STOCK TITAN

ACM Research (ACMR) officer exercises options, sells 18,750 shares under 10b5-1 plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ACM Research, Inc. insider activity: Officer Cheav Sotheara reported exercising stock options for 18,750 shares of Class A Common Stock at an exercise price of $13.89 per share and selling 18,750 shares in open-market transactions on June 4–5, 2026.

The sales were executed at reported prices generally in the low-to-mid $80s per share across multiple trades and were carried out under a pre-arranged Rule 10b5-1 trading plan adopted on March 5, 2026. Following these transactions, Sotheara directly holds 100,002 shares of ACM Research Class A Common Stock.

Positive

  • None.

Negative

  • None.

Insights

Routine option exercise and 10b5-1 sales with sizable stake retained.

Officer Cheav Sotheara exercised options to acquire 18,750 ACM Research Class A shares at an exercise price of $13.89 and sold 18,750 shares in open-market trades at prices reported in the low-to-mid $80s per share.

The filing shows 7 sale transactions and 2 derivative exercises, with post-transaction direct holdings of 100,002 shares. A footnote states the sales were made under a Rule 10b5-1 trading plan adopted on March 5, 2026, suggesting these were pre-planned rather than opportunistic trades.

Because the sale volume is modest relative to the remaining position and the activity is tied to option exercises and a pre-arranged plan, the transactions appear routine from a compensation and liquidity standpoint rather than a strong directional signal about ACM Research’s prospects.

Insider Cheav Sotheara
Role See remarks
Sold 18,750 shs ($1.59M)
Type Security Shares Price Value
Exercise Stock Option 5,399 $0.00 --
Exercise Class A Common Stock 5,399 $13.89 $75K
Sale Class A Common Stock 2,384 $81.73 $195K
Sale Class A Common Stock 968 $82.61 $80K
Sale Class A Common Stock 400 $84.01 $34K
Sale Class A Common Stock 1,647 $85.41 $141K
Exercise Stock Option 13,351 $0.00 --
Exercise Class A Common Stock 13,351 $13.89 $185K
Sale Class A Common Stock 1,300 $84.08 $109K
Sale Class A Common Stock 9,212 $85.11 $784K
Sale Class A Common Stock 2,839 $85.77 $244K
Holdings After Transaction: Stock Option — 37,500 shares (Direct, null); Class A Common Stock — 105,401 shares (Direct, null)
Footnotes (1)
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2026. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.61 to $84.4, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2), (3), (4), (5), (6), (7), and (8) to this Form 4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $84.63 to $85.6, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $85.7 to $86.19, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $81.22 to $82.07, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $82.38 to $82.89, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $83.85 to $84.5, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $85.27 to $85.72, inclusive. The option is fully vested and exercisable.
Shares sold 18,750 shares Open-market sales of Class A Common Stock on June 4–5, 2026
Options exercised 18,750 shares Stock option exercises into Class A Common Stock
Option exercise price $13.89 per share Exercise or conversion price for stock options
Post-transaction holdings 100,002 shares Direct Class A Common Stock owned after transactions
Reported sale prices Low-to-mid $80s per share Weighted average prices across multiple open-market sales
Rule 10b5-1 plan adoption date March 5, 2026 Date the pre-arranged trading plan was adopted
Rule 10b5-1 trading plan regulatory
"The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan..."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Stock Option financial
"security_title: "Stock Option" with underlying Class A Common Stock"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
Class A Common Stock financial
"security_title: "Class A Common Stock" in multiple transactions"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cheav Sotheara

(Last)(First)(Middle)
C/O ACM RESEARCH, INC.
42307 OSGOOD ROAD, SUITE I

(Street)
FREMONT CALIFORNIA 94539

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ACM Research, Inc. [ ACMR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/04/2026M13,351A$13.89113,353D
Class A Common Stock06/04/2026S(1)1,300D$84.08(2)112,053D
Class A Common Stock06/04/2026S(1)9,212D$85.11(3)102,841D
Class A Common Stock06/04/2026S(1)2,839D$85.77(4)100,002D
Class A Common Stock06/05/2026M5,399A$13.89105,401D
Class A Common Stock06/05/2026S(1)2,384D$81.73(5)103,017D
Class A Common Stock06/05/2026S(1)968D$82.61(6)102,049D
Class A Common Stock06/05/2026S(1)400D$84.01(7)101,649D
Class A Common Stock06/05/2026S(1)1,647D$85.41(8)100,002D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option$13.8906/04/2026M13,351 (9)08/09/2033Class A Common Stock13,351$042,899D
Stock Option$13.8906/05/2026M5,399 (9)08/09/2033Class A Common Stock5,399$037,500D
Explanation of Responses:
1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2026.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.61 to $84.4, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2), (3), (4), (5), (6), (7), and (8) to this Form 4.
3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $84.63 to $85.6, inclusive.
4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $85.7 to $86.19, inclusive.
5. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $81.22 to $82.07, inclusive.
6. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $82.38 to $82.89, inclusive.
7. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $83.85 to $84.5, inclusive.
8. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $85.27 to $85.72, inclusive.
9. The option is fully vested and exercisable.
Remarks:
Senior Vice President, Manufacturing of ACM Research (Shanghai), Inc., a subsidiary of the Issuer.
/s/ Mark McKechnie, Attorney-in-Fact for Sotheara Cheav06/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did ACM Research (ACMR) report for Cheav Sotheara?

ACM Research officer Cheav Sotheara exercised options for 18,750 Class A shares and sold 18,750 shares in open-market trades on June 4–5, 2026. These transactions were reported on a Form 4 insider filing with post-transaction direct holdings of 100,002 shares.

Were ACMR insider sales by Cheav Sotheara made under a Rule 10b5-1 plan?

Yes. A footnote states the ACM Research insider sales were effected under a Rule 10b5-1 trading plan adopted on March 5, 2026. Such plans pre-schedule trades, indicating the timing is pre-arranged rather than reactive to short-term market developments.

How many ACM Research (ACMR) shares did Cheav Sotheara sell and at what prices?

Cheav Sotheara sold 18,750 ACM Research Class A shares in several open-market transactions. The Form 4 reports weighted average sale prices generally in the low-to-mid $80s per share, with detailed price ranges described in multiple footnotes to the filing.

What stock options did the ACMR officer exercise in this Form 4 filing?

The filing shows exercises of stock options covering 18,750 ACM Research Class A shares at an exercise price of $13.89 per share. One footnote notes the option is fully vested and exercisable, indicating the transactions involved previously vested equity awards.

How many ACM Research (ACMR) shares does Cheav Sotheara own after these transactions?

After the reported June 4–5, 2026 transactions, Cheav Sotheara directly holds 100,002 shares of ACM Research Class A Common Stock. This remaining stake provides context for assessing the relative size of the option exercises and related open-market sales.