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Nektar Therapeutics Reports Inducement Grants Under Nasdaq Listing Rule 5635(c)(4)

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Nektar Therapeutics (NASDAQ:NKTR) reported inducement grants made on May 20, 2026 under its 2025 Inducement Plan pursuant to Nasdaq Listing Rule 5635(c)(4).

The Board’s committee granted non-qualified options for 11,900 shares to five new employees at a $69.49 exercise price, with eight-year terms and four-year vesting.

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Key Figures

Current share price: $58.56 Daily move: -8.3% Inducement options granted: 11,900 shares +5 more
8 metrics
Current share price $58.56 Pre-news close for NKTR
Daily move -8.3% Change over prior 24 hours
Inducement options granted 11,900 shares Non-qualified stock options to five new employees
Option exercise price $69.49 per share Equal to NKTR closing price on May 20, 2026
Option term 8 years Term of newly granted stock options
Vesting schedule 4 years 1/4 at year 1, then 1/48 monthly for 3 years
52-week high $109 NKTR 52-week trading range high
52-week low $7.99 NKTR 52-week trading range low

Market Reality Check

Price: $59.23 Vol: Volume 2,068,459 is 2.18x...
high vol
$59.23 Last Close
Volume Volume 2,068,459 is 2.18x the 20-day average of 949,944, indicating elevated trading activity before this HR-focused news. high
Technical Price at 58.56 is trading just below the 200-day MA of 58.89, after a -8.3% daily move.

Peers on Argus

NKTR fell 8.3% with elevated volume, while close peers showed mixed moves (e.g.,...
1 Up

NKTR fell 8.3% with elevated volume, while close peers showed mixed moves (e.g., SANA up 2.86%, PRAX down 15.94%), pointing to stock-specific pressure rather than a broad biotech move.

Historical Context

5 past events · Latest: May 27 (Neutral)
Pattern 5 events
Date Event Sentiment Move Catalyst
May 27 Conference participation Neutral -0.6% Announcement of participation in Jefferies Global Healthcare Conference and webcast access.
May 07 Quarterly earnings Negative -1.8% Q1 2026 results with $10.9M revenue and $44.9M net loss reported.
May 01 Inducement grants Neutral +0.5% Inducement equity grants of 28,450 options and 2,950 RSUs to new hires.
Apr 28 Earnings date set Neutral -0.7% Scheduling of Q1 2026 earnings release and related conference call details.
Apr 23 Equity offering Negative +0.5% Closing of $373.8M public offering of 4,062,500 shares at $92.00 per share.
Pattern Detected

Recent news—including earnings, offerings, and prior inducement grants—has generally seen modest price reactions, with only one clear divergence from expected sentiment.

Recent Company History

Over recent months, Nektar has combined financing activity with steady corporate updates. An April offering raised $373.8 million, followed by an earnings release highlighting a $44.9 million net loss on $10.9 million revenue and a strengthened cash balance. The company has also issued multiple inducement equity awards under its 2025 Inducement Plan and participated in investor conferences. Historically, these updates have produced relatively small share moves, providing context for interpreting today’s HR-related inducement grants.

Market Pulse Summary

This announcement details modest inducement option grants of 11,900 shares to new employees at an ex...
Analysis

This announcement details modest inducement option grants of 11,900 shares to new employees at an exercise price of $69.49, matching the May 20, 2026 close. The eight-year term and four-year vesting mirror standard equity compensation under Nektar’s 2025 Inducement Plan. In context of recent financings, earnings results, and prior inducement grants, this news mainly signals ongoing hiring and retention efforts rather than a change in strategic or financial trajectory.

