AAON CAO sells 400 shares, exercises options
Accepted by SEC EDGAR
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Form Type
4
Rhea-AI Filing Summary
AAON, INC. Chief Accounting Officer Rebecca Thompson reported a small set of routine equity transactions. On April 27, 2026, she exercised stock options to acquire 400 shares of common stock at $29.48 per share and then sold 400 shares in an open-market sale at a weighted average price of $100.27 per share. After these transactions, she directly owns 27,681 shares of AAON common stock and indirectly holds 4,230 shares through a 401(k) Plan. She also retains multiple stock option awards, including options over 91,500 shares of common stock at an exercise price of $27.58 per share expiring in 2030.
Insider Trade Summary 10b5-1
Exercise and sale activity reported; no spread calculated
Exercise and Sale
3 txns
Insider
Thompson Rebecca
Role
Chief Accounting Officer
Sold
400 shs ($40K)
Approx. gross sale proceeds
$40K
Approx. exercise cost
$12K
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Option (Right to Buy) | 400 | $29.48 | $12K |
| Exercise | Common Stock, par value $.004 | 400 | $29.48 | $12K |
| Sale | Common Stock, par value $.004 | 400 | $100.27 | $40K |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Stock Option (Right to Buy) | -- | -- | -- |
| Holding | Common Stock, par value $.004 | -- | -- | -- |
Holdings After Transaction:
Stock Option (Right to Buy) — 155,272 contracts for 145,600 underlying shares (Direct);
Common Stock, par value $.004 — 27,681 shares (Direct);
Common Stock, par value $.004 — 4,230 shares (Indirect, 401(k) Plan)
Footnotes (1)
- F1. This transaction was executed in multiple trades at prices ranging from $100.07 to $100.36. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Key Figures
Open-market sale: 400 shares at $100.27
Options exercised: 400 shares at $29.48
Direct holdings: 27,681 shares
+3 more
6 metrics
Open-market sale
400 shares at $100.27
Weighted average sale price on April 27, 2026
Options exercised
400 shares at $29.48
Stock option exercise on April 27, 2026
Direct holdings
27,681 shares
Common stock directly owned after transactions
Indirect 401(k) holdings
4,230 shares
Common stock held via 401(k) Plan
Largest option grant
91,500 underlying shares at $27.58
Stock option (Right to Buy) expiring March 11, 2029
Additional option grant
15,762 underlying shares at $91.51
Stock option expiring March 11, 2036
Key Terms
Stock Option (Right to Buy), open-market sale, 401(k) Plan, weighted average sales price
4 terms
Stock Option (Right to Buy) financial
"security_title: Stock Option (Right to Buy) with underlying Common Stock"
open-market sale financial
"transaction_action: open-market sale of 400 shares of Common Stock"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
401(k) Plan financial
"nature_of_ownership: 401(k) Plan for indirect common stock holdings"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
weighted average sales price financial
"footnote: transaction executed in multiple trades; weighted average sales price reported"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did AAON (AAON) report for Rebecca Thompson?
AAON reported that Chief Accounting Officer Rebecca Thompson exercised stock options for 400 AAON shares at $29.48 and sold 400 shares in an open-market transaction at a weighted average price of $100.27 on April 27, 2026.
What stock options does Rebecca Thompson still hold in AAON (AAON)?
The filing shows Rebecca Thompson retains several AAON stock option awards, including options over 91,500 underlying common shares at a $27.58 exercise price expiring in 2030, plus additional grants at higher exercise prices with expirations extending through 2036.
Was the AAON insider sale by Rebecca Thompson an open-market transaction?
Yes. The Form 4 identifies the 400-share disposition as an open-market sale, with trades executed between $100.07 and $100.36. The weighted average sales price reported for the transaction is $100.27 per AAON share.
Did Rebecca Thompson’s AAON transactions involve tax withholding or gifts?
No. The transaction summary in the Form 4 shows one open-market sale and one option exercise, with zero shares attributed to tax withholding, gifts, or restructuring-related transfers in this particular filing.
AI-generated analysis. How Rhea-AI works. Not financial advice.
