Welcome to our dedicated page for Associated Cap Group SEC filings (Ticker: AC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Associated Capital Group Inc. filings document its financial-services business, capital structure, governance matters, operating results, and completed public-company status changes. The company’s 8-K reports include results of operations, financial condition, preliminary book value disclosures, and related press-release exhibits.
Recent regulatory records include Form 25 for the voluntary withdrawal of its Class A common stock from exchange listing and Section 12(b) registration, and Form 15 for termination or suspension of Exchange Act reporting duties. These filings also identify the covered security as Class A common stock and provide formal records of the company’s delisting and deregistration process.
Associated Capital Group, Inc. notified the New York Stock Exchange of its voluntary plan to delist its Class A common stock and to deregister under Section 12(b) of the Exchange Act. The company intends to file Form 25 around August 25, 2025, with the last NYSE trading day on or about September 4, 2025, and expects deregistration to become effective about 90 days thereafter. When it files Form 15, its Exchange Act reporting obligations, including Forms 8-K, 10-Q and 10-K, will be suspended or terminated. AC has applied to have its Class A shares quoted on the OTCQX to provide liquidity but warns there is no guarantee a market maker or trading on OTCQX will continue. The Board cited expected cost savings and reduced compliance burdens as reasons for the move.