AAOI files Rule 144 to sell 33,000 shares

Applied Optoelectronics, Inc. files a Rule 144 notice to sell 33,000 common shares on 06/12/2026.

Rhea-AI Filing Summary

Applied Optoelectronics, Inc. files a Rule 144 notice to sell 33,000 common shares on 06/12/2026. The form lists the security as common stock and identifies Citigroup Global Markets as the broker.

It also discloses recent sales by Stefan J. Murry: 4,000 shares on 05/11/2026, 4,000 shares on 04/10/2026, 33,000 shares on 05/19/2026, and 4,000 shares on 06/10/2026, with dollar amounts shown alongside each trade.

Insights

Securities Compliance Attorney

Rule 144 notice documents proposed resale and recent dispositions by an affiliate.

The filing lists 33,000 common shares as the securities to be sold on 06/12/2026 and names Citigroup Global Markets as the broker. The notice follows procedural disclosure for restricted/controlled securities sales.

Recent transactions by Stefan J. Murry are itemized with dates and share counts; cash‑flow treatment and any holding-period representations are not disclosed in the excerpt. Subsequent filings or confirmations may show execution details.

Corporate Actions Analyst

The excerpt records multiple small to mid‑sized dispositions over a one‑to‑two month span.

The record shows trades of 4,000 and 33,000 shares on specific dates in April–June 2026, with per‑trade dollar figures listed. The pattern is consistent with routine resale notices rather than an issuance event.

Timing and proceeds allocation are not provided here; any investor impact depends on actual market execution and total outstanding share context absent from this excerpt.

Key Figures

Shares to be sold: 33,000 shares Sale on 05/19/2026: 33,000 shares Sale on 06/10/2026: 4,000 shares +4 more

7 metrics

Shares to be sold 33,000 shares Securities To Be Sold on 06/12/2026

Sale on 05/19/2026 33,000 shares Sale by Stefan J. Murry on 05/19/2026

Sale on 06/10/2026 4,000 shares Sale by Stefan J. Murry on 06/10/2026

Sale on 05/11/2026 4,000 shares Sale by Stefan J. Murry on 05/11/2026

Sale on 04/10/2026 4,000 shares Sale by Stefan J. Murry on 04/10/2026

Broker listed Citigroup Global Markets Broker for the 33,000‑share sale

Per‑trade dollar example $5,524,378.20 Dollar amount shown alongside 33,000‑share sale on 05/19/2026

Key Terms

Form 144, PSU, Securities To Be Sold

3 terms

Form 144 regulatory

"Securities To Be Sold and Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

PSU financial

"COMMON SHARES | 06/12/2026 | PSU | ISSUER"

A PSU is a company where the government owns a controlling stake and often plays a direct role in its management and strategy. Think of it like a business that operates with public oversight, similar to a town-run utility versus a private neighborhood service. Investors watch PSUs differently because government involvement can affect profits, dividend policies, regulatory treatment and stability, so these stocks may behave more like policy instruments than pure market-driven enterprises.

Securities To Be Sold regulatory

"COMMON SHARES | 06/12/2026 | PSU | ISSUER | 33000"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does AAOI's Form 144 filing report?

The filing reports a proposed resale of 33,000 common shares dated 06/12/2026, with Citigroup Global Markets listed as broker. It also lists recent sales by Stefan J. Murry on specific dates with share counts and dollar amounts.

Who is listed as the broker for the reported sale in AAOI's Form 144?

Citigroup Global Markets is named as the broker and is associated with the sale of 33,000 common shares in the filing dated 06/12/2026. The form shows the broker's address at 390 Greenwich St, New York.

Which insider transactions are disclosed on AAOI's Form 144?

The excerpt discloses transactions by Stefan J. Murry: 4,000 shares on 05/11/2026, 4,000 shares on 04/10/2026, 33,000 shares on 05/19/2026, and 4,000 shares on 06/10/2026, each with associated dollar amounts.

Does the Form 144 state how proceeds will be used?

No use‑of‑proceeds information is provided in the excerpt. The filing lists share quantities, dates, and dollar figures for trades, but it does not state whether proceeds go to the issuer or selling holder.

Is the 33,000‑share amount in AAOI's filing an issuance or a resale?

The form lists 33,000 common shares under "Securities To Be Sold" on 06/12/2026, indicating a resale notice under Rule 144 rather than a primary issuance in this excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 06/12/2026 - 07:24 AM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001587599
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	APPLIED OPTOELECTRONICS, INC.
SEC File Number	001-36083
Address of Issuer	13139 JESS PIRTLE BLVD SUGAR LAND TEXAS 77478
Phone	281-295-1800
Name of Person for Whose Account the Securities are To Be Sold	Murry Stefan J.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	CHIEF FINANCIAL OFFICER

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON STOCK	CITIGROUP GLOBAL MARKETS 390 GREENWICH ST NEW YORK NY 10013	33000	5717740.00	80242767	06/12/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON SHARES	06/12/2026	PSU	ISSUER			33000	06/12/2026	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Murry Stefan J. 13139 JESS PIRTLE BLVD SUGARLAND TX 77478	COMMON SHARES	05/11/2026	4000	638101.60
Murry Stefan J 13139 JESS PIRTLE BLVD SUGARLAND TX 77478	COMMON SHARES	04/10/2026	4000	546014.00
Murry Stefan J 13139 JESS PIRTLE BLVD SUGARLAND TX 77478	COMMON SHARES	05/19/2026	33000	5524378.20
Murry Stefan J 13139 JESS PIRTLE BLVD SUGARLAND TX 77478	COMMON SHARES	06/10/2026	4000	685804.00

144: Remarks and Signature

Remarks	SECTION 3 D BASED ON JUNE 11 26 CLOSING PRICE 172.78
Date of Notice	06/12/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	CONFORMED SIGNATURE ON FILE
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)