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ABM Industries (ABM) director Garcia reports 3,996-share RSU award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ABM Industries director Art A. Garcia reported receiving an annual equity award in the form of restricted stock units. On 01/06/2026, he acquired 3,996 shares of common stock at a stated price of $0.0000 per share, reflecting a stock-based grant rather than an open-market purchase. Following this award, he beneficially owned 35,248 shares of ABM common stock in total.

The filing explains that this is the annual grant of RSUs to non-employee directors under ABM’s 2021 Equity and Incentive Compensation Plan. These RSUs represent a contingent right to receive common shares and will fully vest on the first anniversary of the grant date, with dividend equivalent rights accruing during the vesting period. The filing also notes that the total beneficial holdings include shares acquired through dividend reinvestment under transactions exempt from Section 16.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GARCIA ART A

(Last) (First) (Middle)
ONE LIBERTY PLAZA
7TH FL

(Street)
NEW YORK NY 10006

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ABM INDUSTRIES INC /DE/ [ ABM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/06/2026 A 3,996(1) A $0.0000 35,248(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Annual grant of restricted stock units (RSUs) to non-employee directors granted under the 2021 Equity and Incentive Compensation Plan, representing a contingent right to receive shares of common stock. All such RSUs vest on the first anniversary of the grant date. Dividend equivalent rights (DERs) will accrue.
2. Includes shares acquired pursuant to dividend reinvestment in transactions exempt from Section 16 pursuant to Rule 16a-11.
By: David R. Goldman, by power of attorney 01/08/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did ABM (ABM) report for Art A. Garcia?

ABM reported that director Art A. Garcia acquired 3,996 shares of common stock on 01/06/2026 as part of an equity grant, at a stated price of $0.0000 per share.

Was the ABM (ABM) insider transaction an open-market trade or an equity award?

The reported transaction was an equity award, described as an annual grant of restricted stock units to a non-employee director under the 2021 Equity and Incentive Compensation Plan, not an open-market purchase or sale.

How many ABM (ABM) shares does Art A. Garcia beneficially own after this transaction?

After the reported grant, Art A. Garcia beneficially owned 35,248 shares of ABM common stock, including shares previously acquired through dividend reinvestment.

What are the vesting terms of the RSUs granted to ABM (ABM) director Art A. Garcia?

The filing states that all of the restricted stock units (RSUs) granted to the non-employee director vest on the first anniversary of the grant date, and dividend equivalent rights (DERs) will accrue on these RSUs.

Under which plan were the ABM (ABM) RSUs granted to Art A. Garcia?

The RSUs were granted under ABM’s 2021 Equity and Incentive Compensation Plan as an annual grant to a non-employee director, providing a contingent right to receive shares of common stock.

Does the ABM (ABM) filing mention dividend reinvestment for Art A. Garcia’s holdings?

Yes. A footnote explains that the reported beneficial ownership includes shares acquired through dividend reinvestment in transactions that are exempt from Section 16 under Rule 16a-11.

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2.65B
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Specialty Business Services
Services-to Dwellings & Other Buildings
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United States
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