STOCK TITAN

Ascent Industries (ACNT) controller reports holding 66.699 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Ascent Industries Co. insider Kenneth W. Herring Jr., identified as Corporate Controller, filed an initial ownership report. The filing shows beneficial ownership of 66.699 shares of common stock, held in direct form. This is a routine disclosure of holdings and does not report any new transactions or changes in ownership.

Positive

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Negative

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Insider Herring Kenneth Wayne Jr
Role Insider
Type Security Shares Price Value
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 66.699 shares (Direct)
Footnotes (1)
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
Herring Kenneth Wayne Jr

(Last) (First) (Middle)
20 N. MARTINGALE RD
SUITE 430

(Street)
SCHAUMBURG IL 60173

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/08/2025
3. Issuer Name and Ticker or Trading Symbol
ASCENT INDUSTRIES CO. [ ACNT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Corporate Controller
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 66.699 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Kenneth W. Herring, Jr. 09/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the insider reporting ownership in Ascent Industries Co. (ACNT)?

The reporting person is Kenneth W. Herring Jr., who is identified in the filing as the Corporate Controller of Ascent Industries Co.

How many Ascent Industries (ACNT) shares does Kenneth W. Herring Jr. beneficially own?

The filing reports beneficial ownership of 66.699 shares of Ascent Industries Co. common stock.

Is the ownership reported by Kenneth W. Herring Jr. direct or indirect in ACNT?

The 66.699 common shares are reported as held in direct (D) ownership.

What type of SEC filing is this for Ascent Industries Co. (ACNT)?

This is a Form 3, which is an initial statement of beneficial ownership filed by an insider of Ascent Industries Co.

Does this Ascent Industries (ACNT) insider filing report any derivative securities?

The table for derivative securities is included but shows no derivative positions reported for Kenneth W. Herring Jr.

When was the ownership event for this Ascent Industries (ACNT) Form 3?

The date of the event requiring the statement is listed as 09/08/2025, with the form signed on 09/10/2025.