Ares Acquisition CEO Kaplan files initial Form 3

Accepted by SEC EDGAR 06/29/2026 - 09:36 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Ares Acquisition Corp III director and Chief Executive Officer David B. Kaplan has filed an initial Form 3, which is the SEC’s baseline disclosure of an insider’s beneficial ownership in the company. This filing reports no buy, sell, or other share transactions and no derivative positions.

Key Terms

Form 3, reporting person, beneficial ownership

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

""reportingPersons": [ { "name": "KAPLAN DAVID B""

beneficial ownership financial

"initial statement of beneficial ownership in the company"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the David B. Kaplan Form 3 filing for Ares Acquisition Corp III (AAC) show?

The Form 3 for Ares Acquisition Corp III shows David B. Kaplan, the Chief Executive Officer and a director, as a reporting person. It reports no share purchases, sales, gifts, exercises, or derivative positions in this initial beneficial ownership statement.

Did David B. Kaplan buy or sell AAC shares in this Form 3 filing?

No transactions are reported for David B. Kaplan in this Form 3. The transaction summary shows zero buys, zero sells, zero exercises, and no gifts or restructurings, indicating it is purely an initial ownership disclosure without trading activity.

What is the purpose of this Form 3 for Ares Acquisition Corp III (AAC)?

This Form 3 serves as an initial statement of beneficial ownership for an insider of Ares Acquisition Corp III. It identifies David B. Kaplan as Chief Executive Officer and director and establishes his reporting status with the SEC, without listing any current transactions.

Does the Kaplan Form 3 for AAC disclose any derivative securities or options?

The filing’s derivative summary is empty, and derivativeTransactionCount is zero. This indicates the Form 3 does not list any options, warrants, or other derivative securities for David B. Kaplan as part of this initial ownership disclosure.

How many AAC share transactions are summarized in David B. Kaplan’s Form 3?

The transaction summary shows zero buy transactions, zero sell transactions, and zero derivative exercises. It also reports no gifts, tax withholdings, or restructurings, so there are no AAC share transactions disclosed in this Form 3.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

KAPLAN DAVID B

(Last) (First) (Middle)

C/O ARES MANAGEMENT LLC

245 PARK AVENUE, 44TH FLOOR

(Street)

NEW YORK NEW YORK 10167

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/29/2026

3. Issuer Name and Ticker or Trading Symbol
Ares Acquisition Corp III [ AAC ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Anton Feingold, as Attorney-in-fact	06/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)