Harshil Shah (ACNT) Reports 3,606-Share Acquisition, Vesting Details

Rhea-AI Filing Summary

Harshil Vipul Shah, Vice President of Business Operations at Ascent Industries Co. (ACNT), reported a purchase of 3,606 shares of the company's common stock on 09/08/2025 at a price of $12.165 per share. Following this transaction, he beneficially owns 3,606 shares in a direct ownership capacity. The filing discloses a vesting schedule for these shares: they will vest in equal installments of 33% annually over three years beginning January 1, 2026. The Form 4 is signed by Harshil Shah on 09/10/2025.

Positive

• Reporting person disclosed a non-derivative acquisition of 3,606 shares
• Vesting schedule explicitly disclosed (33% annually over three years starting 01/01/2026)

Negative

• None.

Insights

Securities Analyst

TL;DR Insider purchase of 3,606 shares at $12.165 with a three-year vesting schedule; appears routine and non-material.

This Form 4 documents a single non-derivative acquisition by a company officer rather than a large block purchase or sale. The size of the transaction (3,606 shares) and the disclosed vesting schedule indicate these shares are likely part of a compensation or restricted share arrangement rather than a market-driven investment. For most investors, this filing is informational about insider compensation and ownership but unlikely to be a material corporate development on its own.

Corporate Governance Expert

TL;DR Officer reports a direct acquisition with explicit vesting terms; disclosure aligns with Section 16 reporting requirements.

The report clearly identifies the reporting person, relationship to the issuer, transaction date, number of shares acquired, price per share, and a post-transaction ownership total. The inclusion of a vesting schedule (33% per year over three years starting January 1, 2026) provides transparency about the nature of the holdings. From a governance and compliance perspective, the filing meets standard Form 4 disclosure elements and does not indicate corrective or exceptional governance actions.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shah Harshil Vipul

(Last) (First) (Middle)

20 N. MARTINGALE RD

SUITE 430

(Street)

SCHAUMBURG IL 60173

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASCENT INDUSTRIES CO. [ ACNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			V.P. Business Operations

3. Date of Earliest Transaction (Month/Day/Year)
09/08/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/08/2025		A		3,606(1)	A	$12.165	3,606	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares vest in equal installments of 33% over 3 years beginning January 1, 2026.

Remarks:

	Harshil Shah	09/10/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Harshil Vipul Shah report on Form 4 for ACNT?

He reported acquiring 3,606 shares of Ascent Industries Co. common stock on 09/08/2025 at $12.165 per share.

What is Harshil Shah's role at Ascent Industries Co. (ACNT)?

The Form 4 lists him as V.P. Business Operations and the filing is by one reporting person.

How many shares does Harshil Shah own after the reported transaction?

The filing reports he beneficially owns 3,606 shares following the transaction.

What vesting terms apply to the reported shares?

The shares vest in equal installments of 33% over three years beginning on January 1, 2026.

When was the Form 4 signed and filed?

The signature on the Form 4 is dated 09/10/2025, with the transaction dated 09/08/2025.