AAOI files Form 144 to sell 28,826 shares

AAOI filed a Form 144 notice reporting the proposed sale of 28,826 common shares through Citigroup Global Markets on 06/12/2026.

Rhea-AI Filing Summary

AAOI filed a Form 144 notice reporting the proposed sale of 28,826 common shares through Citigroup Global Markets on 06/12/2026. The filing lists prior dispositions of 39,154 shares on 05/19/2026 and 10,000 shares on 06/05/2026, with proceeds shown for those transactions.

Insights

Securities Compliance Counsel

Form 144 discloses a planned resale of 28,826 common shares via a broker.

The notice lists 28,826 common shares to be sold through Citigroup Global Markets on 06/12/2026. It also records two recent dispositions: 39,154 shares on 05/19/2026 and 10,000 shares on 06/05/2026, with associated gross proceeds shown.

These filings are administrative resale notices under the securities resale rules. Timing, final execution details, and who ultimately receives proceeds are matters the notice does not specify; subsequent sale confirmations or transfer records would show completion.

Key Figures

Shares proposed for resale: 28,826 shares Prior disposition: 39,154 shares Prior disposition: 10,000 shares +2 more

5 metrics

Shares proposed for resale 28,826 shares to be sold through Citigroup Global Markets on 06/12/2026

Prior disposition 39,154 shares sold on 05/19/2026 with proceeds $6,554,591.03

Prior disposition 10,000 shares sold on 06/05/2026 with proceeds $2,050,700.00

Gross proceeds listed (example) $4,980,556.28 numeric field shown alongside securities information in the excerpt dated 06/12/2026

Numeric field (other) 80,242,767 numeric entry present in the securities information section dated 06/12/2026

Key Terms

PSU, Citigroup Global Markets, Form 144

3 terms

PSU financial

"COMMON SHARES | 06/12/2026 | PSU | ISSUER"

A PSU is a company where the government owns a controlling stake and often plays a direct role in its management and strategy. Think of it like a business that operates with public oversight, similar to a town-run utility versus a private neighborhood service. Investors watch PSUs differently because government involvement can affect profits, dividend policies, regulatory treatment and stability, so these stocks may behave more like policy instruments than pure market-driven enterprises.

Citigroup Global Markets market

"COMMON STOCK | CITIGROUP GLOBAL MARKETS 390 GREENWICH ST NEW YORK NY 10013"

Form 144 regulatory

"form_type: "144" in metadata and filing header lines"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did AAOI disclose in the Form 144 filed on 06/12/2026?

AAOI disclosed a proposed sale of 28,826 common shares through Citigroup Global Markets on 06/12/2026. The notice also lists prior dispositions of 39,154 and 10,000 shares in May and June, with gross proceeds shown.

Who is the broker listed for the AAOI resale on 06/12/2026?

The filing names Citigroup Global Markets at 390 Greenwich St, New York, NY as the broker-dealer handling the reported transaction dated 06/12/2026. No further execution details are provided in the excerpt.

How many shares did the reporting person sell in the prior three months?

The Form 144 lists two prior dispositions totaling 49,154 shares: 39,154 on 05/19/2026 and 10,000 on 06/05/2026, with gross proceeds displayed alongside each transaction amount.

What proceeds are shown for the prior dispositions in the filing?

The excerpt shows proceeds of $6,554,591.03 for the 39,154-share disposition on 05/19/2026 and $2,050,700.00 for the 10,000-share disposition on 06/05/2026, as listed in the notice.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 06/12/2026 - 07:35 AM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001587600
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	APPLIED OPTOELECTRONICS, INC.
SEC File Number	001-36083
Address of Issuer	13139 JESS PIRTLE BLVD SUGAR LAND TEXAS 77478
Phone	281-295-1800
Name of Person for Whose Account the Securities are To Be Sold	Yeh Shu-Hua (Joshua)
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	SENIOR VICE PRESIDENT AND ASIA GENERAL MANAGER

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON STOCK	CITIGROUP GLOBAL MARKETS 390 GREENWICH ST NEW YORK NY 10013	28826	4980556.28	80242767	06/12/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON SHARES	06/12/2026	PSU	ISSUER			28826	06/12/2026	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Yeh Shu-Hua (Joshua) 13139 JESS PIRTLE BLVD SUGARLAND TX 77478	COMMON SHARES	05/19/2026	39154	6554591.03
Yeh Shu-Hua (Joshua) 13139 JESS PIRTLE BLVD SUGARLAND TX 77478	COMMON SHARES	06/05/2026	10000	2050700.00

144: Remarks and Signature

Remarks	SECTION 3 D BASED ON JUNE 11 26 CLOSING PRICE 172.78
Date of Notice	06/12/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	CONFORMED SIGNATURE ON FILE
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)