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  4. [144] APPLIED OPTOELECTRONICS, INC. SEC Filing

Form 144 details AAOI (AAOI) insider’s planned and recent stock sales

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

A shareholder of AAOI, identified as Shu-Hua Yeh, has filed to sell shares of the company’s common stock under a Form 144 notice. The planned sale lists 1,285 shares of common stock to be sold through Raymond James & Associates, with an aggregate market value of $154,237.52, and the security is listed on NASDAQ. The filing also reports that during the past three months, the same shareholder sold 10,000 shares of common stock on June 5, 2026 for $2,050,770.00 and 6,000 shares on June 18, 2026 for $1,031,280.00. Some of the shares relate to a prior RSU Award dated October 24, 2022.

Positive

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Negative

  • None.
Planned shares to be sold 1,285 shares Common stock listed to be sold through Raymond James & Associates
Planned sale market value $154,237.52 Aggregate market value associated with the 1,285 common shares
Sale on June 5, 2026 10,000 shares; $2,050,770.00 Common shares sold during the past three months by the filer
Sale on June 18, 2026 6,000 shares; $1,031,280.00 Additional common shares sold during the past three months
RSU Award date 10/24/2022 Date of RSU Award from which 1,285 common shares originated
Planned sale date 07/21/2026 Date associated with the planned Form 144 sale entry
Form 144 regulatory
"Shareholder of AAOI has filed to sell shares under a Form 144 notice"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
RSU Award financial
"Common | 10/24/2022 | RSU Award | Issuer | | | 1285"
common stock financial
"The planned sale lists 1,285 shares of common stock to be sold"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
NASDAQ market
"the security is listed on NASDAQ in the securities information section"
The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does the Form 144 filing for AAOI disclose?
The filing discloses that shareholder Shu-Hua Yeh plans to sell 1,285 AAOI common shares through Raymond James & Associates, with an aggregate market value of $154,237.52, and reports additional sales made in the prior three months.

How many AAOI shares is the shareholder planning to sell under this Form 144?
The shareholder plans to sell 1,285 shares of AAOI common stock. These shares are to be sold through Raymond James & Associates and have a reported aggregate market value of $154,237.52 in the notice.

What AAOI share sales were made in the past three months by this filer?
The filer sold 10,000 AAOI common shares on June 5, 2026 for $2,050,770.00 and 6,000 shares on June 18, 2026 for $1,031,280.00, according to the Form 144 disclosure of prior three‑month sales.

Who is the selling security holder in the AAOI Form 144?
The selling security holder is identified as Shu-Hua Yeh. The Form 144 lists this individual as the holder of AAOI common stock involved in both the planned sale and the sales completed during the prior three months.

Which broker is handling the planned AAOI stock sale in the Form 144?
The planned sale of 1,285 AAOI shares is listed through Raymond James & Associates, located at 880 Carillon Parkway, St. Petersburg, FL 33716, which is named as the broker in the Form 144 securities information section.

What is the connection between the AAOI shares and the RSU Award mentioned?
The securities information notes an RSU Award dated October 24, 2022 issued by the company as the source of 1,285 common shares, indicating these shares originated from a restricted stock unit grant before becoming eligible for resale.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR