AAOI Rule 144 notice: 4,000-share resale listed

AAOI notice reporting Rule 144 activity for common stock.

Rhea-AI Filing Summary

AAOI notice reporting Rule 144 activity for common stock. The excerpt lists a proposed sale of 4,000 shares of common stock dated 05/19/2026 (PSU, issuer) and two recent dispositions of 4,000 shares each by Stefan Murry on 04/10/2026 and 05/11/2026.

Insights

Securities Compliance Counsel

Rule 144 notice lists small, routine resale activity by an affiliate.

The filing fragment documents a 4,000-share intended sale on 05/19/2026 identified as PSU/issuer and two prior dispositions of 4,000 shares each by Stefan Murry on 04/10/2026 and 05/11/2026.

These entries align with routine resale reporting under Rule 144; cash-flow treatment and price per share are not shown in the excerpt. Subsequent filings would state execution details if required.

Key Figures

Intended sale: 4,000 shares Disposition by Stefan Murry: 4,000 shares Disposition by Stefan Murry: 4,000 shares +1 more

4 metrics

Intended sale 4,000 shares PSU/issuer dated 05/19/2026

Disposition by Stefan Murry 4,000 shares Sold on 04/10/2026

Disposition by Stefan Murry 4,000 shares Sold on 05/11/2026

Filer/Broker reference Raymond James & Associates Broker listed on cover data

Key Terms

Rule 144, PSU, Disposition

3 terms

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

PSU financial

"Common | 05/19/2026 | PSU | Issuer"

A PSU is a company where the government owns a controlling stake and often plays a direct role in its management and strategy. Think of it like a business that operates with public oversight, similar to a town-run utility versus a private neighborhood service. Investors watch PSUs differently because government involvement can affect profits, dividend policies, regulatory treatment and stability, so these stocks may behave more like policy instruments than pure market-driven enterprises.

Disposition financial

"Securities Sold During The Past 3 Months"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does AAOI Rule 144 filing disclose about shares to be sold?

The filing shows an intended sale of 4,000 shares of common stock dated 05/19/2026. The item is labeled PSU/issuer; the excerpt does not state sale price or proceeds recipient.

Who is listed as having sold shares recently in the AAOI excerpt?

The excerpt lists Stefan Murry as disposing of 4,000 shares on 04/10/2026 and another 4,000 shares on 05/11/2026. Transaction prices appear as numeric amounts but the excerpt does not explain cash-flow recipients.

Does this Rule 144 notice indicate issuer dilution for AAOI?

No dilution metric is provided. The excerpt lists resale quantities (4,000 shares each) and dates; it does not state total outstanding shares or any issuance that would change share count.

Will the filing tell me how much cash the company receives from the sale?

This excerpt does not state proceeds treatment. It records share counts and dates; whether proceeds go to the issuer or selling holder is not specified in the provided lines.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/10/2026 - 12:25 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001587599
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	APPLIED OPTOELECTRONICS, INC.
SEC File Number	001-36083
Address of Issuer	13139 JESS PIRTLE BLVD SUGAR LAND TEXAS 77478
Phone	281-295-1800
Name of Person for Whose Account the Securities are To Be Sold	Murry Stefan J.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates 880 Carillon Parkway St. Petersburg FL 33716	4000	685804.00	80042767	06/10/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/19/2026	PSU	Issuer			4000	05/19/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Stefan Murry 2007 Milford St Houston TX 77098	Common	04/10/2026	4000	546014.00
Stefan Murry 2007 Milford St. Houston TX 77098	Common	05/11/2026	4000	638102.00

144: Remarks and Signature

Remarks
Date of Notice	06/10/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Melissa Fisher, as duly authorized representative of Raymond James & Associates, Inc., as attorney-in-fact for Stefan John Murry
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)