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Applied Optoelectronics, Inc. amends its prospectus supplement to increase the size of an at-the-market equity program to permit the sale of up to $500,000,000 of common stock.
The amendment states that 2,476,307 shares have been sold for gross proceeds of approximately $249,999,983 under the sales agreement as of March 12, 2026, and that the company may sell additional shares for an aggregate offering price of approximately $250,000,017 through agents Raymond James and Needham. The shares will be offered from time to time in “at-the-market” offerings and the agents may receive commissions of up to 2.0%.
APPLIED OPTOELECTRONICS, INC. director Min-Chu (Mike) Chen reported open-market sales of 11,335 AAOI shares. He sold 8,835 directly owned common shares at a weighted average price of $108.7172 per share, with actual sale prices ranging from $105.50 to $110.20. Following this sale, he directly owns 169,300 common shares.
In a separate transaction, 2,500 indirectly owned shares held by his spouse, Yuh-Mei Chung, were sold at $97.00 per share, leaving 20,000 shares in that indirect holding. Chen disclaims beneficial ownership of shares held by his spouse except for any indirect pecuniary interest.
APPLIED OPTOELECTRONICS, INC. officer Yeh Shu-Hua (Joshua) reported an open-market sale of 50,000 shares of common stock on March 9, 2026 at a weighted average price of $97.0976 per share.
The shares were sold in multiple transactions within a price range of $94.670 to $99.332 per share under a pre-arranged Rule 10b5-1 trading plan adopted on December 9, 2025. Following these sales, the reporting person directly holds 322,051 shares of the company’s common stock.
APPLIED OPTOELECTRONICS, INC. director William H. Yeh reported an open-market sale of 15,000 shares of common stock. The weighted average sale price was about $105.76 per share, across trades between $104.50 and $108.32. After these transactions, he directly holds 238,819 shares, indicating he retains a substantial position in the company.
Applied Optoelectronics, Inc. Chief Financial Officer Stefan J. Murry sold 4,000 shares of common stock in an open-market transaction at a weighted average price of $112.7611 per share. The sale took place on March 10, 2026.
The trades were executed under a pre-arranged Rule 10b5-1 trading plan adopted on August 12, 2025, indicating the sales were scheduled in advance. After this transaction, Murry directly holds 280,070 shares of the company’s common stock.
Stefan Murry filed a Form 144 reporting a proposed sale of 4,000 shares of Common Stock.
The filing lists multiple previously reported sales by Mr. Murry during the past three months, including 11,693 shares on 02/11/2026 for $587,621.00 and 6,327 shares on 02/10/2026 for $311,068.00. The securities referenced include RSUs dated 06/26/2024.
Raymond James & Associates, Inc. submitted a Form 144 notice related to proposed sales of common stock linked to multiple RSU awards dated between 01/23/2019 and 04/22/2022. The filing lists individual award share counts for each grant and identifies Nasdaq as the market.
Raymond James & Associates filed a Form 144 reporting the proposed sale of 15,000 common shares of AAOI with a filing date of 03/09/2026. The filing lists related RSU awards: 4,121 (12/09/2024), 5,500 (04/02/2014) and 5,379 (12/11/2023).
Charles Schwab Corp. reported a Form 144 indicating a proposed sale of 15,000 common shares, filed with an effective date of 03/06/2026.
The filing lists multiple vested RSU lots including 5,500 (vested 04/01/2014) and 6,965 (vested 05/30/2017 as securities related to the sale.
APPLIED OPTOELECTRONICS, INC. director Elizabeth G. Loboa reported an open-market sale of 102,347 shares of common stock on March 3, 2026 at a weighted average price of $95.7586 per share. After this transaction, she directly owned 20,523 shares.
The footnote explains that the shares were sold in multiple trades between $90.00 and $97.00 per share, with the reported price reflecting the weighted average across all sales.