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ACHIEVE LIFE SCIENCES (ACHV) CEO files Form 3 reporting zero beneficial ownership

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

ACHIEVE LIFE SCIENCES, INC. director and CEO Andrew D. Goldberg filed an initial Form 3 indicating that he currently has no beneficial ownership of the company’s securities. The filing lists “No securities are beneficially owned” and shows total holdings of 0 shares following the reported position.

Positive

  • None.

Negative

  • None.
Insider Goldberg Andrew D.
Role CEO and President
Type Security Shares Price Value
holding No securities are beneficially owned -- -- --
Holdings After Transaction: No securities are beneficially owned — 0 shares (Direct)
Total shares beneficially owned 0 shares Form 3 initial statement; total shares following position 0.0000
beneficially owned financial
"security_title: "No securities are beneficially owned""
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
Form 3 regulatory
"Initial Form 3 filed to report beneficial ownership status"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
"Goldberg Andrew D. is listed as the reporting person"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does Andrew D. Goldberg's Form 3 for ACHV report?

The Form 3 reports that Andrew D. Goldberg, a director, CEO and President of ACHIEVE LIFE SCIENCES, has no securities beneficially owned, with total holdings shown as 0 shares following the reported position.

Does the ACHV CEO currently own any company shares according to this Form 3?

According to this Form 3, the ACHIEVE LIFE SCIENCES CEO and President, Andrew D. Goldberg, reports no securities beneficially owned, with total shares following the reported position listed as 0.0000.

Is there any buy or sell transaction reported in this ACHV Form 3 filing?

No buy or sell transactions are reported. The Form 3 entry is categorized as a holding record, with an unknown transaction code and total shares following the reported position shown as 0.0000.

What role does Andrew D. Goldberg hold at ACHIEVE LIFE SCIENCES (ACHV)?

Andrew D. Goldberg is identified as both a director and an officer of ACHIEVE LIFE SCIENCES, serving as CEO and President, while reporting no securities beneficially owned on this Form 3.

What is the ownership type shown for Andrew D. Goldberg in this ACHV Form 3?

The filing shows ownership coded as direct, with the record indicating “No securities are beneficially owned” and total shares following the position of 0.0000, reflecting no current beneficial holdings.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Goldberg Andrew D.

(Last)(First)(Middle)
22722 29TH DR. SE
SUITE 100

(Street)
BOTHELL WASHINGTON 98021

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
04/18/2026
3. Issuer Name and Ticker or Trading Symbol
ACHIEVE LIFE SCIENCES, INC. [ ACHV ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CEO and President
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
No securities are beneficially owned0D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Sandra Thomson as attorney-in-fact for Andrew D. Goldberg04/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)