STOCK TITAN

Apogee Acquisition (AACPU) sponsor acquires 470,000 Class A shares at IPO

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Apogee Acquisition Sponsor LLC, a 10% owner of Apogee Acquisition Corp, acquired 470,000 Class A ordinary shares on April 8, 2026. The shares reflect private placement units purchased at $10.00 per unit for an aggregate $4,700,000, completed simultaneously with the company’s IPO.

Each private placement unit includes one Class A ordinary share, one redeemable warrant and one right to receive one-fifth of a Class A share upon an initial business combination. Jeffrey Andrew Smith, the company’s Chief Executive Officer, is the sole managing member of the sponsor and disclaims beneficial ownership beyond his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider APOGEE ACQUISITION SPONSOR LLC, Smith Jeffrey Andrew
Role 10% Owner | Chief Executive Officer
Bought 470,000 shs ($0.00)
Type Security Shares Price Value
Purchase Class A Ordinary Shares 470,000 $0.00 --
Holdings After Transaction: Class A Ordinary Shares — 470,000 shares (Direct, null)
Footnotes (1)
  1. Simultaneously with the consummation of the initial public offering (the "IPO") of Apogee Acquisition Corp (the "Issuer"), Apogee Acquisition Sponsor LLC (the "Sponsor") acquired, at a price of $10.00 per unit, 470,000 private placement units for an aggregate purchase price of $4,700,000. Each private placement unit consists of one Class A ordinary share, one redeemable warrant and one right to receive one-fifth (1/5) of one Class A ordinary share upon the consummation of an initial business combination, as described in the Registration Statement on Form S-1 (File No. 333-294102) related to the IPO. Jeffrey Smith is the sole managing member of the Sponsor and holds voting and investment discretion with respect to the securities held of record the Sponsor. Mr. Smith disclaims any beneficial ownership of the securities held by the sponsor other than to the extent of his pecuniary interest therein.
Shares acquired 470,000 Class A ordinary shares Non-derivative acquisition on April 8, 2026
Unit purchase price $10.00 per unit Price for private placement units at IPO
Aggregate purchase price $4,700,000 Total paid for 470,000 private placement units
Warrants per unit 1 redeemable warrant Included in each private placement unit
Rights per unit Right to 1/5 share Right to receive one-fifth of a Class A share
Post-transaction holdings 470,000 Class A shares Shares held directly by sponsor after transaction
private placement units financial
"acquired, at a price of $10.00 per unit, 470,000 private placement units for an aggregate purchase price"
initial public offering financial
"Simultaneously with the consummation of the initial public offering (the "IPO") of Apogee Acquisition Corp"
An initial public offering (IPO) is when a private company first sells its shares to the public and becomes a stock-listed company. It matters because it allows the company to raise money from a wide range of investors, helping it grow, while giving early shareholders a way to sell some of their ownership.
redeemable warrant financial
"Each private placement unit consists of one Class A ordinary share, one redeemable warrant and one right"
A redeemable warrant is a financial tool that gives its holder the right to buy shares of a company at a fixed price within a certain period. If the holder chooses to do so, the company can buy back or cancel the warrant before it expires, often to encourage investment or manage share issuance. For investors, it provides an option to potentially buy shares at a favorable price while offering some flexibility for the issuing company.
pecuniary interest financial
"Mr. Smith disclaims any beneficial ownership of the securities held by the sponsor other than to the extent of his pecuniary interest therein"
beneficial ownership financial
"Mr. Smith disclaims any beneficial ownership of the securities held by the sponsor"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
APOGEE ACQUISITION SPONSOR LLC

(Last)(First)(Middle)
C/O APOGEE ACQUISITION CORP
2106 HOUSE AVE SUITE 375

(Street)
CHEYENNE WYOMING 82001

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Apogee Acquisition Corp [ AACPU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Ordinary Shares04/08/2026P470,000A(1)470,000(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
APOGEE ACQUISITION SPONSOR LLC

(Last)(First)(Middle)
C/O APOGEE ACQUISITION CORP
2106 HOUSE AVE SUITE 375

(Street)
CHEYENNE WYOMING 82001

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Smith Jeffrey Andrew

(Last)(First)(Middle)
C/O APOGEE ACQUISITION CORP
2106 HOUSE AVE SUITE 375

(Street)
CHEYENNE WYOMING 82001

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
Explanation of Responses:
1. Simultaneously with the consummation of the initial public offering (the "IPO") of Apogee Acquisition Corp (the "Issuer"), Apogee Acquisition Sponsor LLC (the "Sponsor") acquired, at a price of $10.00 per unit, 470,000 private placement units for an aggregate purchase price of $4,700,000. Each private placement unit consists of one Class A ordinary share, one redeemable warrant and one right to receive one-fifth (1/5) of one Class A ordinary share upon the consummation of an initial business combination, as described in the Registration Statement on Form S-1 (File No. 333-294102) related to the IPO.
2. Jeffrey Smith is the sole managing member of the Sponsor and holds voting and investment discretion with respect to the securities held of record the Sponsor. Mr. Smith disclaims any beneficial ownership of the securities held by the sponsor other than to the extent of his pecuniary interest therein.
/s/ Tricia Branker, Attorney-in-Fact04/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AACPU report in this Form 4?

Apogee Acquisition Corp reported that Apogee Acquisition Sponsor LLC acquired 470,000 Class A ordinary shares. The shares stem from private placement units purchased concurrently with the IPO, reflecting the sponsor’s equity position in the SPAC structure.

How many Apogee Acquisition Corp (AACPU) shares were acquired?

Apogee Acquisition Sponsor LLC acquired 470,000 Class A ordinary shares. These shares correspond to private placement units bought at the IPO, and the filing shows 470,000 shares held directly after the transaction was completed.

What was the purchase price for the AACPU private placement units?

The sponsor bought 470,000 private placement units at $10.00 per unit, totaling $4,700,000. Each unit consists of one Class A ordinary share, one redeemable warrant and one right to receive one-fifth of a Class A share after a business combination.

Who executed the AACPU share purchase reported in this filing?

The purchase was executed by Apogee Acquisition Sponsor LLC, a 10% owner of Apogee Acquisition Corp. Jeffrey Andrew Smith is the sponsor’s sole managing member but disclaims beneficial ownership of sponsor-held securities beyond his pecuniary interest.

What securities are included in Apogee Acquisition Corp’s private placement units?

Each private placement unit includes one Class A ordinary share, one redeemable warrant, and one right to receive one-fifth of a Class A ordinary share. The additional warrant and right become relevant upon the consummation of an initial business combination.

How many Apogee Acquisition Corp (AACPU) shares does the sponsor hold after this transaction?

After the reported transaction, Apogee Acquisition Sponsor LLC holds 470,000 Class A ordinary shares. This reflects the full amount associated with the 470,000 private placement units purchased at the time of Apogee Acquisition Corp’s IPO.