STOCK TITAN

AAON (AAON) executive VP details stock options and share ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

AAON, INC. executive vice president Gordon Douglas Wichman filed an initial ownership report outlining his existing equity stakes in the company. The filing lists multiple grants of stock options described as rights to buy AAON shares with post-transaction balances of 24,250, 15,780, 6,106, 5,670, 4,261 and 3,126 options, plus another grant with 1,935 options held directly. It also shows direct ownership of 10,319 shares of common stock and an additional 4,371 shares of common stock held indirectly through a 401(k) plan. This Form 3 does not record new purchases or sales but establishes baseline holdings for this insider.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Wichman Gordon Douglas

(Last) (First) (Middle)
2425 S YUKON AVE

(Street)
TULSA OK 74107

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026
3. Issuer Name and Ticker or Trading Symbol
AAON, INC. [ AAON ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $.004 10,319 D
Common Stock, par value $.004 4,371 I 401(k) Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) 03/11/2020 03/11/2029 Common Stock 24,250 $27.58 D
Stock Option (Right to Buy) 03/11/2021 03/11/2030 Common Stock 15,780 $29.48 D
Stock Option (Right to Buy) 03/11/2022 03/11/2031 Common Stock 6,106 $48.91 D
Stock Option (Right to Buy) 03/15/2023 03/15/2032 Common Stock 5,670 $36.13 D
Stock Option (Right to Buy) 03/06/2024 03/06/2033 Common Stock 4,261 $62.04 D
Stock Option (Right to Buy) 03/11/2025 03/11/2034 Common Stock 3,126 $79.73 D
Stock Option (Right to Buy) 03/11/2026 03/11/2035 Common Stock 1,935 $82.39 D
Explanation of Responses:
Remarks:
This Form 3 is being filed late due to an administrative error resulting from the reporting person having previously filed a Form 3 in connection with his prior status as a Section 16 reporting person of the registrant. Form 4 filings for the reporting person have been made on a timely basis since he returned to Section 16 reporting person status.
Gordon D. Wichman 03/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does AAON (AAON) executive Gordon Wichman report in this Form 3?

Gordon Douglas Wichman reports his existing AAON equity holdings. The filing lists several stock option grants with specific balances and common stock owned directly and via a 401(k) plan, establishing his baseline insider ownership position.

Does the AAON (AAON) Form 3 show Gordon Wichman buying or selling shares?

The Form 3 does not show Gordon Wichman buying or selling AAON shares. It only reports his current stock option grants and common stock holdings, which is typical for an initial insider ownership statement.

How many AAON stock options does Gordon Wichman hold according to the Form 3?

The Form 3 lists multiple AAON stock option positions for Gordon Wichman, including grants with balances of 24,250, 15,780, 6,106, 5,670, 4,261, 3,126 and 1,935 options, each recorded as a separate stock option holding.

What common stock holdings does Gordon Wichman report in AAON (AAON)?

Gordon Wichman reports 10,319 AAON common shares held directly and 4,371 AAON common shares held indirectly through a 401(k) plan, giving investors a clear view of his reported equity exposure to the company.

Why is this AAON (AAON) Form 3 filing important for investors?

This Form 3 filing is important because it discloses the baseline equity holdings of a senior AAON executive. Investors can see his stock options and common shares, helping assess how closely his financial interests align with the company’s performance.
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