AAOI (NASDAQ: AAOI) Form 144 shows 58,000-share sale; Citigroup brokered

Rhea-AI Filing Summary

AAOI reports a Form 144 notice for sale of 58,000 common shares by a selling holder. The filing lists 58,000 shares sold on 05/19/2026 and a separate entry showing 59,000 shares noted under securities to be sold on 06/12/2026. The filing identifies the broker as Citigroup Global Markets.

Insights

Corporate Governance Analyst

Routine Form 144 sale notice indicating reported dispositions by an affiliate.

The filing lists a reported sale of 58,000 common shares on 05/19/2026 and a separate line showing 59,000 common shares under securities to be sold on 06/12/2026. The broker is named as Citigroup Global Markets.

These notices are administrative disclosures of intended or reported sales; cash‑flow treatment and whether sales were completed are not stated in the excerpt. Subsequent filings or trade confirmations would clarify final disposition and proceeds.

Key Figures

Shares reported sold: 58,000 shares Shares listed to be sold: 59,000 shares Broker: Citigroup Global Markets +1 more

4 metrics

Shares reported sold 58,000 shares reported sale on 05/19/2026

Shares listed to be sold 59,000 shares listed under securities to be sold on 06/12/2026

Broker Citigroup Global Markets broker listed on filing (address 390 Greenwich St, NY)

Form type Form 144 notice of proposed sale by a selling holder

Key Terms

Form 144, PSU, Selling holder

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

PSU financial

"COMMON SHARES | 06/12/2026 | PSU | ISSUER"

A PSU is a company where the government owns a controlling stake and often plays a direct role in its management and strategy. Think of it like a business that operates with public oversight, similar to a town-run utility versus a private neighborhood service. Investors watch PSUs differently because government involvement can affect profits, dividend policies, regulatory treatment and stability, so these stocks may behave more like policy instruments than pure market-driven enterprises.

Selling holder regulatory

"Lin Chih-Hsiang (Thompson) ... COMMON SHARES ... 05/19/2026"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/12/2026 - 07:29 AM Accepted by SEC EDGAR 06/12/2026 - 07:29 AM Learn about SEC filing dates

FAQ

What does AAOI's Form 144 disclose about insider sales?

The Form 144 discloses reported dispositions of common shares by an affiliate, listing 58,000 shares sold on 05/19/2026 and 59,000 shown under securities to be sold on 06/12/2026. The broker is Citigroup Global Markets.

Who is the selling holder named in the AAOI Form 144?

The filing names Lin Chih-Hsiang (Thompson) with an address in Sugarland, TX, as the selling holder and shows a reported sale of 58,000 common shares on 05/19/2026. Additional attribution details appear in the notice.

Which broker handled the transactions in the AAOI Form 144?

The excerpt lists Citigroup Global Markets, located at 390 Greenwich St, New York, NY, as the broker. The notice pairs the broker name with the securities and dates but does not state final proceeds or settlement details in the provided excerpt.

Does the Form 144 show proceeds received by AAOI from the sales?

The Form 144 excerpt does not state the company received any proceeds; it lists the shares and broker. The filing is a notice of resale by a holder and does not specify whether proceeds went to the issuer or selling holder in this excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON STOCK	CITIGROUP GLOBAL MARKETS 390 GREENWICH ST NEW YORK NY 10013	59000	10194020.00	80242767	06/12/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON SHARES	06/12/2026	PSU	ISSUER			59000	06/12/2026	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Lin Chih-Hsiang (Thompson) 13139 JESS PIRTLE BLVD SUGARLAND TX 77478	COMMON SHARES	05/19/2026	58000	9709513.20

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)