ASCENT INDUSTRIES (ACNT) director awarded 5,519 Common Stock shares as equity compensation

Rhea-AI Filing Summary

Giannantonio Carmen Joseph reported acquisition or exercise transactions in this Form 4 filing.

ASCENT INDUSTRIES CO. director Carmen Joseph Giannantonio received an equity grant of 5,519 shares of Common Stock at a reference price of $13.59 per share. Following this award, he holds 6,495 shares directly. The shares vest in quarterly installments of 25% beginning from the grant date.

Insider Trade Summary

Net Buyer: 5,519 shares

Net Buy 1 txn

Insider Giannantonio Carmen Joseph

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	5,519	$13.59	$75K

Holdings After Transaction: Common Stock — 6,495 shares (Direct)

Footnotes (1)

1. F1. Shares vest in quarterly installments of 25% beginning from date of grant.

Key Figures

Shares granted: 5,519 shares Grant price: $13.59 per share Shares owned after: 6,495 shares +1 more

4 metrics

Shares granted 5,519 shares Equity award of Common Stock

Grant price $13.59 per share Reference price for the awarded shares

Shares owned after 6,495 shares Director’s direct holdings following the grant

Vesting schedule 25% quarterly Installments beginning from grant date

Key Terms

Grant, award, or other acquisition, Common Stock, vest in quarterly installments

3 terms

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Common Stock financial

"security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

vest in quarterly installments financial

"Shares vest in quarterly installments of 25% beginning from date of grant"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/10/2026 - 01:53 PM Accepted by SEC EDGAR 06/10/2026 - 01:53 PM Learn about SEC filing dates

FAQ

What insider transaction did ASCENT INDUSTRIES (ACNT) disclose in this Form 4?

ASCENT INDUSTRIES reported that director Carmen Joseph Giannantonio received a grant of 5,519 Common Stock shares. This equity award is compensation, not an open-market purchase or sale, and increases his directly held position to 6,495 shares after the transaction.

Was the ACNT Form 4 transaction a buy or a grant of shares?

The Form 4 shows a grant or award acquisition, not an open-market buy. Code A and the description “Grant, award, or other acquisition” indicate the 5,519 shares were issued as compensation rather than purchased on the open market.

How many ASCENT INDUSTRIES (ACNT) shares does the director hold after this grant?

After the equity grant, director Carmen Joseph Giannantonio holds 6,495 shares of ASCENT INDUSTRIES Common Stock directly. This figure includes the newly granted 5,519 shares and reflects his updated ownership position reported in the Form 4 filing.

At what price was the ACNT equity award recorded in the Form 4?

The equity award was recorded at $13.59 per share for 5,519 shares of Common Stock. This price is typically a grant or reference value used for reporting and compensation purposes, not necessarily an executed market trade price.

How do the ACNT granted shares vest for the reporting director?

The granted shares vest in quarterly installments of 25% beginning from the grant date. This means the 5,519-share award becomes fully vested over four quarters, aligning the director’s compensation with ongoing service to the company across the vesting period.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Giannantonio Carmen Joseph

(Last) (First) (Middle)

20 N. MARTINGALE RD

SUITE 430

(Street)

SCHAUMBURG ILLINOIS 60173

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASCENT INDUSTRIES CO. [ ACNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/10/2026		A		5,519(1)	A	$13.59	6,495	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares vest in quarterly installments of 25% beginning from date of grant.

Remarks:

	Carmen J. Giannantonio	06/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)