[144] APPLIED OPTOELECTRONICS, INC. SEC Filing

Rhea-AI Filing Summary

AAOI reported a proposed sale of 21,000 shares of Common Stock by an affiliate via Form 144. The filing lists a proposed disposition date of 03/04/2026 and a gross value of $2,058,338.25. The excerpt also enumerates multiple RSU vesting entries with individual share counts on various dates.

Insights

Securities Lawyer

Form 144 notifies the market of an affiliate's intended sale of Common Stock.

Form 144 is a notice required by Rule 144 when an affiliate intends to sell restricted or control securities. The filing here lists a proposed sale of $2,058,338.25 for 21,000 shares with a transaction date of 03/04/2026.

Timing and exact sale mechanics are not detailed in the excerpt; subsequent reports (Form 4 or transaction confirmations) would show execution and actual proceeds. Cash‑flow treatment to the issuer is not disclosed in the provided excerpt.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates 880 Carillon Parkway St. Petersburg FL 33716	56575	10702548.00	80242767	05/26/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/07/2025	RSU VESTING	ISSUER			4121	03/07/2025	N/A
COMMON	12/09/2024	RSU VESTING	ISSUER			4121	12/09/2024	N/A
COMMON	09/09/2024	RSU VESTING	ISSUER			4120	09/09/2024	N/A
COMMON	06/10/2024	RSU VESTING	ISSUER			10232	06/10/2024	N/A
COMMON	09/11/2023	RSU VESTING	ISSUER			9693	09/11/2023	N/A
COMMON	03/03/2023	RSU VESTING	ISSUER			13249	03/03/2023	N/A
COMMON	12/05/2022	RSU VESTING	ISSUER			136	12/05/2022	N/A
COMMON	03/04/2022	RSU VESTING	ISSUER			3634	03/04/2022	N/A
COMMON	12/06/2024	RSU VESTING	ISSUER			3635	12/06/2024	N/A
COMMON	09/07/2021	RSU VESTING	ISSUER			3634	09/07/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Cindy DeLaney 13139 Jess Pirtle Blvd Sugar Land TX 77478	Common	03/04/2026	21000	2058338.25

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)