Saratoga Investment Corp (NYSE:SAR) will report financial results for the fiscal quarter ended February 28, 2026 on May 5, 2026 after market close. A conference call will be held on May 6, 2026 at 1:00 p.m. ET to discuss results.
Management participants include CEO Christian L. Oberbeck, CIO Michael J. Grisius, COO David DeSantis, and CFO Henri J. Steenkamp. A live webcast, replay, and dial-in (registration required) will be available. The company said its Form 10-K for the quarter will be filed on May 5, 2026.
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News Market Reaction – SAR
+1.98%
+1.98%Session close to close
In the Apr 15 session, SAR gained 1.98%, reflecting a mild positive market reaction.
This announcement sets the timetable for Saratoga Investment’s fiscal Q4 2026 results, with the Form...
Analysis
This announcement sets the timetable for Saratoga Investment’s fiscal Q4 2026 results, with the Form 10-K and conference call scheduled around May 5–6, 2026. It reiterates the firm’s role as a business development company with exposure to a $350 million CLO and a $400 million JV CLO. Investors may focus next on detailed earnings metrics, portfolio credit quality, and capital allocation decisions once the full results are released.
Announced Q3 2026 results timing and conference call details.
24h Move is the share-price change in the day after each event; other market factors may also have contributed.
Pattern Detected
Prior earnings-date announcements have coincided with modestly positive next-day moves.
Recent Company History
In December 2025, Saratoga Investment announced the timing of its fiscal Q3 2026 results and conference call. That scheduling update, tagged as a conferences/earnings-date event, preceded the actual Q3 report and led to a 0.78% move over the next 24 hours. Today’s fiscal Q4 2026 earnings-date notice follows the same communication pattern, again outlining reporting and call logistics ahead of detailed financial disclosures.
Key Terms
business development company, mezzanine debt, unitranche, Form 10-K, +4 more
8 terms
business development companyfinancial
"Saratoga Investment Corp. (NYSE:SAR), a business development company, will report"
A business development company is a publicly traded investment vehicle that lends to and buys stakes in smaller or privately held companies, acting like a combination of a lender, investor, and business partner. It matters to investors because BDCs offer the potential for higher regular income through dividends and diversified exposure to growing businesses, but they can also carry greater credit and liquidity risk than typical stocks or bonds—think higher-yielding but riskier income instruments.
mezzanine debtfinancial
"invests primarily in senior and unitranche leveraged loans and mezzanine debt, and"
Mezzanine debt is a hybrid loan that sits between a company’s senior bank debt and equity ownership: it pays higher interest than regular loans because it takes on more risk, and often includes an option to convert into shares or warrants. Investors care because it offers higher potential returns than plain debt while carrying greater chance of loss or equity dilution if the company struggles, making it a middle-ground choice for yield and upside.
unitranchefinancial
"invests primarily in senior and unitranche leveraged loans and mezzanine debt, and"
A unitranche loan is a single debt agreement that combines what would normally be separate senior and junior loans into one facility with a single interest rate and repayment schedule. For investors it simplifies the company's borrowing picture but changes the risk and return because lenders share one common claim on assets and receive a blended yield, which affects how quickly creditors are repaid in distress and the firm's flexibility to raise or restructure debt — like merging two traffic lanes into one road.
Form 10-Kregulatory
"Saratoga Investment Corp.’s Form 10-K for the fiscal quarter ended February 28, 2026,"
A Form 10-K is a comprehensive report that publicly traded companies are required to file annually with regulators. It provides a detailed overview of a company's financial health, operations, and risks, similar to a detailed health report. Investors use this information to assess the company's performance and make informed decisions about buying or selling its stock.
Investment Company Act of 1940regulatory
"regulated as a business development company under the Investment Company Act of 1940, as"
A U.S. federal law that sets the rulebook for pooled investment vehicles such as mutual funds, exchange-traded funds and similar money managers, requiring them to register with regulators, disclose holdings and fees, limit conflicts of interest, and follow governance standards. It matters to investors because these protections and transparency rules act like a referee and scoreboard, helping people compare funds, trust that managers follow fair practices, and spot hidden costs or risks.
collateralized loan obligationfinancial
"it manages a $350 million collateralized loan obligation (“CLO”) fund that is in"
A collateralized loan obligation (CLO) is a financial product that bundles many corporate loans into a single pool and then sells pieces of that pool to investors, with each piece offering different levels of risk and return. Think of it like a large box of varied loans sliced into portions so investors can choose higher safety with lower yield or higher reward with more risk; CLO performance matters because it concentrates credit and interest-rate risk and affects income stability for holders.
joint venturefinancial
"and co-manages a joint venture (“JV”) fund that owns a $400 million"
A joint venture is when two or more companies team up to work on a specific project or business idea, sharing both the risks and the rewards. It’s like friends starting a lemonade stand together—each contributes resources and they split the profits, making it easier to succeed than going alone.
subordinated notesfinancial
"It also owns 52% of the Class F and 100% of the subordinated notes of the CLO,"
Subordinated notes are loans companies issue that rank below other debts for repayment, meaning holders get paid only after higher-priority creditors if the issuer runs into trouble. Because they act like being farther back in line at a buffet, they usually offer higher interest to compensate for greater risk, so investors watch them for potential higher returns but also increased chance of loss and sensitivity to the issuer’s financial health.
