Ascent Industries director files initial Form 3

ASCENT INDUSTRIES CO. director Carmen Joseph Giannantonio filed an initial Form 3, which is a statement of beneficial ownership for insiders.

Accepted by SEC EDGAR 04/08/2026 - 12:42 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

ASCENT INDUSTRIES CO. director Carmen Joseph Giannantonio filed an initial Form 3, which is a statement of beneficial ownership for insiders. This filing establishes his status as a reporting person at the company and does not list any insider transactions in the reported data.

Key Terms

Form 3, beneficial ownership, reporting person

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"initial Form 3, which is a statement of beneficial ownership for insiders"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

reporting person regulatory

"This filing establishes his status as a reporting person at the company"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the ACNT Form 3 filing by Carmen Joseph Giannantonio show?

The ACNT Form 3 shows that Carmen Joseph Giannantonio is a director and now an insider reporting person at Ascent Industries. It is an initial beneficial ownership statement and, based on the provided data, does not report any insider buy or sell transactions.

Did the ACNT Form 3 report any insider share purchases or sales?

No insider share purchases or sales are reported in this ACNT Form 3. The transaction summary fields show zero buy, sell, exercise, gift, tax-withholding, or restructuring transactions, indicating only an initial insider status disclosure without trading activity in this filing.

Who is the reporting person in Ascent Industries (ACNT) latest Form 3?

The reporting person is Carmen Joseph Giannantonio, listed as a director of Ascent Industries Co. Form 3 identifies him as an insider subject to ongoing reporting of future trades in company securities under Section 16 rules once he engages in reportable transactions.

Does the ACNT Form 3 include any derivative securities information?

The ACNT Form 3 shows no derivative securities in the derivative summary. Exercise-related metrics such as exerciseCount and exerciseShares are zero, indicating no options, warrants, or other derivative positions are reported within this specific insider ownership snapshot for the director.

How significant is this ACNT Form 3 for current investors?

This ACNT Form 3 is largely administrative, confirming a director’s insider reporting status without revealing trades or compensation-related awards. Such filings matter mainly for transparency and future monitoring, rather than signaling any immediate bullish or bearish view through insider buying or selling activity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Giannantonio Carmen Joseph

(Last) (First) (Middle)

20 N. MARTINGALE RD

SUITE 430

(Street)

SCHAUMBURG ILLINOIS 60173

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2026

3. Issuer Name and Ticker or Trading Symbol
ASCENT INDUSTRIES CO. [ ACNT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	Carmen J. Giannantonio	04/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)