Saratoga Invtmt Stock Price, News & Analysis

Saratoga Investment Corp. 8.00% Notes due 2027 (SAJ) are a class of debt securities issued by Saratoga Investment Corp. and listed on the New York Stock Exchange. According to the company’s SEC filings, these notes are identified as the "8.00% Notes due 2027" and trade under the symbol SAJ on the NYSE alongside the issuer’s common stock and other note series.

The issuer, Saratoga Investment Corp., is a corporation organized in Maryland, as stated in multiple Form 8-K filings. Those filings list several securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock with the symbol SAR and multiple note issues: 6.00% Notes due 2027 (SAT), 8.00% Notes due 2027 (SAJ), 8.125% Notes due 2027 (SAY), and 8.50% Notes due 2028 (SAZ). The presence of these securities on the New York Stock Exchange is confirmed in the registration tables included in the filings.

Form 8-K reports filed by Saratoga Investment Corp. describe corporate and financing activities that are relevant to holders and prospective analysts of SAJ. For example, one Form 8-K details a Credit and Security Agreement entered into by Saratoga Investment Corp. and its wholly owned financing subsidiary, Saratoga Investment Funding II LLC, in connection with a special purpose vehicle financing credit facility. That filing outlines borrowing arrangements, collateral structures, financial covenants such as interest coverage and overcollateralization tests, and related agreements including equity pledge and guaranty arrangements. While these agreements are not specific only to SAJ, they provide context for the issuer’s broader financing framework.

Other Form 8-K filings referenced in the available data focus on the issuer’s financial reporting and shareholder matters. Certain filings state that Saratoga Investment Corp. issued press releases announcing financial results for specific quarters, with those press releases furnished as exhibits and incorporated by reference. Another filing reports the results of an annual meeting of stockholders, including the election of directors and the ratification of the company’s independent registered public accounting firm.

Because SAJ represents notes issued by Saratoga Investment Corp., information about the issuer’s financial condition, credit facilities, governance decisions, and other registered securities can be relevant to understanding the context in which these notes exist. Investors and researchers examining SAJ often review the issuer’s current and historical SEC filings to analyze factors such as financing arrangements, covenants, and corporate actions that may be material to the issuer’s overall obligations.

Key characteristics from SEC filings

• Security type: 8.00% Notes due 2027, as identified in multiple Form 8-K filings.
• Issuer: Saratoga Investment Corp., a Maryland corporation.
• Exchange listing: Registered under Section 12(b) of the Securities Exchange Act of 1934 and listed on the New York Stock Exchange with the trading symbol SAJ.
• Related securities: The same filings list Saratoga Investment Corp. common stock (SAR) and other note series (SAT, SAY, SAZ) as NYSE-listed securities.

SAJ in the context of the issuer’s capital structure

Form 8-K filings show that Saratoga Investment Corp. uses a combination of note issuances and credit facilities to support its financing activities. The Valley Credit Agreement described in one filing involves Saratoga Investment Funding II LLC as borrower, with Saratoga Investment Corp. acting as collateral manager and equityholder. The agreement includes a borrowing base tied to eligible loans, advance rates, and customary covenants and events of default. In connection with that facility, Saratoga Investment Corp. entered into an equity pledge agreement, a loan sale and contribution agreement, and guaranty arrangements.

Another Form 8-K describes the termination of a prior credit and security agreement and related equity pledge agreement after obligations under those agreements were satisfied. These details illustrate how Saratoga Investment Corp. manages its financing arrangements over time, which can be relevant background for understanding the environment in which SAJ and other notes are outstanding.

Governance and reporting references

The available Form 8-K filings also document aspects of Saratoga Investment Corp.’s governance and reporting practices. One filing summarizes the results of an annual meeting of stockholders, including the election of directors and the approval of the company’s independent registered public accounting firm. Other filings refer to quarterly financial results announced via press releases that are furnished as exhibits.

For users researching SAJ, these filings provide primary source information on the issuer’s regulatory disclosures, financing agreements, and shareholder actions that may be relevant when analyzing the notes as part of Saratoga Investment Corp.’s overall capital structure.