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Form 3: Kodiak Al Director Files Initial Statement Showing Zero Ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Form 3 filed for Kodiak Al, Inc. (KDK) by reporting person Kenneth A. Goldman. The filing states Mr. Goldman is a director and that no securities are beneficially owned as of the reported event date of 09/24/2025. The form was submitted by one reporting person and signed by an attorney-in-fact indicating a power of attorney is on file.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Director Kenneth A. Goldman filed a Form 3 declaring no beneficial ownership in Kodiak Al, Inc.

This Form 3 is an initial Section 16 filing that documents the reporting person's relationship to the issuer but shows no direct or indirect holdings. For governance and disclosure purposes, the filing confirms the director has no reportable equity stake at the filing date, and a power of attorney was used to execute the filing. This is a routine disclosure with no immediate material impact on shareholders or control.

TL;DR: Routine initial ownership statement; compliance form filed and indicates zero beneficial ownership.

The submission satisfies Section 16(a) reporting obligations for an initial filer who is a director. The explicit statement "No securities are beneficially owned" reduces potential questions about undisclosed holdings. The presence of Exhibit 24 (power of attorney) shows an authorized representative signed the form, which is an accepted practice. There are no derivative or non-derivative holdings reported, so no further Section 16 tracking is triggered by this filing alone.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
GOLDMAN KENNETH A

(Last) (First) (Middle)
C/O KODIAK AI, INC.
1049 TERRA BELLA AVENUE

(Street)
MOUNTAIN VIEW CA 94043

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/24/2025
3. Issuer Name and Ticker or Trading Symbol
Kodiak Al, Inc. [ KDK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Bobby Brown, by power of attorney 09/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 3 for Kodiak Al, Inc. (KDK)?

The Form 3 was filed by Kenneth A. Goldman, identified as a director of Kodiak Al, Inc.

Does the filing report any beneficial ownership for the reporting person?

No. The filing explicitly states "No securities are beneficially owned."

What is the event date reported on the Form 3?

The Date of Event Requiring Statement is 09/24/2025.

Was the Form 3 signed directly by the reporting person?

No. The form was signed by /s/ Bobby Brown, by power of attorney, and Exhibit 24 (Power of Attorney) is referenced.

Does this Form 3 report any derivative securities or non-derivative holdings?

No. The filing contains no entries in Table I or Table II and reports zero holdings.
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