Aaon Inc SEC Filings

AAON, Inc. executive vice president Stephen E Wakefield reported buying additional shares of AAON common stock in mid-December 2025. He purchased 1,000 shares on 12/11/2025 at $82.25 per share and another 1,000 shares on 12/12/2025 at $80.85 per share.

The filing also shows he acquired 4,141 shares of AAON common stock on 12/12/2025 at $77.59 per share through an exchange of existing assets in his 401(k) plan into company stock. After these transactions, the form reports 12,730 shares owned directly and 15,212 shares held indirectly through the 401(k) plan.

AAON, Inc. director and 10% owner Norman H. Asbjornson reported a gift of 71,916 shares of AAON common stock on 11/14/2025 at a price of $0, reflecting a non-cash transfer. After this transaction, he beneficially owned 97,504 shares directly, 10,810 shares through a 401(k) plan, 1,289,290 shares through a private foundation, and 11,683,842 shares as trustee of trusts. He also holds several stock options to purchase AAON common stock at exercise prices ranging from $22.93 to $48.91, covering amounts from 16,429 to 285,000 shares with expiration dates between 2027 and 2031.

AAON, Inc. reported an insider transaction by a director on 11/12/2025. The reporting person exercised stock options for 2,786 shares at $36.13 and 767 shares at $31.69, then sold 2,786 shares and 767 shares at a weighted average $105.14.

The sale price reflected trades between $105.00 and $105.52. Following these transactions, the director held 26,340 shares directly. Additional holdings were 5,768 shares via a 401(k) Plan and 9,250 shares as custodian for grandchildren.

AAON, Inc. (AAON) director reported same‑day option exercises and open‑market sales. On 11/11/2025, he exercised 20,976 options at $36.13 and 5,770 options at $31.69, then sold 20,976 and 5,770 shares at a weighted average price of $105.21 (trades ranged from $105.00 to $105.79).

Following the transactions, he directly owned 26,340 AAON shares. Indirect holdings included 5,768 shares in a 401(k) Plan and 9,250 shares as custodian for his grandchildren.

AAON, Inc. announced a regular quarterly cash dividend of $0.10 per share (equivalent to $0.40 annually). The dividend is payable on December 18, 2025 to stockholders of record at the close of business on November 26, 2025. The company furnished a press release as Exhibit 99.1.

AAON, Inc. reported lower profitability despite higher sales. Q3 net sales were $384.2 million versus $327.3 million a year ago, but net income fell to $30.8 million and diluted EPS to $0.37 from $0.63. Gross profit declined as cost of sales rose, while SG&A increased to $63.2 million. Management cited new U.S. tariffs as a significant headwind; a 6.0% tariff surcharge began April 1, with realization seen in Q3 and an expectation of full realization by year-end.

Operating cash flow was -$18.8 million for the first nine months, driven by higher receivables, inventories, and contract assets as BASX-branded demand grew. Debt rose to $360.1 million (revolver), with total assets at $1.53 billion; the revolver capacity was increased to $500 million, and the leverage ratio was 1.73x, within covenant limits. The warranty accrual increased to $27.5 million as warranty expense rose. The company paid a quarterly dividend of $0.10 per share and repurchased $30.0 million of shares in the open market year-to-date, with $70.0 million remaining under its February 2025 authorization.

AAON, Inc. furnished an 8-K announcing financial and operating results and backlog for the third quarter ended September 30, 2025. The company issued a press release (Exhibit 99.1) and will host a teleconference at 9:00 A.M. Eastern on November 6, 2025, with a listen-only webcast registration link provided. A replay will be posted on its investor website. The disclosures under Items 2.02 and 7.01 are furnished, not filed.

AAON (AAON) insider activity: A Form 4 reports that a company officer moved 2,164 shares of AAON common stock on 10/09/2025 via transaction code J, described as a “Transfer of shares into IRA account.” The filing shows a $0 price, indicating a non-sale transfer between accounts.

Following the transfer, the reporting person listed 0 shares held indirectly in a 401(k) Plan and 2,164 shares held indirectly in an IRA. The form was filed by one reporting person.

AAON, Inc. filed a current report to let investors know it is participating in D.A. Davidson's Diversified Industrials & Services Conference in Nashville, Tennessee. The company notes that CEO and President Matt Tobolski is giving a presentation at 11:30 A.M. Eastern Time on September 18, 2025, and that a copy of this investor presentation is furnished as Exhibit 99.1 and posted on its website.

The company explains that the presentation, along with remarks at the conference, may contain forward-looking statements, and it highlights typical risk factors such as raw material and component prices, construction market conditions, interest rates, competition, and broader economic conditions. AAON also states that this information is being furnished under Regulation FD and, under applicable rules, is not considered "filed" for liability purposes or automatically incorporated into other SEC filings.