AADX director files initial Form 3 ownership

Applied Aerospace & Defense, Inc. director James C. Katzman has filed a Form 3, which is an initial statement of beneficial ownership for company insiders.

Accepted by SEC EDGAR 06/03/2026 - 06:21 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Applied Aerospace & Defense, Inc. director James C. Katzman has filed a Form 3, which is an initial statement of beneficial ownership for company insiders. This filing does not list any transactions, share purchases, sales, or derivative positions, and shows no net change in ownership reported in this document.

Key Figures

Buy transactions: 0 transactions Sell transactions: 0 transactions Net buy/sell shares: 0 shares

3 metrics

Buy transactions 0 transactions Form 3 transaction summary

Sell transactions 0 transactions Form 3 transaction summary

Net buy/sell shares 0 shares NetBuySellShares in Form 3 summary

Key Terms

Form 3, reporting person, derivative securities

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

""reportingPersons": [ { "name": "Katzman James C""

derivative securities financial

""derivativeSummary": []"

Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Applied Aerospace & Defense (AADX) Form 3 by James C. Katzman show?

The Form 3 shows that director James C. Katzman has become a reporting insider of Applied Aerospace & Defense. The filing reports no transactions, no share purchases or sales, and no derivative positions in this initial ownership statement.

Did James C. Katzman buy or sell AADX shares in this Form 3?

No, the Form 3 for James C. Katzman reports no purchases or sales of Applied Aerospace & Defense shares. The transaction summary shows zero buy and sell counts and zero net share changes in this filing.

Does the AADX Form 3 disclose any derivative securities for James C. Katzman?

No derivative securities are disclosed for James C. Katzman in this Form 3. The derivative summary is empty, and the exercise and derivative transaction counts are all reported as zero in the filing data.

What is the net ownership change reported for AADX in this Form 3?

The Form 3 reports no net ownership change for James C. Katzman in Applied Aerospace & Defense. Net buy or sell shares are shown as zero, with neutral net buy-sell direction across all transaction categories listed.

What role does James C. Katzman have at Applied Aerospace & Defense (AADX)?

James C. Katzman is identified as a director of Applied Aerospace & Defense. The Form 3 confirms his status as a reporting person but does not include any officer title or ten percent owner designation in the filing data.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Katzman James C

(Last) (First) (Middle)

C/O APPLIED AEROSPACE & DEFENSE, INC.

355 QUALITY CIRCLE NW

(Street)

HUNTSVILLE ALABAMA 35806

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/03/2026

3. Issuer Name and Ticker or Trading Symbol
Applied Aerospace & Defense, Inc. [ AADX ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24.1 Power of Attorney

No securities are beneficially owned.

	/s/ James C. Katzman	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)