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  4. [144] APPLIED OPTOELECTRONICS, INC. SEC Filing

AAOI (NASDAQ: AAOI) insider schedules 4,000-share sale after recent disposals

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

An affiliate of AAOI filed to sell 4,000 shares of common stock through Raymond James & Associates on or after 08/10/2026 on Nasdaq, with an indicated value of $579,170.00. The shares relate to awards designated as PSU acquired on 05/19/2026.

Over the prior three months, the same holder reported sales of 4,000 shares of common stock for $685,804.00 on 06/10/2026 and 4,000 shares for $488,364.00 on 07/10/2026.

Positive

  • None.

Negative

  • None.
Planned shares to be sold 4,000 shares Common stock to be sold through Raymond James & Associates
Planned sale value $579,170.00 Indicated value for 4,000 shares to be sold on or after 08/10/2026
Prior sale 1 $685,804.00 4,000 common shares sold on 06/10/2026
Prior sale 2 $488,364.00 4,000 common shares sold on 07/10/2026
Acquisition date of PSU shares 05/19/2026 Acquisition date for 4,000 PSU-related shares from issuer
Rule 144 regulatory
"Plans to sell common stock under Rule 144 resale provisions"
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
PSU financial
"Securities to be sold were acquired as PSU from the issuer"
A PSU is a company where the government owns a controlling stake and often plays a direct role in its management and strategy. Think of it like a business that operates with public oversight, similar to a town-run utility versus a private neighborhood service. Investors watch PSUs differently because government involvement can affect profits, dividend policies, regulatory treatment and stability, so these stocks may behave more like policy instruments than pure market-driven enterprises.
common stock financial
"Securities information identifies the class as common stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Nasdaq market
"Shares are indicated for sale on the Nasdaq market"
The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What stock sale is AAOI reporting in this Form 144 filing?
The holder plans to sell 4,000 shares of AAOI common stock through Raymond James & Associates on or after 08/10/2026, with an indicated aggregate value of about $579,170.00 on Nasdaq.

Who is the reporting security holder in AAOI’s Form 144?
The reporting security holder is Stefan Murry, listed with an address at 2007 Milford St., Houston, TX 77098, indicating a planned sale and prior sales of AAOI common stock under Rule 144.

What prior sales of AAOI stock has the holder reported in the last three months?
The holder reported selling 4,000 shares for $685,804.00 on 06/10/2026 and another 4,000 shares for $488,364.00 on 07/10/2026, both transactions involving AAOI common stock.

How were the AAOI shares proposed for sale originally acquired?
The 4,000 shares proposed for sale are tied to equity awards labeled PSU, with an acquisition date of 05/19/2026 and the issuer identified as the source of these securities.

On which market will the AAOI shares be sold under this Form 144?
The filing indicates that the 4,000 AAOI common shares are expected to be sold on the Nasdaq market, with Raymond James & Associates listed as the broker handling the transaction.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR