AAOI holder plans 4,000-share Rule 144 stock sale

An affiliate of AAOI filed to sell 4,000 shares of common stock through Raymond James & Associates on or after 08/10/2026 on Nasdaq, with an indicated value of $579,170.00.

Accepted by SEC EDGAR 08/10/2026 - 03:51 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

An affiliate of AAOI filed to sell 4,000 shares of common stock through Raymond James & Associates on or after 08/10/2026 on Nasdaq, with an indicated value of $579,170.00. The shares relate to awards designated as PSU acquired on 05/19/2026.

Over the prior three months, the same holder reported sales of 4,000 shares of common stock for $685,804.00 on 06/10/2026 and 4,000 shares for $488,364.00 on 07/10/2026.

Key Figures

Planned shares to be sold: 4,000 shares Planned sale value: $579,170.00 Prior sale 1: $685,804.00 +2 more

5 metrics

Planned shares to be sold 4,000 shares Common stock to be sold through Raymond James & Associates

Planned sale value $579,170.00 Indicated value for 4,000 shares to be sold on or after 08/10/2026

Prior sale 1 $685,804.00 4,000 common shares sold on 06/10/2026

Prior sale 2 $488,364.00 4,000 common shares sold on 07/10/2026

Acquisition date of PSU shares 05/19/2026 Acquisition date for 4,000 PSU-related shares from issuer

Key Terms

Rule 144, PSU, common stock, Nasdaq

4 terms

Rule 144 regulatory

"Plans to sell common stock under Rule 144 resale provisions"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

PSU financial

"Securities to be sold were acquired as PSU from the issuer"

A PSU is a company where the government owns a controlling stake and often plays a direct role in its management and strategy. Think of it like a business that operates with public oversight, similar to a town-run utility versus a private neighborhood service. Investors watch PSUs differently because government involvement can affect profits, dividend policies, regulatory treatment and stability, so these stocks may behave more like policy instruments than pure market-driven enterprises.

common stock financial

"Securities information identifies the class as common stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Nasdaq market

"Shares are indicated for sale on the Nasdaq market"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stock sale is AAOI reporting in this Form 144 filing?

The holder plans to sell 4,000 shares of AAOI common stock through Raymond James & Associates on or after 08/10/2026, with an indicated aggregate value of about $579,170.00 on Nasdaq.

Who is the reporting security holder in AAOI’s Form 144?

The reporting security holder is Stefan Murry, listed with an address at 2007 Milford St., Houston, TX 77098, indicating a planned sale and prior sales of AAOI common stock under Rule 144.

What prior sales of AAOI stock has the holder reported in the last three months?

The holder reported selling 4,000 shares for $685,804.00 on 06/10/2026 and another 4,000 shares for $488,364.00 on 07/10/2026, both transactions involving AAOI common stock.

How were the AAOI shares proposed for sale originally acquired?

The 4,000 shares proposed for sale are tied to equity awards labeled PSU, with an acquisition date of 05/19/2026 and the issuer identified as the source of these securities.

On which market will the AAOI shares be sold under this Form 144?

The filing indicates that the 4,000 AAOI common shares are expected to be sold on the Nasdaq market, with Raymond James & Associates listed as the broker handling the transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001587599
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	APPLIED OPTOELECTRONICS, INC.
SEC File Number	001-36083
Address of Issuer	13139 JESS PIRTLE BLVD SUGAR LAND TEXAS 77478
Phone	281-295-1800
Name of Person for Whose Account the Securities are To Be Sold	Murry Stefan J.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates 880 Carillon Parkway St. Petersburg FL 33716	4000	579170.00	84569237	08/10/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/19/2026	PSU	Issuer			4000	05/19/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Stefan Murry 2007 Milford St. Houston TX 77098	Common	07/10/2026	4000	488364.00
Stefan Murry 2007 Milford St. Houston TX 77098	Common	06/10/2026	4000	685804.00

144: Remarks and Signature

Remarks
Date of Notice	08/10/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Melissa Fisher, as duly authorized representative of Raymond James & Associates, Inc., as attorney-in-fact for Stefan John Murry
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)