Welcome to our dedicated page for Associated Cap Group SEC filings (Ticker: AC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Associated Capital Group, Inc. (AC) SEC filings archive provides historical access to the company’s regulatory disclosures as a former NYSE registrant. While the company filed a Form 25 on August 25, 2025 to voluntarily remove its Class A common stock from NYSE listing and a Form 15 on September 4, 2025 to terminate or suspend its reporting obligations under the Securities Exchange Act of 1934, its prior filings remain an important source of information for investors analyzing its business and capital structure.
Before deregistration, Associated Capital filed annual reports on Form 10-K and quarterly reports on Form 10-Q that detailed its alternative investment management operations, assets under management by strategy, revenues from investment advisory and incentive fees, operating expenses, non-operating investment income, and balance sheet items such as cash, investments in securities and partnerships, and its investment in GAMCO stock. These reports also discussed the performance and availability of its merger arbitrage and other strategies and provided context on global M&A conditions.
The company’s current reports on Form 8-K document material events, including the August 15, 2025 announcement of its intention to voluntarily delist from the NYSE and deregister under Section 12(b) of the Exchange Act, as well as periodic releases of quarterly results and preliminary book value per share ranges. The Form 25 filed on August 25, 2025 formally notified the SEC of the removal of its Class A common stock from NYSE listing and registration, and the Form 15 filed on September 4, 2025 certified the termination or suspension of its duty to file ongoing reports.
On this page, Stock Titan surfaces these historical SEC filings and applies AI-powered summaries to help readers quickly understand the key points in complex documents. AI-generated highlights can clarify how Associated Capital describes its merger arbitrage strategy, capital management policies, investment income drivers, and the reasoning behind its NYSE delisting and move toward OTCQX quotation. Users can also review insider and ownership-related filings, where available, to study historical equity structure and governance disclosures tied to the AC ticker.
Associated Capital Group, Inc. notified the New York Stock Exchange of its voluntary plan to delist its Class A common stock and to deregister under Section 12(b) of the Exchange Act. The company intends to file Form 25 around August 25, 2025, with the last NYSE trading day on or about September 4, 2025, and expects deregistration to become effective about 90 days thereafter. When it files Form 15, its Exchange Act reporting obligations, including Forms 8-K, 10-Q and 10-K, will be suspended or terminated. AC has applied to have its Class A shares quoted on the OTCQX to provide liquidity but warns there is no guarantee a market maker or trading on OTCQX will continue. The Board cited expected cost savings and reduced compliance burdens as reasons for the move.