Key Terms

nasdaq listing rule 5635(c)(4), non-qualified stock options, exercise price
3 terms
nasdaq listing rule 5635(c)(4) regulatory
"as an inducement material to such individual's entering into employment with Nektar, pursuant to Nasdaq Listing Rule 5635(c)(4)."
NASDAQ Listing Rule 5635(c)(4) is a rule that requires a company to get approval from its shareholders before selling a large amount of its shares, usually over 20%. This helps protect investors by making sure the company doesn't flood the market with new shares without their say, which could lower the stock's value.
non-qualified stock options financial
"granted non-qualified stock options to purchase an aggregate of 11,900 shares of its common stock"
Non-qualified stock options are a type of employee benefit that gives individuals the right to buy company shares at a set price, usually lower than the market value, within a certain period. Unlike other options that may have special tax advantages, these options are taxed as income when exercised, which can affect how much money the employee or investor ultimately gains. They are important because they can influence company compensation strategies and impact the financial outcomes for employees and investors.
exercise price financial
"The stock options have an exercise price per share equal to $69.49"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

AI-generated analysis. Not financial advice.

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SAN FRANCISCO, June 3, 2026 /PRNewswire/ -- Nektar Therapeutics (NASDAQ: NKTR) today announced that, on May 20, 2026, the Organization and Compensation Committee of Nektar's Board of Directors granted non-qualified stock options to purchase an aggregate of 11,900 shares of its common stock to five newly-hired employees under Nektar's 2025 Inducement Plan.

Nektar's 2025 Inducement Plan was adopted by its Board of Directors on November 6, 2025 and is used exclusively for the grant of equity awards to individuals who were not previously an employee or non-employee director of Nektar (or following a bona fide period of non-employment), as an inducement material to such individual's entering into employment with Nektar, pursuant to Nasdaq Listing Rule 5635(c)(4).

The stock options have an exercise price per share equal to $69.49, which is equal to the closing price of Nektar's common stock on May 20, 2026. The stock options have an eight-year term and will vest over four years with 1/4th of the shares vesting on the one-year anniversary of the employee's grant date and 1/48th of the shares vesting monthly thereafter over the next three years, subject to each employee's continued employment with Nektar on such vesting dates. The stock options are subject to the terms and conditions of Nektar's 2025 Inducement Plan, and the terms and conditions of the stock option agreement covering the grant.

About Nektar Therapeutics

Nektar Therapeutics is a clinical-stage biotechnology company focused on developing treatments that address the underlying immunological dysfunction in autoimmune and chronic inflammatory diseases. Nektar's lead product candidate, rezpegaldesleukin (REZPEG, or NKTR-358), is a novel, first-in-class regulatory T cell stimulator being evaluated in one Phase 2b clinical trial in atopic dermatitis, one Phase 2b clinical trial in alopecia areata, and one Phase 2 clinical trial in Type 1 diabetes mellitus. Nektar's pipeline also includes a preclinical bivalent tumor necrosis factor receptor type II (TNFR2) antibody and bispecific programs, NKTR-0165 and NKTR-0166, and a modified hematopoietic colony stimulating factor (CSF) protein, NKTR-422.

Nektar is headquartered in San Francisco, California. For further information, visit www.nektar.com and follow us on LinkedIn.

