Applied Aerospace & Defense (AADX) CEO listed as insider in initial ownership filing

Rhea-AI Filing Summary

Applied Aerospace & Defense, Inc. director and Chief Executive Officer Ferguson James William III has filed an initial ownership report as a reporting insider. This Form 3-style disclosure lists him as both a director and officer but does not report any stock transactions or holdings in the summarized data.

Key Terms

Chief Executive Officer, director, ten percent owner

3 terms

Chief Executive Officer financial

"officer_title": "Chief Executive Officer""

A chief executive officer (CEO) is the top leader of a company, responsible for making major decisions, setting goals, and guiding the organization’s overall direction. Think of the CEO as the captain of a ship, steering it toward success. Investors pay close attention to the CEO because their leadership and strategy can significantly influence the company's performance and future growth.

director financial

""is_director": 1"

ten percent owner financial

""is_ten_percent_owner": 0"

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Ferguson James William III

(Last) (First) (Middle)

C/O APPLIED AEROSPACE & DEFENSE, INC.

355 QUALITY CIRCLE NW

(Street)

HUNTSVILLE ALABAMA 35806

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/03/2026

3. Issuer Name and Ticker or Trading Symbol
Applied Aerospace & Defense, Inc. [ AADX ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24.1 Power of Attorney

No securities are beneficially owned.

	/s/ James William Ferguson, III	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Applied Aerospace & Defense (AADX) Form 3 filing show?

The filing shows CEO and director Ferguson James William III as a reporting insider. It is an initial ownership report and, in the provided data, does not list any specific stock transactions or holdings for Applied Aerospace & Defense, Inc.

Did Ferguson James William III buy or sell AADX shares in this Form 3?

No transactions are shown in the summarized data for this Form 3. The transaction summary reports zero buys, zero sells, and no exercises or gifts, indicating it serves as an administrative initial ownership disclosure rather than a record of trading activity.

What insider role does Ferguson James William III hold at Applied Aerospace & Defense (AADX)?

He is listed as both a director and an officer, specifically the Chief Executive Officer. This dual role means he is a key decision-maker at Applied Aerospace & Defense, Inc., and his ownership disclosures are subject to insider reporting requirements.

Does the Applied Aerospace & Defense Form 3 indicate any derivative positions?

The derivative summary is empty in the provided data, indicating no listed options, warrants, or other derivative securities. The transaction summary also shows zero derivative transactions, suggesting only baseline insider status is being recorded here.

How many AADX insider transactions are summarized in this Form 3 filing?

The transaction summary shows no transactions of any kind. BuyCount, sellCount, exerciseCount, giftCount, and taxWithholdingCount are all zero, so the filing functions as an initial registration of insider status rather than a trading report.