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Abacus Global (ABX) president receives 211,742 performance RSUs

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Abacus Global Management, Inc. reported that Co-Founder and President Sean McNealy acquired 211,742 shares of common stock through a compensation-related grant. The shares reflect restricted stock units that were originally granted on May 8, 2025 once performance conditions were met. The RSUs will vest in three equal annual installments from the grant date. Following this award, McNealy directly holds 12,676,712 shares of common stock.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McNealy Sean

(Last) (First) (Middle)
2101 PARK CENTER DRIVE, SUITE 200

(Street)
ORLANDO FL 32835

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Abacus Global Management, Inc. [ ABX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Co-Founder and President
3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/12/2026 A 211,742(1) A $10.1 12,676,712 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects Issuer's grant of 211,742 Restricted Stock Units (RSUs) that were made subject to performance-based vesting on May 8, 2025 for which the performance-based criteria have now been satisfied. These RSUs vest one-third (1/3) of the total amount that satisfied the performance-based vesting criteria on each of the first three anniversaries of the grant date.
Remarks:
Sean McNealy 03/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Abacus Global Management (ABX) report?

Abacus Global Management reported that Co-Founder and President Sean McNealy received 211,742 shares of common stock as a compensation-related grant. These shares come from restricted stock units tied to performance goals that have now been satisfied.

Was the Abacus Global (ABX) Form 4 transaction an open-market purchase?

No, the Form 4 shows a grant of 211,742 shares, not an open-market purchase. The shares result from restricted stock units awarded as compensation once performance-based vesting criteria were achieved under a prior grant.

How many Abacus Global (ABX) shares does Sean McNealy hold after this grant?

After this transaction, Sean McNealy directly holds 12,676,712 shares of Abacus Global common stock. This figure includes the 211,742 shares delivered upon satisfaction of performance-based conditions from previously granted restricted stock units.

What are the vesting terms of Sean McNealy’s Abacus Global (ABX) RSUs?

The 211,742 restricted stock units were granted on May 8, 2025 with performance-based conditions. After those conditions were met, the RSUs vest in three equal installments, one-third on each of the first three anniversaries of the original grant date.

What does transaction code "A" mean in the Abacus Global (ABX) Form 4?

Transaction code "A" indicates a grant, award, or other acquisition of securities. In this case, it reflects Abacus Global’s issuance of 211,742 shares to Sean McNealy as a performance-based restricted stock unit award, rather than a market trade.
Abacus Global Management

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