AAOI (NASDAQ: AAOI) Form 144: insider-listed Common share resales disclosed

Rhea-AI Filing Summary

AAOI Rule 144 notice: A Form 144 submission lists proposed sales of Common stock by a holder and related transactions. The excerpt shows multiple Common share dispositions and planned sale activity, including entries dated 05/19/2026 and prior months, with specific share counts and dollar amounts recorded.

Insights

Securities Compliance Analyst

Form 144 documents proposed or completed resale transactions under Rule 144.

Form 144 is a notice of an intention to sell restricted or control securities in reliance on Rule 144. The excerpt lists multiple Common stock entries with dates, share counts, and gross proceeds amounts, indicating routine resale filings.

Cash‑flow treatment to the issuer is not stated; the filing records transactions by an individual at specific dates and amounts. Subsequent broker or settlement records would show completion status.

Equity Markets Specialist

The listed transactions reflect resale activity, not an offering by the issuer.

The entries show amounts and dates for Common stock sales (examples: 33,000 shares on 06/12/2026 and 05/19/2026). These are transactional disclosures under resale rules rather than primary issuance.

Timing and whether all sales cleared are not provided in the excerpt; market impact depends on execution size and timing relative to float, which the excerpt does not disclose.

Key Figures

Form type: Form 144 Sale example 1: 33,000 shares Gross proceeds example 1: $5,495,615.00 +3 more

6 metrics

Form type Form 144 Rule 144 resale notice

Sale example 1 33,000 shares sale dated 06/12/2026

Gross proceeds example 1 $5,495,615.00 proceeds tied to 06/12/2026 entry

Sale example 2 4,000 shares sale dated 06/10/2026

Gross proceeds example 2 $685,804.00 proceeds tied to 06/10/2026 entry

Planned/recorded PSU sale 4,000 shares PSU listed with date 05/19/2026

Key Terms

Rule 144, PSU, Gross proceeds

3 terms

Rule 144 regulatory

"Form 144 submission lists resale under Rule 144 (resale notice)."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

PSU financial

"Entry shows 'PSU' with date 05/19/2026 and 4,000 shares."

A PSU is a company where the government owns a controlling stake and often plays a direct role in its management and strategy. Think of it like a business that operates with public oversight, similar to a town-run utility versus a private neighborhood service. Investors watch PSUs differently because government involvement can affect profits, dividend policies, regulatory treatment and stability, so these stocks may behave more like policy instruments than pure market-driven enterprises.

Gross proceeds financial

"Lines list dollar amounts adjacent to share counts, labeled as proceeds."

The total amount of cash a company receives from a financing event or sale before any fees, expenses, taxes or deductions are taken out. Investors watch gross proceeds because it shows the raw scale of new capital being raised—think of it as the paycheck amount before withholdings—which helps assess how much funding is available for operations, growth, debt payoff or how much shareholder dilution might occur once costs are removed.

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Available on EDGAR 07/09/2026 - 02:07 PM Accepted by SEC EDGAR 07/09/2026 - 02:06 PM Learn about SEC filing dates

FAQ

What does AAOI's Form 144 filing mean?

It notifies the SEC of proposed resale of restricted or control shares under Rule 144. The excerpt lists dated transactions and proposed sales with share counts and gross proceeds, serving as a compliance disclosure rather than a company-initiated offering.

Who is identified as selling shares in the AAOI excerpt?

The excerpt lists sales attributed to Stefan Murry with his address included. Multiple Common share dispositions are shown on dates including 06/12/2026 and 05/19/2026, with share counts and gross dollar amounts for each entry.

Does the Form 144 indicate AAOI will receive proceeds?

No; the excerpt records resale transactions by a holder and does not state proceeds payable to the issuer. The entries show gross proceeds tied to each sale, implying proceeds went to the selling holder, not the company.

Which specific sales are shown in the filing excerpt for AAOI?

Examples shown include 33,000 shares on 06/12/2026 with proceeds of $5,495,615.00 and 4,000 shares on 06/10/2026 with proceeds of $685,804.00. Several other dated sales and amounts are listed in the excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates 880 Carillon Parkway St. Petersburg FL 33716	4000	492000.00	80242767	07/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/19/2026	PSU	issuer			4000	05/19/2026	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Stefan Murry 2007 Milford St. Houston TX 77098	Common	06/12/2026	33000	5495615.00
Stefan Murry 2007 Milford St. Houston TX 77008	Common	06/10/2026	4000	685804.00
Stefan Murry 2007 Milford St., Houston, TX 77008	Common	05/19/2026	33000	5524378.00
Stefan Murry 2007 Milford St., Houston, TX 77008	Common	05/11/2026	4000	638102.00
Stefan Murry 2007 Milford St Houston TX 77008	Common	04/10/2026	4000	546014.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)