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Accel Entertainment, Inc. (ACEL) CCO settles RSUs, shares withheld for taxes

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Accel Entertainment, Inc. reported that Chief Compliance Officer Derek Harmer settled 13,333 Restricted Stock Units into an equal number of Class A-1 Common Stock shares on July 15, 2026. In a related move, 3,907 shares of Class A-1 Common Stock were withheld at $12.31 per share to satisfy tax obligations. Each RSU represents a right to receive one share for no consideration, and one-third of the underlying shares vests on each of the first three anniversaries of the grant date, subject to continued service. The filing indicates these transactions were not made under a Rule 10b5-1 trading plan.

Positive

  • None.

Negative

  • None.
Insider Harmer Derek
Role Chief Compliance Officer
Type Security Shares Price Value
Exercise Restricted Stock Unit (RSU) F1, F2 13,333 $0.00 $0.00
Exercise Class A-1 Common Stock 13,333 $0.00 $0.00
Exercise Price or Tax Liability Class A-1 Common Stock 3,907 $12.31 $48K
Holdings After Transaction: Restricted Stock Unit (RSU) — 0 shares (Direct); Class A-1 Common Stock — 197,253 shares (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.
  2. F2. 1/3 of the shares underlying the RSUs will vest on each of the first three anniversaries of the grant date, in each case subject to the Reporting Person's continued service to the Issuer on each vesting date.
RSUs settled 13,333 units Restricted Stock Units converted into Class A-1 Common Stock on July 15, 2026
Shares received 13,333 shares Class A-1 Common Stock acquired upon RSU settlement, transaction code M
Shares withheld for taxes 3,907 shares Class A-1 Common Stock withheld to satisfy tax liability, transaction code F
Tax withholding price $12.31 per share Price used for shares withheld to pay tax obligations
RSU vesting fraction 1/3 per year One-third of RSU shares vest on each of the first three anniversaries of the grant date
Restricted Stock Unit (RSU) financial
"Each Restricted Stock Unit (RSU) represents a contingent right to receive 1 share"
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
Class A-1 Common Stock financial
"receive 1 share of the Issuer's Class A-1 Common Stock upon settlement"
Class A-1 common stock is a specific type of ordinary share in a company whose exact voting power, dividend rights and transfer rules are set out in the company’s charter. It represents an ownership stake but may carry different rights than other share classes, so two shares with different labels are not always equal. For investors it matters because the share class determines how much influence you have, what income you may receive and how easily you can sell—think of it like different membership tiers that grant varying levels of access and benefits.
Rule 10b5-1 regulatory
"The filing indicates these transactions were not made under a Rule 10b5-1 plan"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
tax liability financial
"Payment of exercise price or tax liability by delivering or withholding securities"

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FAQ

What insider transactions did Accel Entertainment (ACEL) disclose in this Form 4?

Accel Entertainment reported its Chief Compliance Officer Derek Harmer settling 13,333 RSUs into Class A-1 Common Stock and having 3,907 shares withheld at $12.31 per share to cover tax obligations related to the RSU settlement.

How many Restricted Stock Units did Accel Entertainment (ACEL)'s CCO settle?

Chief Compliance Officer Derek Harmer settled 13,333 Restricted Stock Units, receiving an equal number of Class A-1 Common Stock shares. Each RSU represents a contingent right to one share upon settlement for no consideration, according to the company's disclosure.

How many Accel Entertainment (ACEL) shares were withheld for taxes and at what price?

A total of 3,907 shares of Accel Entertainment Class A-1 Common Stock were withheld to satisfy tax liabilities, at a price of $12.31 per share. This withholding is reported under transaction code F for tax or exercise-price payments.

What is the vesting schedule for the RSUs reported by Accel Entertainment (ACEL)?

The RSUs vest in three equal installments, with 1/3 of the shares vesting on each of the first three anniversaries of the grant date. Vesting is conditioned on the reporting person's continued service to Accel Entertainment on each vesting date.

Were Accel Entertainment (ACEL)'s insider transactions made under a Rule 10b5-1 plan?

No. The filing indicates the Rule 10b5-1 checkbox is not affirmed, meaning these transactions were not reported as made under a Rule 10b5-1 or similar pre-arranged trading plan adopted under SEC rules.

What role does the insider in this Accel Entertainment (ACEL) filing hold?

The reporting person, Derek Harmer, serves as Accel Entertainment's Chief Compliance Officer. The reported transactions involve his equity compensation in the form of Restricted Stock Units and the associated Class A-1 Common Stock.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Harmer Derek

(Last)(First)(Middle)
C/O ACCEL ENTERTAINMENT, INC.
140 TOWER DRIVE

(Street)
BURR RIDGE ILLINOIS 60527

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Accel Entertainment, Inc. [ ACEL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Compliance Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A-1 Common Stock07/15/2026M13,333A$0201,160D
Class A-1 Common Stock07/15/2026F3,907D$12.31197,253D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit (RSU)(1)07/15/2026M13,333 (2) (2)Class A-1 Common Stock13,333$00D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.
2. 1/3 of the shares underlying the RSUs will vest on each of the first three anniversaries of the grant date, in each case subject to the Reporting Person's continued service to the Issuer on each vesting date.
Remarks:
/s/ Derek Harmer07/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)