assurance that they will have the expected consequences to, or effects on, Nicola.
Investors are cautioned against attributing undue certainty to forward-looking statements. Nicola cautions that the foregoing list of material factors is not exhaustive. When relying on Nicola's forward-looking statements and information to make decisions, investors and others should carefully consider the foregoing factors and other uncertainties and potential events. Nicola has also assumed that material factors will not cause any forward-looking statements and information to differ materially from actual results or events. However, the list of these factors is not exhaustive and is subject to change and there can be no assurance that such assumptions will reflect the actual outcome of such items or factors.
THE FORWARD-LOOKING INFORMATION CONTAINED IN THIS PRESS RELEASE REPRESENTS THE EXPECTATIONS OF NICOLA AS OF THE DATE OF THIS PRESS RELEASE AND, ACCORDINGLY, IS SUBJECT TO CHANGE AFTER SUCH DATE. READERS SHOULD NOT PLACE UNDUE IMPORTANCE ON FORWARD-LOOKING INFORMATION AND SHOULD NOT RELY UPON THIS INFORMATION AS OF ANY OTHER DATE. WHILE NICOLA MAY ELECT TO, IT DOES NOT UNDERTAKE TO UPDATE THIS INFORMATION AT ANY PARTICULAR TIME, WHETHER AS A RESULT OF NEW INFORMATION, FUTURE EVENTS OR OTHERWISE, EXCEPT AS REQUIRED IN ACCORDANCE WITH APPLICABLE LAWS.
NOT FOR DISTRIBUTION TO UNITED STATES NEWS WIRE SERVICES OR FOR DISSEMINATION IN THE UNITED STATES
To view the source version of this press release, please visit https://www.newsfilecorp.com/release/271908
FAQ
What did Nicola Mining announce on October 27, 2025 regarding Nasdaq and its ticker?
What size and term does Nicola Mining's Preliminary Short Form Base Shelf Prospectus cover (filed Oct 7, 2025)?
Which types of securities can Nicola Mining issue under the shelf prospectus (HUSIF)?
Can Nicola Mining immediately sell securities under the filed Preliminary Shelf Prospectus?
Where can investors find the Preliminary Short Form Base Shelf Prospectus for HUSIF?
