ABR CEO Ivan Kaufman logs internal transfer of shares in Form 4
Rhea-AI Filing Summary
Arbor Realty Trust CEO Ivan Kaufman filed a Form 4 reporting internal transfers of his equity interests in the company. On 11/17/2025, he moved 334,700 shares of common stock and 80,161 shares of special voting preferred stock between his direct ownership and IK Main LLC, a limited liability company that he wholly owns and manages. The filing states these transfers were made for administrative convenience and did not involve any sale of securities or change in his beneficial ownership. He also reports indirect holdings through Arbor Commercial Mortgage, LLC and related partnership common units linked to Arbor Realty Trust common stock.
Positive
- None.
Negative
- None.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Other | Partnership Common Units | 80,161 | $0.00 | -- |
| Other | Partnership Common Units | 80,161 | $0.00 | -- |
| Other | Common Stock, par value $0.01 per share | 334,700 | $0.00 | -- |
| Other | Common Stock, par value $0.01 per share | 334,700 | $0.00 | -- |
| Other | Special Voting Preferred Stock, par value $0.01 per share | 80,161 | $0.00 | -- |
| Other | Special Voting Preferred Stock, par value $0.01 per share | 80,161 | $0.00 | -- |
| holding | Partnership Common Units | -- | -- | -- |
| holding | Common Stock, par value $0.01 per share | -- | -- | -- |
| holding | Special Voting Preferred Stock, par value $0.01 per share | -- | -- | -- |
Footnotes (1)
- Transfer of shares from direct ownership to IK Main LLC, a limited liability company wholly owned and controlled by Mr. Kaufman. The transfer was made for administrative convenience and did not involve a sale of securities or change in beneficial ownership. Mr. Kaufman disclaims beneficial ownership of these shares of common stock, except to the extent of his pecuniary interest therein. Not applicable.
FAQ
What insider transaction did ABR report on this Form 4?
The Form 4 shows that Ivan Kaufman, Chairman, CEO and President of Arbor Realty Trust (ABR), transferred his holdings of common and special voting preferred stock between direct ownership and his wholly owned entity, IK Main LLC, on 11/17/2025. The filing specifies that these were internal transfers for administrative convenience.
What happened to ABR special voting preferred stock in this filing?
The Form 4 reports that 80,161 shares of special voting preferred stock with par value $0.01 per share were transferred on 11/17/2025 between Ivan Kaufman’s direct holdings and IK Main LLC. After the reported transactions, his directly held special voting preferred stock balance was shown as zero, with additional indirect holdings reported through Arbor Commercial Mortgage, LLC.
Did the ABR insider transaction involve a sale or change in beneficial ownership?
No. The explanation states that the transfer of shares to IK Main LLC was made for administrative convenience and did not involve a sale of securities or change in beneficial ownership for Ivan Kaufman.
What indirect ownership structures are disclosed for ABR in this Form 4?
The filing shows indirect ownership through IK Main LLC, which is wholly owned and managed by Ivan Kaufman, and through Arbor Commercial Mortgage, LLC, which holds large positions in both common stock and special voting preferred stock. Kaufman also reports related partnership common units that are linked to Arbor Realty Trust common stock.