Welcome to our dedicated page for Alcoa SEC filings (Ticker: AA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Alcoa Corporation filings document formal disclosures for a global aluminum producer with operations in bauxite, alumina and aluminum products. Recent Form 8-K reports cover quarterly financial results, revolving credit agreement amendments, senior note redemption notices by wholly owned subsidiary Alcoa Nederland Holding B.V., and registered common stock trading under AA on the New York Stock Exchange.
The filing record also includes proxy materials addressing board matters, executive compensation and shareholder voting, along with material-event reports on asset closures, restructuring charges, impairments, remediation obligations and related operating risks. These disclosures connect Alcoa’s capital structure and governance with the economics of its mining, refining and smelting operations.
Eagle Capital Management, LLC reports beneficial ownership of Alcoa Corporation common stock. Eagle Capital holds 11,879,807 shares of Alcoa common stock, representing 4.50% of the outstanding class as of June 30, 2026. The position is held with sole voting and sole dispositive power over all reported shares, with no shared voting or dispositive authority.
FMR LLC filed a Schedule 13G reporting beneficial ownership of 16,996,106.28 shares of ALCOA CORP common stock, representing 6.4% of the class as of June 30, 2026. FMR LLC reports sole dispositive power over these shares and sole voting power over 16,960,516.25 shares, with no shared voting or dispositive power.
Abigail P. Johnson is also listed as a reporting person with sole dispositive power over the same 16,996,106.28 shares and no voting or shared powers. One or more other persons have rights to dividends or sale proceeds for these shares, but no such person holds more than five percent of Alcoa’s outstanding common stock.
Alcoa Corporation reported stronger results for the second quarter of 2026, with sales of $3,966M versus $3,018M a year earlier and net income attributable to Alcoa of $407M versus $164M. Diluted EPS was $1.53 compared with $0.62. For the first half of 2026, sales were $7,159M and net income attributable to Alcoa was $832M.
At June 30, 2026, Alcoa held $1,352M in cash and cash equivalents, total assets of $16,853M, long-term debt of $2,224M, and total equity of $7,370M. Cash provided from operations was $429M for the first six months, with capital expenditures of $305M. As of July 27, 2026, 263,909,445 common shares were outstanding.
Alcoa agreed to acquire South32’s AliGroup assets for $3,100M in cash plus approximately 17 million Alcoa shares (valued at about $1,000M) and up to $750M in contingent payments, with a 5% per annum ticking fee on the cash portion. The deal, expected to close in the first half of 2027, is supported by $3,100M of bridge financing commitments, which the company plans to refinance with permanent funding. Alcoa also advanced portfolio actions including a gallium joint venture in Australia and steps to regain full ownership of the San Ciprián operations.
Alcoa Corp executive Matthew T. Reed, EVP and Chief Operations Officer, reported a sale of 4,600 shares of common stock on July 22, 2026, in an open market or private transaction at $46.82 per share. Following this sale, he directly holds 71,770 shares of Alcoa common stock. The filing’s Rule 10b5-1 checkbox was not marked as being made under a trading plan.
Alcoa Corp has a beneficial owner planning to sell up to 4,600 shares of common stock through Merrill Lynch on the NYSE, with a proposed sale date of 07/22/2026. The shares relate to restricted stock unit awards that vested on 01/24/2025 as part of the issuer’s equity compensation plan.
Alcoa Corporation outlines terms and rationale for its proposed acquisition of South32’s bauxite, alumina, and aluminum assets, referred to as AliGroup. The consideration mix is $3.1 billion in cash and $1 billion in equity, with a structure intended to share commodity-price risk between buyer and seller, including a contingent value right (CVR). Management estimates approximately $900 million net present value synergies, including about $50 million of run-rate cost savings starting in the first year after closing, and expects the deal to be immediately accretive to earnings per share and cash flow metrics.
