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Capital Southwest Corporation Stock Price, News & Analysis

CSWCZ NASDAQ

Company Description

CSWCZ is a ticker symbol associated with Capital Southwest Corporation, as referenced in the company’s regulatory filings with the U.S. Securities and Exchange Commission (SEC). According to an SEC Form 8-K, Capital Southwest Corporation is organized in Texas and files reports under Investment Company Act of 1940 provisions, indicating that it operates as an investment company subject to that regulatory framework. The Form 8-K describes a material financing transaction involving notes issued under an indenture structure.

In the referenced Form 8-K, Capital Southwest Corporation reports entering into a Seventh Supplemental Indenture to an existing base indenture originally dated October 23, 2017. This supplemental indenture governs the issuance of 5.950% Notes due 2030. These notes are described as direct unsecured obligations of the company that rank equally with its other unsecured, unsubordinated indebtedness and are structurally subordinated to obligations of its subsidiaries and to secured indebtedness to the extent of the value of the collateral.

The filing explains that the notes were issued in connection with a public offering made under an effective shelf registration statement on Form N-2. The company states that it intends to use the net proceeds from this offering to redeem certain existing notes and to repay portions of indebtedness under a senior secured revolving credit facility and a special purpose vehicle financing credit facility. The indenture also includes covenants tied to leverage and asset coverage requirements under Section 18 of the Investment Company Act of 1940, as modified by Section 61, and related SEC exemptive relief, as well as provisions requiring the company to provide financial information to noteholders and the trustee if it ceases to be subject to Exchange Act reporting requirements.

The Form 8-K further notes that holders of the notes have the right to require Capital Southwest Corporation to repurchase the notes upon the occurrence of a defined Change of Control Repurchase Event. The document also lists exhibits related to the indenture, the form of global note, and legal opinions supporting the offering. All descriptions of the notes and the supplemental indenture in the Form 8-K are expressly qualified in their entirety by reference to the full text of those documents filed as exhibits.

Beyond the information contained in this Form 8-K, no additional descriptive data about CSWCZ or Capital Southwest Corporation’s broader business operations, strategy, or market focus is provided in the available sources. As a result, any understanding of CSWCZ as a symbol should be grounded in its connection to Capital Southwest Corporation’s financing activities and note issuance as disclosed in the SEC filing.

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Frequently Asked Questions

What is the current stock price of Capital Southwest Corporation (CSWCZ)?

The current stock price of Capital Southwest Corporation (CSWCZ) is $25.3735 as of October 10, 2025.

What is CSWCZ associated with?

CSWCZ is a ticker symbol associated with Capital Southwest Corporation, as indicated by an SEC Form 8-K that describes a material financing transaction involving the company.

What type of company is Capital Southwest Corporation according to SEC filings?

According to its Form 8-K, Capital Southwest Corporation is subject to provisions of the Investment Company Act of 1940, as modified by Section 61, which indicates that it operates as an investment company under that regulatory framework.

What financing transaction is described in the Form 8-K for Capital Southwest Corporation?

The Form 8-K describes a Seventh Supplemental Indenture under which Capital Southwest Corporation issued 5.950% Notes due 2030 as part of a public offering made under an effective shelf registration statement on Form N-2.

How are the 5.950% Notes due 2030 characterized in the SEC filing?

The filing states that the 5.950% Notes due 2030 are direct unsecured obligations of Capital Southwest Corporation, ranking equally with its other unsecured, unsubordinated indebtedness and effectively subordinated to secured indebtedness and obligations of its subsidiaries.

What does Capital Southwest Corporation state it intends to do with the net proceeds from the notes offering?

The Form 8-K states that the company intends to use the net proceeds to redeem outstanding 7.75% Notes due 2028 and 3.375% Notes due 2026 and to repay portions of indebtedness under a senior secured revolving credit facility and a special purpose vehicle financing credit facility.

What covenants related to regulation are mentioned in the indenture for the notes?

The indenture includes covenants requiring Capital Southwest Corporation to comply with Section 18(a)(1)(A) and Section 18(a)(1)(B) as modified by Section 61(a)(2) of the Investment Company Act of 1940, giving effect to any exemptive relief granted by the SEC, and to provide financial information to noteholders and the trustee if it is no longer subject to Exchange Act reporting.

Do holders of the 5.950% Notes due 2030 have any repurchase rights?

Yes. The Form 8-K states that holders of the notes can require Capital Southwest Corporation to repurchase some or all of the notes at 100% of principal plus accrued and unpaid interest upon the occurrence of a defined Change of Control Repurchase Event.

Where can investors find the full legal terms of the notes and indenture?

The Form 8-K explains that the full terms are set out in the Seventh Supplemental Indenture and the form of global note, which are filed as Exhibits 4.2 and 4.3 to the report and are incorporated by reference.