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ACNT Form 3 — Officer Kimberly Portnoy Reports No Equity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Kimberly Portnoy, identified as General Counsel and an officer of Ascent Industries Co. (ACNT), filed an initial Form 3 reporting beneficial ownership information following an event on 09/08/2025. The statement discloses zero shares of Common Stock directly owned and lists no derivative holdings. The filing confirms the officer relationship but shows no current equity stake.

Positive

  • Officer role disclosed (General Counsel) providing governance transparency

Negative

  • No direct common stock ownership reported by the officer
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Portnoy Kimberly

(Last) (First) (Middle)
20 N. MARTINGALE RD
SUITE 430

(Street)
SCHAUMBURG IL 60173

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/08/2025
3. Issuer Name and Ticker or Trading Symbol
ASCENT INDUSTRIES CO. [ ACNT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
General Counsel
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Kimberly Portnoy 09/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 3 for Ascent Industries (ACNT)?

Kimberly Portnoy, listed as General Counsel and an officer.

What securities did the reporting person disclose on the Form 3 for ACNT?

The Form 3 shows 0 shares of Common Stock and no derivatives.

What is the reporting relationship disclosed on the ACNT Form 3?

The filer is disclosed as an Officer (General Counsel) of Ascent Industries Co.

When did the event requiring the Form 3 occur for ACNT?

The Form 3 lists the event date as 09/08/2025.

Was the Form 3 filed jointly or by a single person for ACNT?

The form was filed by one reporting person (not a group filing).
Ascent Industries Co.

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United States
SCHAUMBURG