The structure includes a locked-box mechanism under which cash flows from the assets accrue to Alcoa from April 1 2026; this locked box was estimated at more than $200 million as of June 30 2026. A 5% annualized ticking fee on the $3.1 billion cash portion is payable after South32 shareholder approval, estimated at $80–$100 million at closing. The CVR allows South32 to share in upside alumina and aluminum prices up to $750 million over four years2.0x, and rating agencies Moody’s and S&P have affirmed its current ratings and outlook on a pro forma basis. The transaction is expected to increase annual production capacity by about 5.2 million metric tons of alumina (a 53% pro forma increase) and 900,000 metric tons of primary aluminum (a 37% pro forma increase), positioning Alcoa more fully in anticipated long-term alumina and aluminum demand growth.
Alcoa Corporation plans a strategic acquisition of South32’s bauxite, alumina and aluminum assets, referred to as AliGroup, for an implied enterprise value of $4.7B. Consideration includes $3.1B in cash funded from the balance sheet and new debt, about 17.0 million newly issued Alcoa shares, and $0.6B of assumed net debt, plus a contingent value right of up to $750M.
Alcoa expects the combination to be accretive to earnings per share and cash flow and to deliver about $900 million in net present value synergies, including roughly $50 million of run-rate cost savings within 12 months of closing. A locked-box mechanism effective April 1, 2026 makes Alcoa the beneficiary of interim asset cash flows, while a 5% ticking fee on the cash consideration, estimated at $80–$100 million, is payable to South32 at closing. Closing is targeted for the first half of 2027, subject to South32 shareholder and regulatory approvals, with post-close leverage expected around 2.0x and existing credit ratings affirmed.
Alcoa Corporation reported record second quarter 2026 revenue of $3,966 million, up 24 percent sequentially, driven mainly by higher aluminum prices and shipments. Net income attributable to Alcoa was $407 million, or $1.53 diluted EPS, while adjusted net income rose 51 percent sequentially to $562 million, or $2.12 per share. Adjusted EBITDA excluding special items increased 51 percent to $901 million.
Alcoa generated $608 million of cash from operations and $422 million of free cash flow in the quarter, ending with a cash balance of about $1.4 billion. The company redeemed the remaining $219 million of its 6.125% Senior Notes due 2028, leaving total debt at $2,225 million and net debt at $873 million; adjusted net debt was $1,446 million.
Strategically, Alcoa entered a definitive agreement to acquire South32’s interests in its bauxite, alumina, and aluminum assets (AliGroup) for upfront consideration of approximately $4.1 billion plus a contingent value right of up to $750 million. It also approved a gallium production plant in Australia, announced a $65 million investment at the Mosjøen smelter, and finalized multi‑year collective bargaining agreements in Australia, the United States, and Canada. For 2026, Alcoa reduced its alumina production outlook to between 9.5 and 9.6 million metric tons and alumina shipments to between 11.5 and 11.6 million metric tons, primarily due to instability and gas supply disruptions at the Pinjarra refinery linked to Cyclone Narelle, while keeping Aluminum segment volume guidance unchanged.
Alcoa Corporation entered into an agreement to acquire South32’s bauxite mine, alumina refinery and aluminum smelter operations. The upfront consideration includes $3.1 billion in cash and approximately 17 million shares of Alcoa common stock with an agreed value of about $1 billion, and up to $750 million of contingent payments.
Closing is subject to South32 shareholder approval, regulatory approvals and customary conditions; the Transaction is expected to close in the first half of 2027.
Alcoa Corporation announced an agreement to acquire South32 Limited’s interests in certain bauxite mine, alumina refinery and aluminum smelter operations. The upfront price combines $3.1 billion in cash and approximately 17 million Alcoa shares, valued at about $1 billion based on a 10-day average share price.
The share component is expected to equal roughly 6% of Alcoa’s shares outstanding after issuance, with at least half distributed directly to South32 shareholders and the rest able to be sold by South32 over time. Alcoa may also pay up to $750 million in additional cash if alumina and aluminum prices exceed agreed strike levels over four annual periods starting July 1, 2026.
Closing depends on South32 shareholder approval, required regulatory clearances and other customary conditions, and is targeted for the first half of 2027. To backstop the cash portion, Alcoa obtained a $3.1 billion, 364-day senior unsecured bridge loan commitment from Goldman Sachs Bank USA, intended to be replaced by longer-term debt financing.