Cautionary Note Regarding Forward-Looking Statements

This press release contains forward-looking statements which can be identified by words such as: "could," "develop," "evaluate," "address," "may" and similar references to future periods. Examples of forward-looking statements include, among others, statements regarding the therapeutic potential of, and future development plans for, rezpegaldesleukin, NKTR-0165, NKTR-0166 and NKTR-422. Forward-looking statements are neither historical facts nor assurances of future performance. Instead, they are based only on our current beliefs, expectations and assumptions regarding the future of our business, future plans and strategies, anticipated events and trends, the economy and other future conditions. Because forward-looking statements relate to the future, they are subject to inherent uncertainties, risks and changes in circumstances that are difficult to predict and many of which are outside of our control. Our actual results may differ materially from those indicated in the forward-looking statements. Therefore, you should not rely on any of these forward-looking statements. Important factors that could cause our actual results to differ materially from those indicated in the forward-looking statements include, among others: (i) our statements regarding the therapeutic potential of rezpegaldesleukin, NKTR-0165, NKTR-0166 and NKTR-422 are based on preclinical and clinical findings and observations and are subject to change as research and development continue; (ii) rezpegaldesleukin, NKTR-0165, NKTR-0166 and NKTR-422 are investigational agents and continued research and development for these drug candidates is subject to substantial risks, including negative safety and efficacy findings in future clinical studies (notwithstanding positive findings in earlier preclinical and clinical studies); (iii) rezpegaldesleukin, NKTR-0165, NKTR-0166 and NKTR-422 are in clinical or preclinical development and the risk of failure is high and can unexpectedly occur at any stage prior to regulatory approval; (iv) data reported from ongoing clinical trials are necessarily interim data only and the final results will change based on continuing observations; (v) the timing of the commencement or end of clinical trials and the availability of clinical data may be delayed or unsuccessful due to regulatory delays, slower than anticipated patient enrollment, manufacturing challenges, changing standards of care, evolving regulatory requirements, clinical trial design, clinical outcomes, competitive factors, or delay or failure in ultimately obtaining regulatory approval in one or more important markets; (vi) a Fast Track designation does not increase the likelihood that rezpegaldesleukin will receive marketing approval in the United States; (vii) patents may not issue from our patent applications for our drug candidates, patents that have issued may not be enforceable, or additional intellectual property licenses from third parties may be required; and (viii) certain other important risks and uncertainties set forth in our Annual Report on Form 10-Q filed with the Securities and Exchange Commission on May 8, 2026. Any forward-looking statement made by us in this press release is based only on information currently available to us and speaks only as of the date on which it is made. We undertake no obligation to update any forward-looking statement, whether written or oral, that may be made from time to time, whether as a result of new information, future developments or otherwise.

Contacts:

For Investors:

Vivian Wu
VWu@nektar.com

Corey Davis, Ph.D.
LifeSci Advisors, LLC
cdavis@lifesciadvisors.com
212-915-2577

For Media:

Susan Roberts
LifeSci Communications
202-779-0929
sroberts@lifescicomms.com 

Cision View original content to download multimedia:https://www.prnewswire.com/news-releases/nektar-therapeutics-reports-inducement-grants-under-nasdaq-listing-rule-5635c4-302790582.html

SOURCE Nektar Therapeutics

FAQ

What stock option grants did Nektar Therapeutics (NKTR) announce on May 20, 2026?

Nektar Therapeutics granted non-qualified stock options for an aggregate of 11,900 shares of common stock to five newly hired employees. According to Nektar, these options were issued under its 2025 Inducement Plan as inducement awards tied to employment.

What is the exercise price of the new Nektar (NKTR) inducement stock options?

The exercise price of the new Nektar inducement options is $69.49 per share. According to Nektar, this matches the closing price of its common stock on May 20, 2026, the date the options were granted to the new employees.

How do the Nektar (NKTR) inducement stock options granted in May 2026 vest?

The Nektar inducement options vest over four years. According to Nektar, one-quarter of the shares vest on the one-year anniversary of the grant date, with the remaining shares vesting monthly over the following three years, subject to continued employment.

What is the term of the Nektar Therapeutics (NKTR) inducement stock options?

The inducement stock options have an eight-year term from the grant date. According to Nektar, these non-qualified options are governed by the 2025 Inducement Plan and related stock option agreements for the newly hired employees.

Under which plan were the new Nektar (NKTR) inducement stock options granted?

The inducement options were granted under Nektar’s 2025 Inducement Plan. According to Nektar, this plan, adopted November 6, 2025, is used exclusively for equity awards to individuals newly entering employment, consistent with Nasdaq Listing Rule 5635(c)(4).

How might Nektar’s (NKTR) May 2026 inducement grants affect shareholders?

The grants represent potential issuance of 11,900 additional shares if options are exercised. According to Nektar, these awards serve as employment inducements under its 2025 Inducement Plan and are part of its equity-based compensation structure.