AAOI holder plans sale of 4,715 common shares

The company with ticker AAOI filed to permit sales of 4,715 shares of common stock through Raymond James & Associates on Nasdaq on August 4, 2026, under Rule 144.

Accepted by SEC EDGAR 08/04/2026 - 04:19 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

The company with ticker AAOI filed to permit sales of 4,715 shares of common stock through Raymond James & Associates on Nasdaq on August 4, 2026, under Rule 144. The filing also lists prior sales by shareholder Hu-Hua Yeh during the preceding three months.

Those prior sales of common stock were 10,000 shares for $2,050,770.00 on June 5, 2026, 6,000 shares for $1,031,280.00 on June 18, 2026, and 1,285 shares for $154,238.00 on July 21, 2026.

Key Figures

Proposed shares to be sold: 4,715 shares Shares sold June 5, 2026: 10,000 shares Proceeds June 5, 2026: $2,050,770.00 +4 more

7 metrics

Proposed shares to be sold 4,715 shares Common stock to be sold through Raymond James & Associates on August 4, 2026

Shares sold June 5, 2026 10,000 shares Common stock sold by Hu-Hua Yeh on June 5, 2026

Proceeds June 5, 2026 $2,050,770.00 Total consideration for 10,000 shares sold on June 5, 2026

Shares sold June 18, 2026 6,000 shares Common stock sold by Hu-Hua Yeh on June 18, 2026

Proceeds June 18, 2026 $1,031,280.00 Total consideration for 6,000 shares sold on June 18, 2026

Shares sold July 21, 2026 1,285 shares Common stock sold by Hu-Hua Yeh on July 21, 2026

Proceeds July 21, 2026 $154,238.00 Total consideration for 1,285 shares sold on July 21, 2026

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the AAOI Form 144 filing disclose?

The Form 144 for AAOI discloses a proposed sale of 4,715 common shares through Raymond James & Associates on August 4, 2026, and lists several prior stock sales by shareholder Hu-Hua Yeh in the preceding three months.

How many AAOI shares are proposed to be sold under this Form 144?

The filing shows a proposed sale of 4,715 shares of AAOI common stock. These shares are to be sold through Raymond James & Associates on Nasdaq, with the trade date indicated as August 4, 2026.

Who is the selling security holder in the AAOI Form 144?

The selling security holder identified is Hu-Hua Yeh. The filing provides Yeh’s mailing address in Taipei City and lists both the proposed sale through Raymond James & Associates and several recent sales of AAOI common shares.

What AAOI stock sales occurred on June 5, 2026?

On June 5, 2026, Hu-Hua Yeh sold 10,000 shares of AAOI common stock for total proceeds of $2,050,770.00. This transaction is reported in the section detailing securities sold during the past three months.

What AAOI stock sales occurred on June 18, 2026?

On June 18, 2026, Hu-Hua Yeh sold 6,000 shares of AAOI common stock, with total consideration of $1,031,280.00. This sale is listed among the securities sold during the past three months before the new proposed sale.

What AAOI stock sales occurred on July 21, 2026?

On July 21, 2026, Hu-Hua Yeh sold 1,285 shares of AAOI common stock for total proceeds of $154,238.00. This is the most recent historical sale disclosed before the planned sale covered by the Form 144.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001587600
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	APPLIED OPTOELECTRONICS, INC.
SEC File Number	001-36083
Address of Issuer	13139 JESS PIRTLE BLVD SUGAR LAND TEXAS 77478
Phone	281-295-1800
Name of Person for Whose Account the Securities are To Be Sold	Yeh Shu-Hua (Joshua)
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates 880 Carillon Parkway St. Petersburg FL 33716	4715	596176.06	80242767	08/04/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/24/2022	RSU	Issuer			1049	10/24/2022	NA
Common	01/23/2023	RSU	Issuer			2789	01/23/2023	NA
Common	04/24/2023	RSU	Issuer			877	04/24/2023	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
hu-Hua Yeh 4F No 111 Ln 20 Src 2 Zhiyu Rd Tapei City F5 111	Common	06/05/2026	10000	2050770.00
hu-Hua Yeh 4F No 111 Ln 20 Src 2 Zhiyu Rd Tapei City F5 111	Common	06/18/2026	6000	1031280.00
hu-Hua Yeh 4F No 111 Ln 20 Src 2 Zhiyu Rd apei City F5 111	Common	07/21/2026	1285	154238.00

144: Remarks and Signature

Remarks
Date of Notice	08/04/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	03/19/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Rashida Mitchell, as duly authorized representative of Raymond James & Associates, Inc., as attorney-in-fact for Shu-Hua Yeh
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)