E-Trade Financial (NASDAQ: ACLX) files Form 144 listing 164,548 RSU shares

Rhea-AI Filing Summary

E-Trade Financial Corporation submitted a Form 144 notice indicating proposed sales of Common Stock tied to Restricted Stock Units vesting on 01/02/2026, 01/03/2026, and 01/06/2026. The filing lists quantities of 55,459, 53,098, and 55,991 shares respectively.

The entries identify the securities as Restricted Stock Units by the issuer and record NASDAQ as the market; the Form 144 records these planned dispositions rather than completed open-market trades.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	E-TRADE FINANCIAL CORPORATION 3 EDISON DRIVE ALPHARETTA GA 30005	89916	10243267.39	58479812	02/27/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	01/02/2026	Restricted Stock Units	Issuer			55459	01/02/2026	N/A
Common Stock	01/03/2026	Restricted Stock Units	Issuer			53098	01/03/2026	N/A
Common Stock	01/06/2026	Restricted Stock Units	Issuer			55991	01/06/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does E-Trade Financial's Form 144 list for ACLX?

It lists proposed sales of Common Stock from RSUs totaling three vesting events. The filing shows 55,459 shares vesting on 01/02/2026, 53,098 on 01/03/2026, and 55,991 on 01/06/2026, identified as issuer Restricted Stock Units.

Do the Form 144 entries show completed sales for ACLX?

No; Form 144 is a notice of proposed sale rather than proof of execution. The entries record planned dispositions tied to RSU vesting dates but do not confirm whether the shares were sold in the market following those dates.

Who is the reporting entity named in the filing?

The filing names E-Trade Financial Corporation at its Alpharetta, GA address. The securities are listed as Common Stock on NASDAQ; the excerpt ties the RSU entries to the issuer rather than an external selling holder.

How many total shares are shown across the three RSU entries?

The three listed RSU quantities sum to 164,548 shares as shown. The filing presents counts of 55,459, 53,098, and 55,991 associated with the respective vesting dates in January 2026.