Ascent Industries VP Acquires 3,075 Shares; Vesting Over 3 Years

Rhea-AI Filing Summary

Anthony X. Pan, Vice President, Sales & Business Development of Ascent Industries Co. (ACNT), reported a non-derivative acquisition on 09/08/2025. He acquired 3,075 shares of Common Stock at a reported price of $12.165 per share. After the transaction, Mr. Pan directly beneficially owns 17,645 shares; additional indirect holdings include 550 shares held by his mother and 2,693 shares held by his spouse. The filing notes the acquired shares "vest in equal installments of 33% over 3 years beginning January 1, 2026." The Form 4 is signed by Anthony X. Pan on 09/10/2025.

Positive

• Clear disclosure of the acquisition including price ($12.165) and exact share count (3,075).
• Vesting schedule disclosed: shares vest 33% annually over 3 years beginning 01/01/2026, clarifying timing and conditions.
• Full household holdings reported: direct ownership (17,645) plus indirect holdings by spouse (2,693) and mother (550).

Negative

• None.

Insights

Securities Analyst

TL;DR: Insider purchased 3,075 shares at $12.165, increasing direct holdings to 17,645; transaction appears routine and consistent with compensation vesting.

The transaction is a non-derivative purchase reported under Section 16, with explicit vesting terms indicating these shares are subject to future service-based vesting (33% annually starting 01/01/2026). From a securities perspective, this is a targeted insider acquisition tied to compensation rather than an open-market opportunistic buy. The size of the purchase relative to total reported beneficial ownership is modest; no derivatives, dispositions, or unusual transfer patterns are disclosed. Impact on shareholder value is likely immaterial based solely on this filing.

Corporate Governance Expert

TL;DR: The report documents a standard, documented insider award with scheduled vesting; disclosure meets Section 16 requirements.

The Form 4 clearly identifies the reporting person, relationship to the issuer, and the vesting schedule for the acquired shares, supporting transparency around executive compensation. Indirect holdings by family members are disclosed, which helps clarify total household exposure. There are no flagged related-party transfers, loans, or exceptions. Governance implications are routine: documented compensation equity, appropriate reporting, and no immediate red flags for control changes or related-party concentration.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pan Anthony X

(Last) (First) (Middle)

11622 ASTER LANE

(Street)

WOODBURY MN 55129

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASCENT INDUSTRIES CO. [ ACNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			VP, Sales & Bus. Development

3. Date of Earliest Transaction (Month/Day/Year)
09/08/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/08/2025		A		3,075(1)	A	$12.165	17,645	D
Common Stock								550	I	By Mother
Common Stock								2,693	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares vest in equal installments of 33% over 3 years beginning January 1, 2026.

Remarks:

	Anthony X. Pan	09/10/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Anthony X. Pan report on Form 4 for ACNT?

He reported acquiring 3,075 shares of ACNT common stock on 09/08/2025 at $12.165 per share.

How many ACNT shares does Anthony X. Pan beneficially own after the reported transaction?

He directly owns 17,645 shares after the transaction, with indirect holdings of 550 (mother) and 2,693 (spouse).

Are there vesting conditions for the shares reported on the ACNT Form 4?

Yes. The filing states the shares "vest in equal installments of 33% over 3 years beginning January 1, 2026."

What is Anthony X. Pan's role at Ascent Industries Co. (ACNT)?

The Form 4 lists his relationship as Officer with the title VP, Sales & Bus. Development.

When was the Form 4 signed?

The signature on the Form 4 is dated 09/10/2025 by Anthony X. Pan.