Applied Aerospace & Defense, Inc. (AADX) director adds shares and 4,250 RSUs

Rhea-AI Filing Summary

Applied Aerospace & Defense, Inc. director Scott Goldstein reported acquiring common stock and equity awards. He purchased 500 shares of common stock in an open-market transaction at $20.00 per share under the issuer’s directed share program connected to its initial public offering. After this purchase, the filing shows he directly holds 4,750 common shares.

Goldstein was also granted 4,250 Restricted Share Units on June 4, 2026. Each RSU represents the right to receive one common share upon vesting, generally on the first anniversary of the grant or immediately before the next annual meeting, subject to continued board service. Vested RSUs will settle in common stock within 30 days after vesting.

Insider Trade Summary

Net Buyer: 500 shares ($10,000)

Net Buy 2 txns

Insider Goldstein Scott (NMN)

Role null

Bought 500 shs ($10K)

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	4,250	$20.00	$85K
Purchase	Common Stock	500	$20.00	$10K

Holdings After Transaction: Common Stock — 4,250 shares (Direct, null)

Footnotes (1)

1. The reported securities represent Restricted Share Units ("RSUs") granted to the Reporting Person on June 4, 2026 (the "Date of Grant"). Each RSU represents the contingent right to receive one share of the Issuer's common stock upon vesting. The RSUs will vest on the first anniversary of the Date of Grant, provided that the RSUs shall become fully vested as of the day immediately preceding the next Annual Meeting, if sooner (the earlier of such dates, the "Vesting Date"). Vesting of the RSUs is subject in all cases to the Reporting Person's continuous service to the Company as a member of the Board of Directors from the Date of Grant through the Vesting Date. With respect to each vested RSU, the Reporting Person shall receive one share of common stock within 30 days following the date on which an RSU becomes vested. The reported securities represent shares of common stock purchased by the reporting person under the directed share program in connection with the Issuer's initial public offering.

Key Figures

Open-market purchase: 500 shares at $20.00/share Shares held after purchase: 4,750 shares RSU grant size: 4,250 RSUs +2 more

5 metrics

Open-market purchase 500 shares at $20.00/share Common Stock bought on June 4, 2026

Shares held after purchase 4,750 shares Direct common stock holdings following the 500-share buy

RSU grant size 4,250 RSUs Restricted Share Units granted June 4, 2026

RSU vesting schedule 1 year or before next annual meeting Vesting requires continuous board service through the vesting date

RSU settlement timing Within 30 days of vesting Each vested RSU delivers one common share

Key Terms

Restricted Share Units ("RSUs"), directed share program, initial public offering, vesting

4 terms

Restricted Share Units ("RSUs") financial

"The reported securities represent Restricted Share Units ("RSUs") granted to the Reporting Person on June 4, 2026"

directed share program financial

"shares of common stock purchased by the reporting person under the directed share program in connection with the Issuer's initial public offering"

initial public offering financial

"under the directed share program in connection with the Issuer's initial public offering"

An initial public offering (IPO) is when a private company first sells its shares to the public and becomes a stock-listed company. It matters because it allows the company to raise money from a wide range of investors, helping it grow, while giving early shareholders a way to sell some of their ownership.

vesting financial

"Each RSU represents the contingent right to receive one share of the Issuer's common stock upon vesting"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Goldstein Scott (NMN)

(Last) (First) (Middle)

C/O APPLIED AEROSPACE & DEFENSE, INC.

355 QUALITY CIRCLE NW

(Street)

HUNTSVILLE ALABAMA 35806

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Applied Aerospace & Defense, Inc. [ AADX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/04/2026		A		4,250(1)	A	$20	4,250	D
Common Stock	06/04/2026		P		500(2)	A	$20	4,750	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported securities represent Restricted Share Units ("RSUs") granted to the Reporting Person on June 4, 2026 (the "Date of Grant"). Each RSU represents the contingent right to receive one share of the Issuer's common stock upon vesting. The RSUs will vest on the first anniversary of the Date of Grant, provided that the RSUs shall become fully vested as of the day immediately preceding the next Annual Meeting, if sooner (the earlier of such dates, the "Vesting Date"). Vesting of the RSUs is subject in all cases to the Reporting Person's continuous service to the Company as a member of the Board of Directors from the Date of Grant through the Vesting Date. With respect to each vested RSU, the Reporting Person shall receive one share of common stock within 30 days following the date on which an RSU becomes vested.

2. The reported securities represent shares of common stock purchased by the reporting person under the directed share program in connection with the Issuer's initial public offering.

	/s/ Joe Maisto, as attorney-in-fact	06/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did AADX director Scott Goldstein report?

Scott Goldstein reported acquiring 500 shares of Applied Aerospace & Defense common stock at $20.00 per share and receiving 4,250 Restricted Share Units. The RSUs provide a contingent right to future shares, while the 500-share purchase immediately increases his direct common stock holdings.

How many Applied Aerospace & Defense (AADX) shares does Scott Goldstein hold after these transactions?

Following the 500-share open-market purchase at $20.00 per share, the filing shows Scott Goldstein directly holding 4,750 shares of AADX common stock. He also holds 4,250 RSUs that may convert into additional shares once vesting conditions tied to continued board service are met.

What are the terms of Scott Goldstein’s 4,250 RSU grant at AADX?

Goldstein received 4,250 Restricted Share Units on June 4, 2026. Each RSU can convert into one Applied Aerospace & Defense common share upon vesting, which occurs on the first anniversary of grant or immediately before the next annual meeting, subject to continuous board service through the vesting date.

How soon will Scott Goldstein receive AADX shares from his RSUs?

For each vested RSU, Scott Goldstein will receive one Applied Aerospace & Defense common share within 30 days after vesting. Vesting occurs on the first anniversary of the June 4, 2026 grant date or the day before the next annual meeting, subject to continued board service.

How were Scott Goldstein’s 500 AADX shares acquired?

The 500 Applied Aerospace & Defense common shares were purchased at $20.00 per share under a directed share program tied to the company’s initial public offering. This was an open-market or private purchase, increasing Goldstein’s directly owned common stock position to 4,750 shares.