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Applied Aerospace (AADX) Chief Accounting Officer files initial Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Applied Aerospace & Defense, Inc. executive Kasiguran Kai W, the company’s Chief Accounting Officer, has filed an initial statement of beneficial ownership on Form 3. This filing lists the reporting relationship but shows no reported purchases, sales, option exercises, gifts, or other equity transactions.

Positive

  • None.

Negative

  • None.
Buy transactions 0 transactions Form 3 transaction summary
Sell transactions 0 transactions Form 3 transaction summary
Derivative exercises 0 transactions Form 3 transaction summary
Net buy/sell direction neutral Form 3 transaction summary
Form 3 regulatory
"Form 3 transaction summary"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting persons regulatory
""reportingPersons": [ { "name": "Kasiguran Kai W""
Chief Accounting Officer financial
""officer_title": "Chief Accounting Officer""
A chief accounting officer is a senior executive responsible for overseeing a company's financial records and ensuring all accounting practices are accurate and compliant with regulations. They play a key role in preparing financial reports that help investors understand the company's financial health, much like a trusted navigator guiding a ship through complex waters. Their work ensures transparency and trust in the company's financial information.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Kasiguran Kai W

(Last)(First)(Middle)
C/O APPLIED AEROSPACE & DEFENSE, INC.
355 QUALITY CIRCLE NW

(Street)
HUNTSVILLE ALABAMA 35806

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
06/03/2026
3. Issuer Name and Ticker or Trading Symbol
Applied Aerospace & Defense, Inc. [ AADX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24.1 Power of Attorney
No securities are beneficially owned.
/s/ Kai W. Kasiguran06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the AADX Form 3 filing by Kasiguran Kai W represent?

The Form 3 for AADX records Chief Accounting Officer Kasiguran Kai W as a reporting person. It serves as an initial statement of beneficial ownership, establishing disclosure before any future reportable equity transactions occur.

Does the AADX Form 3 for Kasiguran Kai W show any stock purchases or sales?

This Form 3 shows no reported stock purchases or sales by Kasiguran Kai W. The transaction summary indicates zero buys, zero sells, no exercises, and no gifts, meaning no reportable equity transactions are included here.

What insider role is disclosed in the AADX Form 3 filing?

The filing identifies Kasiguran Kai W as an officer of Applied Aerospace & Defense, Inc., serving as Chief Accounting Officer. This role makes the individual a reporting person required to file ownership reports with the SEC.

Are there any derivative securities reported in the AADX Form 3?

The Form 3 excerpt shows no derivative securities reported for Kasiguran Kai W. The derivative summary is empty and the derivative transaction count is zero, indicating no listed options, warrants, or other derivative positions in this filing.

What transaction activity does the AADX Form 3 transaction summary show?

The transaction summary for this Form 3 shows zero buys, zero sells, zero exercises, and no restructuring or tax-withholding events. Overall net buy-sell direction is neutral, reflecting the absence of any reported insider trading activity.