Applied Optoelectronics, Inc. filings document the operations, governance and capital structure of a Nasdaq-listed manufacturer of optical and HFC networking products. Its Form 8-K reports cover operating and financial results, changes in the certifying accountant, material definitive agreements, and financing arrangements tied to common stock issuance.
Proxy materials describe board elections, auditor ratification, advisory executive compensation votes, certificate-of-incorporation amendments, and equity incentive plan matters. Other material-event filings address agreements supporting manufacturing infrastructure, including cleanroom design-build work, and identify the company’s common stock registered on the Nasdaq Global Market.
APPLIED OPTOELECTRONICS, INC. officer Yeh Shu-Hua (Joshua) reported an open-market sale of 50,000 shares of common stock on March 9, 2026 at a weighted average price of $97.0976 per share.
The shares were sold in multiple transactions within a price range of $94.670 to $99.332 per share under a pre-arranged Rule 10b5-1 trading plan adopted on December 9, 2025. Following these sales, the reporting person directly holds 322,051 shares of the company’s common stock.
APPLIED OPTOELECTRONICS, INC. director William H. Yeh reported an open-market sale of 15,000 shares of common stock. The weighted average sale price was about $105.76 per share, across trades between $104.50 and $108.32. After these transactions, he directly holds 238,819 shares, indicating he retains a substantial position in the company.
Applied Optoelectronics, Inc. Chief Financial Officer Stefan J. Murry sold 4,000 shares of common stock in an open-market transaction at a weighted average price of $112.7611 per share. The sale took place on March 10, 2026.
The trades were executed under a pre-arranged Rule 10b5-1 trading plan adopted on August 12, 2025, indicating the sales were scheduled in advance. After this transaction, Murry directly holds 280,070 shares of the company’s common stock.
Raymond James & Associates filed a Form 144 reporting the proposed sale of 15,000 common shares of AAOI with a filing date of 03/09/2026. The filing lists related RSU awards: 4,121 (12/09/2024), 5,500 (04/02/2014) and 5,379 (12/11/2023).
Charles Schwab Corp. reported a Form 144 indicating a proposed sale of 15,000 common shares, filed with an effective date of 03/06/2026.
The filing lists multiple vested RSU lots including 5,500 (vested 04/01/2014) and 6,965 (vested 05/30/2017 as securities related to the sale.
APPLIED OPTOELECTRONICS, INC. director Elizabeth G. Loboa reported an open-market sale of 102,347 shares of common stock on March 3, 2026 at a weighted average price of $95.7586 per share. After this transaction, she directly owned 20,523 shares.
The footnote explains that the shares were sold in multiple trades between $90.00 and $97.00 per share, with the reported price reflecting the weighted average across all sales.
Applied Optoelectronics director Cynthia DeLaney reported an open‑market sale of company stock. She sold 21,000 shares of common stock at a weighted‑average price of $98.0164 per share. After this transaction, she directly holds 116,222 shares. An additional 2,380 shares are held indirectly by her spouse, and she disclaims beneficial ownership of those except for any indirect pecuniary interest.
APPLIED OPTOELECTRONICS, INC. director Richard B. Black reported an indirect sale of common stock through his revocable trust. On March 5, 2026, The Richard B. Black Revocable Trust sold 3,231 shares of common stock in open-market transactions at $95.00 per share.
After these sales, the trust associated with Black held 164,363 shares of APPLIED OPTOELECTRONICS common stock indirectly. The shares are held in a revocable living trust for which Black is both trustee and beneficial owner.