David Kuo sells AAOI shares totaling $1.17M (AAOI)

Rhea-AI Filing Summary

AAOI reporting a Form 144/A notice showing proposed sales of Common Stock by David Kuo. The excerpt lists three past sale dates and amounts: 12/23/2025 sold 12,500 shares for $501,881.25; 01/28/2026 sold 12,000 shares for $540,670.80; 02/10/2026 sold 2,533 shares for $126,653.80. The filing identifies the broker as Raymond James & Associates, Inc..

Insights

Securities Counsel

Form 144/A lists multiple proposed sales by a single holder across three dates.

The notice documents proposed dispositions by David Kuo with exact share counts and gross proceeds for each trade: 12,500 shares ($501,881.25), 12,000 shares ($540,670.80), and 2,533 shares ($126,653.80).

The filing names Raymond James & Associates, Inc. as broker and provides addresses. Timing and settlement mechanics beyond the listed dates are not included in the excerpt; subsequent SEC filings would show completed dispositions or amendments.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	RAYMOND JAMES & ASSOCIATES, INC. 880 CARILLON PARKWAY ST. PETERSBURG FL 33716	17467	876251.27	68279888	02/11/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	05/13/2025	PSU	ISSUER			17467	05/13/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
David Kuo 5123 Hawthorne Springs Ln Sugar Land TX 77479	common	12/23/2025	12500	501881.25
David Kuo 5123 Hawthorne Springs Ln Sugar Land TX 77479	Common	01/28/2026	12000	540670.80
David Kuo 5123 Hawthorne Springs Ln Sugar Land TX 77479	Common	02/10/2026	2533	126653.80

144/A: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AAOI's Form 144/A report about David Kuo?

The Form 144/A reports proposed sales by David Kuo. It lists sales on 12/23/2025 (12,500 shares, $501,881.25), 01/28/2026 (12,000 shares, $540,670.80), and 02/10/2026 (2,533 shares, $126,653.80).

Which broker handled the transactions in the AAOI Form 144/A?

The filing identifies Raymond James & Associates, Inc. as the broker with address at 880 Carillon Parkway, St. Petersburg, FL 33716. The excerpt supplies the broker name and address but not commission or settlement details.

Are the exact proceeds from each sale disclosed in the Form 144/A?

Yes. The excerpt lists gross proceeds for each sale: $501,881.25 (12/23/2025), $540,670.80 (01/28/2026), and $126,653.80 (02/10/2026). No net proceeds or allocation details are provided in the excerpt.

Do these entries confirm the sales were completed?

The entries document proposed or reported sales on specific dates with amounts; they do not by themselves confirm final settlement. Completion status, clearing details, or subsequent amendments are not shown in the provided excerpt.

Where is David Kuo's address listed in the Form 144/A?

The excerpt lists the reporting person address as 5123 Hawthorne Springs Ln, Sugar Land, TX 77479. That address appears alongside each reported sale in the filing excerpt.