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Ocular Therapeutix™ Reports Inducement Grant Under Nasdaq Listing Rule 5635(c)(4)

Ocular Therapeutix (NASDAQ: OCUL) granted inducement equity awards to eight newly hired non-executive employees under its 2019 Inducement Stock Incentive Plan in accordance with Nasdaq Listing Rule 5635(c)(4).

(Moderate)

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Ocular Therapeutix (NASDAQ: OCUL) granted inducement equity awards to eight newly hired non-executive employees under its 2019 Inducement Stock Incentive Plan in accordance with Nasdaq Listing Rule 5635(c)(4).

The awards, effective December 1, 2025, consist of non-statutory stock options to purchase an aggregate of 51,600 shares and restricted stock units representing an aggregate of 17,066 shares. The stock options carry a $11.71 exercise price (closing Nasdaq price on the effective date), have a 10-year term, and vest over four years (25% after one year, then monthly over three years). The restricted stock units vest over three years in equal annual installments, with the first vesting on December 1, 2026. Awards are subject to the award agreements and the inducement plan terms.

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Argus Dec 5 session
+1.21% close to close 1.0x rel. volume Open Argus
Details

News Market Reaction – OCUL

On Dec 5, the day this news came out, OCUL closed 1.21% above the previous close.

Data tracked by StockTitan Argus for the Dec 5 session.

Key Figures

Stock options granted: 51,600 shares RSUs granted: 17,066 shares Exercise price: $11.71 per share +5 more
Stock options granted
51,600 shares
Non-statutory stock options under 2019 Inducement Stock Incentive Plan
RSUs granted
17,066 shares
Restricted stock unit awards to eight non-executive employees
Exercise price
$11.71 per share
Equal to Nasdaq Global Market closing price on Dec 1, 2025
Option term
10 years
Non-statutory stock option duration
Option vesting period
4 years
25% after one year, then monthly over three years
RSU vesting period
3 years
RSUs vest in equal annual installments
First RSU vest date
Dec 1, 2026
Initial annual installment vesting date
Employees receiving awards
8 employees
Newly hired non-executive employees

Historical Context

5 past events · Latest: Nov 24
5 events
  1. Nov 24

    Phase 3 trial update

    24h Move
    -1.1%

    First patient randomized in HELIOS-3 Phase 3 NPDR registrational trial.

  2. Nov 12

    Investor conferences

    24h Move
    +2.4%

    Participation in November and December healthcare investor conferences.

  3. Nov 07

    Inducement grant

    24h Move
    +2.1%

    Inducement equity awards to a new non-executive employee under 2019 plan.

  4. Nov 04

    Q3 2025 earnings

    24h Move
    -4.5%

    Q3 results with lower revenue, wider net loss, higher R&D spending.

  5. Nov 04

    Phase 3 enrollment

    24h Move
    -4.5%

    SOL-R Phase 3 trial reached target randomization of 555 subjects.

24h Move is the share-price change in the day after each event; other market factors may also have contributed.

Key Terms

non-statutory stock options, restricted stock unit
2 terms
non-statutory stock options financial
"consist of non-statutory stock options to purchase up to an aggregate of 51,600 shares"
Non-statutory stock options are a type of reward that companies give to employees, allowing them to buy company shares at a set price within a certain period. Unlike formal or government-approved plans, these options are more flexible but may have different tax implications. For investors, they can influence a company's stock price and financial health, making them an important factor to consider.
restricted stock unit financial
"restricted stock unit awards representing the right to receive an aggregate of 17,066 shares"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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BEDFORD, Mass., Dec. 05, 2025 (GLOBE NEWSWIRE) -- Ocular Therapeutix, Inc. (NASDAQ: OCUL, “Ocular”), an integrated biopharmaceutical company committed to redefining the retina experience, today announced that it has granted inducement awards to eight newly hired non-executive employees. The awards were made as an inducement material to each recipient’s acceptance of employment with Ocular under Ocular’s 2019 Inducement Stock Incentive Plan in accordance with Nasdaq Listing Rule 5635(c)(4).

The inducement equity awards were granted effective as of December 1, 2025, and consist of non-statutory stock options to purchase up to an aggregate of 51,600 shares of Ocular’s common stock and restricted stock unit awards representing the right to receive an aggregate of 17,066 shares of Ocular’s common stock. The stock options have an exercise price of $11.71 per share, equal to the closing price of Ocular’s common stock on The Nasdaq Global Market on the effective date of grant. Each of the stock option awards have a ten-year term and vest over four years, with 25% of the original number of shares vesting on the one-year anniversary of the recipient’s employment commencement date, and the remainder vesting in equal monthly installments over the three years after such date, subject to the recipient’s continued service to Ocular through the applicable vesting dates. Each of the restricted stock unit awards vest over three years, in equal annual installments, with the first annual installment vesting on December 1, 2026, and subject to the recipient’s continued service to Ocular through the applicable vesting dates.

The inducement equity awards are subject to the terms and conditions of the award agreements covering the grants and Ocular’s 2019 Inducement Stock Incentive Plan.

About Ocular Therapeutix, Inc.
Ocular Therapeutix, Inc. is an integrated biopharmaceutical company committed to redefining the retina experience. AXPAXLI™ (also known as OTX-TKI), Ocular’s investigational product candidate for retinal disease, is an axitinib intravitreal hydrogel based on its ELUTYX™ proprietary bioresorbable hydrogel-based formulation technology. AXPAXLI is currently in Phase 3 clinical trials for wet age-related macular degeneration (wet AMD), and non-proliferative diabetic retinopathy (NPDR).

Ocular’s pipeline also leverages the ELUTYX technology in its commercial product DEXTENZA®, an FDA-approved corticosteroid for the treatment of ocular inflammation and pain following ophthalmic surgery in adults and pediatric patients and ocular itching associated with allergic conjunctivitis in adults and pediatric patients aged two years or older, and in its investigational product candidate OTX-TIC, which is a travoprost intracameral hydrogel that has completed a Phase 2 clinical trial for the treatment of open-angle glaucoma or ocular hypertension. Ocular is currently evaluating next steps for the OTX-TIC program.

Explore the Company’s new corporate branding and follow the Company on its website, LinkedIn, or X.

DEXTENZA® is a registered trademark of Ocular Therapeutix, Inc. The Ocular Therapeutix logo, AXPAXLI™, ELUTYX™, and Ocular Therapeutix™ are trademarks of Ocular Therapeutix, Inc.

Investors & Media
Ocular Therapeutix, Inc.
Bill Slattery
Vice President, Investor Relations
bslattery@ocutx.com


FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What inducement awards did Ocular Therapeutix (OCUL) grant on December 1, 2025?

Ocular granted non-statutory stock options for an aggregate of 51,600 shares and restricted stock units for an aggregate of 17,066 shares effective December 1, 2025.

What is the exercise price and term of the OCUL stock options granted December 1, 2025?

The options have an exercise price of $11.71 per share and a 10-year term.

How do the OCUL inducement stock options vest for the December 2025 grants?

Options vest over four years with 25%» vesting after one year and the remainder vesting in equal monthly installments over the next three years.

When do the restricted stock units from OCUL's December 2025 inducement grants begin vesting?

The restricted stock units vest over three years in equal annual installments, with the first installment vesting on December 1, 2026.

How many employees received inducement awards from Ocular Therapeutix (OCUL) in December 2025?

Eight newly hired non-executive employees received inducement awards.

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