NEW YORK, April 14, 2026 (GLOBE NEWSWIRE) -- Saratoga Investment Corp. (NYSE:SAR), a business development company, will report its financial results for the fiscal quarter ended February 28, 2026, on Tuesday May 5, 2026, after market close. A conference call to discuss the financial results will be held on Wednesday May 6, 2026. Details for the conference call are provided below.
Who:
Christian L. Oberbeck, Chairman and Chief Executive Officer
Michael J. Grisius, Chief Investment Officer
David DeSantis, Chief Operating Officer, Portfolio Manager, and Senior Managing Director
Henri J. Steenkamp, Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary
When:
Wednesday, May 6, 2026
1:00 p.m. Eastern Time (ET)
How:
Webcast: Interested parties may access a live webcast of the call and find the Q4 2026 presentation by going to the “Events & Presentations” section of Saratoga Investment Corp.’s investor relations website, Saratoga events and presentations. A replay of the webcast will also be available for a limited time at Saratoga events and presentations.
Call: To access the call by phone, please go to Registration Link, and you will be provided with dial in details. To avoid delays, we encourage participants to dial into the conference call fifteen minutes ahead of the scheduled start time.
Information:
Saratoga Investment Corp.’s Form 10-K for the fiscal quarter ended February 28, 2026, will be filed on May 5, 2026, with the Securities and Exchange Commission.
About Saratoga Investment Corp.
Saratoga Investment is a specialty finance company that provides customized financing solutions to U.S. middle-market businesses. The Company invests primarily in senior and unitranche leveraged loans and mezzanine debt, and, to a lesser extent, equity to provide financing for change of ownership transactions, strategic acquisitions, recapitalizations and growth initiatives in partnership with business owners, management teams and financial sponsors. Saratoga Investment’s objective is to create attractive risk-adjusted returns by generating current income and long-term capital appreciation from its debt and equity investments. Saratoga Investment has elected to be regulated as a business development company under the Investment Company Act of 1940, as amended, and is externally managed by Saratoga Investment Advisors, LLC, an SEC-registered investment advisor focusing on credit-driven strategies. Saratoga Investment Corp. owns two active SBIC-licensed subsidiaries, having surrendered its first license after repaying all debentures for that fund following the end of its investment period and subsequent wind-down. Furthermore, it manages a $350 million collateralized loan obligation (“CLO”) fund that is in wind-down and co-manages a joint venture (“JV”) fund that owns a $400 million collateralized loan obligation (“JV CLO”) fund. It also owns 52% of the Class F and 100% of the subordinated notes of the CLO, 87.5% of both the unsecured loans and membership interests of the JV and 87.5% of the Class E-R notes of the JV CLO. The Company’s diverse funding sources, combined with a permanent capital base, enable Saratoga Investment to provide a broad range of financing solutions.
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Contact:
Henri Steenkamp Saratoga Investment Corp. 212-906-7800
FAQ
When will Saratoga Investment Corp (SAR) report fiscal Q4 2026 results?
Saratoga will report fiscal Q4 2026 results on May 5, 2026 after market close. According to Saratoga Investment Corp, the Form 10-K for the quarter will also be filed with the SEC on May 5, 2026.
What time and date is the SAR conference call to discuss Q4 2026?
The SAR conference call is scheduled for May 6, 2026 at 1:00 p.m. ET. According to Saratoga Investment Corp, management will host the call the business day after the results are released to review financials and answer investor questions.
Who will speak on the Saratoga Investment Corp (SAR) Q4 2026 conference call?
Speakers include CEO Christian L. Oberbeck, CIO Michael J. Grisius, COO David DeSantis, and CFO Henri J. Steenkamp. According to Saratoga Investment Corp, these executives will present results and address analyst and investor questions.
How can investors access the SAR Q4 2026 earnings webcast and replay?
Investors can access a live webcast and replay via the company’s "Events & Presentations" investor relations page. According to Saratoga Investment Corp, the replay will be available for a limited time after the live event.
Is registration required to join the SAR conference call by phone on May 6, 2026?
Yes, phone access requires registration to receive dial-in details and avoid delays. According to Saratoga Investment Corp, participants are encouraged to dial in fifteen minutes early to ensure timely access.
Will Saratoga Investment Corp (SAR) file its Form 10-K for the quarter ended February 28, 2026?
Yes, the company will file its Form 10-K for the fiscal quarter ended February 28, 2026 on May 5, 2026. According to Saratoga Investment Corp, the filing accompanies the earnings release and provides detailed financial disclosures.
