ASCENT INDUSTRIES (NASDAQ: ACNT) director awarded 4,231 common shares

Rhea-AI Filing Summary

Mazzaferro Aldo John Jr reported acquisition or exercise transactions in this Form 4 filing.

ASCENT INDUSTRIES CO. director Aldo John Mazzaferro Jr reported an equity award of 4,231 shares of common stock. The shares are valued at a grant price of $13.59 per share and vest in quarterly installments of 25% beginning from the grant date. Following this compensation-related grant, his direct holdings increased to 19,862 common shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Mazzaferro Aldo John Jr

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	4,231	$13.59	$57K

Holdings After Transaction: Common Stock — 19,862 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares granted: 4,231 shares Grant price: $13.59 per share Post-transaction holdings: 19,862 shares +1 more

4 metrics

Shares granted 4,231 shares Director equity award on 2026-06-10

Grant price $13.59 per share Valuation of the stock award

Post-transaction holdings 19,862 shares Director’s direct common stock after grant

Vesting schedule 25% quarterly From grant date over four quarters

Key Terms

Common Stock, Grant, award, or other acquisition, vest in quarterly installments

3 terms

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

vest in quarterly installments financial

"Shares vest in quarterly installments of 25% beginning from date of grant."

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mazzaferro Aldo John Jr

(Last) (First) (Middle)

20 N. MARTINGALE RD

SUITE 430

(Street)

SCHAUMBURG ILLINOIS 60173

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASCENT INDUSTRIES CO. [ ACNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/10/2026		A		4,231(1)	A	$13.59	19,862	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares vest in quarterly installments of 25% beginning from date of grant.

Remarks:

	Aldo John Mazzaferro Jr	06/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ASCENT INDUSTRIES CO. (ACNT) disclose for Aldo John Mazzaferro Jr?

ASCENT INDUSTRIES CO. disclosed that director Aldo John Mazzaferro Jr received a grant of 4,231 shares of common stock. This was recorded as a compensation-related award rather than an open-market purchase or sale.

How many ACNT shares did Aldo John Mazzaferro Jr hold after this Form 4 transaction?

After the reported grant, Aldo John Mazzaferro Jr directly held 19,862 shares of ASCENT INDUSTRIES CO. common stock. This reflects his updated ownership position following the 4,231-share equity award reported in the Form 4 filing.

What was the grant price per share for the ACNT stock award to Aldo John Mazzaferro Jr?

The equity award to Aldo John Mazzaferro Jr used a grant price of $13.59 per share. This price is typically used for valuation and reporting purposes and does not represent an open-market trade in the company’s stock.

How do the granted ACNT shares to Aldo John Mazzaferro Jr vest over time?

The 4,231 granted shares vest in quarterly installments of 25% beginning from the grant date. This means the award vests evenly over four quarters, aligning vesting with continued service during the one-year period following grant.

Was the ACNT Form 4 transaction a market buy or sell by Aldo John Mazzaferro Jr?

No, the transaction was coded as an “A” for grant, award, or other acquisition, not as an open-market buy or sell. It represents stock-based compensation granted by ASCENT INDUSTRIES CO. to the director.